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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.47B
AUM Growth
-$285M
Cap. Flow
-$411M
Cap. Flow %
-27.93%
Top 10 Hldgs %
12.84%
Holding
329
New
47
Increased
53
Reduced
154
Closed
41

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$10M
2
NVRI icon
Enviri
NVRI
+$9.8M
3
GIII icon
G-III Apparel Group
GIII
+$9.76M
4
EXPR
Express, Inc.
EXPR
+$9.58M
5
FIVE icon
Five Below
FIVE
+$8.39M

Top Sells

Rank Stock Value
1
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$27.7M
2
BURL icon
Burlington
BURL
+$18.3M
3
BKU icon
Bankunited
BKU
+$17.7M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$16.9M
5
ROG icon
Rogers Corp
ROG
+$16.7M

Sector Composition

Rank Sector Weight
1 Industrials 14.1%
2 Consumer Discretionary 13.91%
3 Financials 13.71%
4 Technology 13.61%
5 Communication Services 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAA
151
DELISTED
CalAtlantic Group, Inc.
CAA
$2.44M 0.17%
71,135
-18,248
-20% -$669K
BERY
152
DELISTED
Berry Global Group, Inc.
BERY
$2.42M 0.16%
58,617
-78,690
-57% -$3.09M
LGF
153
DELISTED
Lions Gate Entertainment
LGF
$2.4M 0.16%
118,553
-161,756
-58% -$3.31M
CYRN
154
DELISTED
CYREN Ltd.
CYRN
$2.38M 0.16%
48,579
-155
-0.3% -$6.96K
CSL icon
155
Carlisle Companies
CSL
$14.3B
$2.38M 0.16%
22,574
-42,289
-65% -$4.41M
BWA icon
156
BorgWarner
BWA
$13.1B
$2.2M 0.15%
71,184
+22,366
+46% +$659K
FRED
157
DELISTED
Fred's Inc
FRED
$2.19M 0.15%
242,075
-720
-0.3% -$9.46K
BKMU
158
DELISTED
Bank Mutual Corp
BKMU
$2.16M 0.15%
+281,757
New +$2.17M
OZK icon
159
Bank OZK
OZK
$5.6B
$2.11M 0.14%
54,899
+2,909
+6% +$110K
BATS
160
DELISTED
Bats Global Markets, Inc.
BATS
$2.1M 0.14%
67,974
-53,336
-44% -$1.37M
SEAC
161
DELISTED
Seachange International Inc
SEAC
$2.09M 0.14%
35,010
-83
-0.2% -$5.16K
HTBK
162
DELISTED
Heritage Commerce
HTBK
$2.03M 0.14%
185,551
+15,800
+9% +$175K
GPX
163
DELISTED
GP Strategies Corp.
GPX
$2.02M 0.14%
+81,871
New +$1.9M
SHSP
164
DELISTED
SharpSpring, Inc.
SHSP
$2M 0.14%
388,103
-1,538
-0.4% -$7.96K
HEOP
165
DELISTED
Heritage Oaks Bancorp
HEOP
$1.98M 0.13%
+240,904
New +$1.97M
MGP
166
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
$1.88M 0.13%
+70,250
New +$1.84M
EVHC
167
DELISTED
Envision Healthcare Holdings Inc
EVHC
$1.86M 0.13%
27,136
-171,902
-86% -$11.8M
CUNB
168
DELISTED
CU Bancorp
CUNB
$1.83M 0.12%
80,177
+4,092
+5% +$98.3K
CACB
169
DELISTED
Cascade Bancorp
CACB
$1.83M 0.12%
301,344
-1,054
-0.3% -$6.16K
WFBI
170
DELISTED
WashingtonFirst Bankshares Inc
WFBI
$1.82M 0.12%
77,552
-231
-0.3% -$5.25K
VVV icon
171
Valvoline
VVV
$4.9B
$1.8M 0.12%
+74,892
New +$1.77M
CSTR
172
DELISTED
CapStar Financial Holdings, Inc
CSTR
$1.76M 0.12%
+104,102
New +$1.72M
XENT
173
DELISTED
Intersect ENT, Inc
XENT
$1.75M 0.12%
110,593
-301
-0.3% -$4.53K
CXP
174
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$1.73M 0.12%
75,260
-103,344
-58% -$2.41M
SLM icon
175
SLM Corp
SLM
$4.89B
$1.72M 0.12%
224,243
-298,095
-57% -$2.14M
5 6
7
8 9

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Penn Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Penn Capital Management held 329 positions worth $1.47B, down 16% from $1.76B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $411M in Q3 2016, closing 41 positions and reducing 154 holdings. Its most notable exit was SAGENT PHARMACEUTICALS INC COM STK (DE), an estimated $27.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Penn Capital Management opened a new position in Dynegy, Inc. worth $8.76M.

  • Penn Capital Management's largest Q3 2016 buy was Dynegy, Inc.: 706,709 shares worth $8.76M.
  • Penn Capital Management added most to Enviri in Q3 2016, an estimated $9.8M increase.
  • Penn Capital Management's biggest Q3 2016 reduction was Burlington, cutting an estimated $18.3M.
  • Penn Capital Management fully exited SAGENT PHARMACEUTICALS INC COM STK (DE) in Q3 2016, selling an estimated $27.7M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.47B portfolio in Q3 2016.
  • Penn Capital Management opened 47 new positions and closed 41 in Q3 2016.
  • Penn Capital Management's portfolio value fell 16% quarter-over-quarter to $1.47B.

Based on Penn Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.