Penn Capital Management’s Heritage Commerce HTBK Stock Holding History

Penn Capital Management’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-64,008	Closed	-$726K	–	231
2018 Q4	$726K	Sell	64,008 -31,277	-33%	-$434K	0.07%	207
2018 Q3	$1.42M	Sell	95,285 -77,500	-45%	-$1.23M	0.11%	189
2018 Q2	$2.94M	Sell	172,785 -110	-0.1%	-$1.87K	0.22%	127
2018 Q1	$2.85M	Sell	172,895 -76,885	-31%	-$1.24M	0.22%	128
2017 Q4	$3.83M	Sell	249,780 -2,430	-1%	-$37K	0.27%	110
2017 Q3	$3.59M	Buy	252,210 +31,374	+14%	+$430K	0.26%	115
2017 Q2	$3.04M	Buy	220,836 +108,314	+96%	+$1.5M	0.23%	117
2017 Q1	$1.59M	Sell	112,522 -425,591	-79%	-$5.97M	0.11%	184
2016 Q4	$7.76M	Buy	538,113 +352,562	+190%	+$4.28M	0.49%	87
2016 Q3	$2.03M	Buy	185,551 +15,800	+9%	+$175K	0.14%	165
2016 Q2	$1.79M	Buy	+169,751	New	+$1.77M	0.1%	184

Other funds holding HTBK

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

WHG

Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Penn Capital Management's HTBK Position: Q1 2019 in Review

Penn Capital Management sold out of Heritage Commerce (HTBK) in Q1 2019, closing a stake of 64,008 shares — an estimated $726K sold.

Penn Capital Management first reported a position in HTBK in Q2 2016 and held it in 11 quarters. The position peaked at $7.76M in Q4 2016. 122 funds tracked by Wall St. Rank hold HTBK as of Q1 2019.

Penn Capital Management reported no remaining Heritage Commerce position as of Q1 2019 after selling out during the quarter.
Penn Capital Management sold 64,008 Heritage Commerce shares in Q1 2019, an estimated $726K.
Penn Capital Management first reported a position in Heritage Commerce in Q2 2016 and held it in 11 quarters.
Penn Capital Management's Heritage Commerce position peaked at $7.76M in Q4 2016.
122 funds tracked by Wall St. Rank held Heritage Commerce as of Q1 2019.

Based on Penn Capital Management's 13F filing for Q1 2019, filed 6 May 2019.