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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$1.47B
AUM Growth
-$285M
Cap. Flow
-$411M
Cap. Flow %
-27.93%
Top 10 Hldgs %
12.84%
Holding
329
New
47
Increased
53
Reduced
154
Closed
41

Top Buys

Rank Stock Value
1
DYN
Dynegy, Inc.
DYN
+$10M
2
NVRI icon
Enviri
NVRI
+$9.8M
3
GIII icon
G-III Apparel Group
GIII
+$9.76M
4
EXPR
Express, Inc.
EXPR
+$9.58M
5
FIVE icon
Five Below
FIVE
+$8.39M

Top Sells

Rank Stock Value
1
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$27.7M
2
BURL icon
Burlington
BURL
+$18.3M
3
BKU icon
Bankunited
BKU
+$17.7M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$16.9M
5
ROG icon
Rogers Corp
ROG
+$16.7M

Sector Composition

Rank Sector Weight
1 Industrials 14.1%
2 Consumer Discretionary 13.91%
3 Financials 13.71%
4 Technology 13.61%
5 Communication Services 8.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKSB
101
DELISTED
Southwest Bancorp Inc/OK
OKSB
$5.76M 0.39%
303,574
-963
-0.3% -$18.1K
RSYS
102
DELISTED
Radisys Corp
RSYS
$5.68M 0.39%
1,061,995
-3,374
-0.3% -$17K
HDP
103
DELISTED
Hortonworks, Inc.
HDP
$5.54M 0.38%
+663,114
New +$6.29M
ECHO
104
DELISTED
Echo Global Logistics, Inc.
ECHO
$5.51M 0.37%
238,971
+80,748
+51% +$1.97M
SMRT
105
DELISTED
Stein Mart Inc
SMRT
$5.47M 0.37%
861,548
-2,346
-0.3% -$19K
DCOM icon
106
Dime Commercial Bancshares
DCOM
$1.8B
$5.14M 0.35%
179,662
-495
-0.3% -$14.6K
ACHC icon
107
Acadia Healthcare
ACHC
$2.76B
$5.13M 0.35%
102,571
-25,165
-20% -$1.31M
OPB
108
DELISTED
Opus Bank Common Stock
OPB
$5.03M 0.34%
140,561
-160,846
-53% -$5.5M
SIVB
109
DELISTED
SVB Financial Group
SIVB
$4.58M 0.31%
41,353
+1,606
+4% +$167K
GDDY icon
110
GoDaddy
GDDY
$11B
$4.47M 0.3%
127,139
-126,909
-50% -$4.05M
TNAV
111
DELISTED
Telenav Inc.
TNAV
$4.41M 0.3%
769,678
+425,173
+123% +$2.31M
REI icon
112
Ring Energy
REI
$315M
$4.4M 0.3%
402,060
+369,308
+1,128% +$3.46M
PIR
113
DELISTED
Pier 1 Imports, Inc.
PIR
$4.19M 0.28%
49,379
-2,361
-5% -$222K
MTCH icon
114
Match Group
MTCH
$9.19B
$4.17M 0.28%
229,174
-68,684
-23% -$1.1M
PACW
115
DELISTED
PacWest Bancorp
PACW
$4.16M 0.28%
95,550
-113,436
-54% -$4.73M
SNAK
116
DELISTED
Inventure Foods, Inc.
SNAK
$4.11M 0.28%
436,660
-1,265
-0.3% -$11.4K
TRU icon
117
TransUnion
TRU
$15.1B
$4.05M 0.27%
115,172
-116,927
-50% -$3.92M
RVLT
118
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$3.99M 0.27%
632,231
-1,728
-0.3% -$11.4K
URI icon
119
United Rentals
URI
$67.2B
$3.92M 0.27%
49,129
-52,593
-52% -$4.03M
OSK icon
120
Oshkosh
OSK
$8.79B
$3.9M 0.26%
68,250
-76,842
-53% -$4.05M
BKU icon
121
Bankunited
BKU
$3.37B
$3.88M 0.26%
127,188
-578,708
-82% -$17.7M
HDS
122
DELISTED
HD Supply Holdings, Inc.
HDS
$3.81M 0.26%
116,789
-118,938
-50% -$4.12M
GBNK
123
DELISTED
Guaranty Bancorp
GBNK
$3.72M 0.25%
+208,210
New +$3.65M
MERC icon
124
Mercer International
MERC
$42.3M
$3.61M 0.24%
425,858
+153,402
+56% +$1.28M
LIND icon
125
Lindblad Expeditions
LIND
$1.94B
$3.55M 0.24%
394,156
-8,361
-2% -$78.7K
3 4
5
6 7

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Penn Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Penn Capital Management held 329 positions worth $1.47B, down 16% from $1.76B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Penn Capital Management withdrew a net $411M in Q3 2016, closing 41 positions and reducing 154 holdings. Its most notable exit was SAGENT PHARMACEUTICALS INC COM STK (DE), an estimated $27.7M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Penn Capital Management opened a new position in Dynegy, Inc. worth $8.76M.

  • Penn Capital Management's largest Q3 2016 buy was Dynegy, Inc.: 706,709 shares worth $8.76M.
  • Penn Capital Management added most to Enviri in Q3 2016, an estimated $9.8M increase.
  • Penn Capital Management's biggest Q3 2016 reduction was Burlington, cutting an estimated $18.3M.
  • Penn Capital Management fully exited SAGENT PHARMACEUTICALS INC COM STK (DE) in Q3 2016, selling an estimated $27.7M.
  • Penn Capital Management's ten largest holdings make up 13% of its $1.47B portfolio in Q3 2016.
  • Penn Capital Management opened 47 new positions and closed 41 in Q3 2016.
  • Penn Capital Management's portfolio value fell 16% quarter-over-quarter to $1.47B.

Based on Penn Capital Management's 13F filing for Q3 2016, filed 15 Nov 2016.