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Penn Capital Management Portfolio holdings

AUM $1.58B
1-Year Est. Return 81.2%
This Fund
S&P 500
This Quarter Est. Return
+11.68%
1 Year Est. Return
+81.2%
3 Year Est. Return
+181.03%
5 Year Est. Return
+213.86%
10 Year Est. Return
+1,021.69%
AUM
$2.41B
AUM Growth
-$29.4M
Cap. Flow
-$358M
Cap. Flow %
-14.86%
Top 10 Hldgs %
14.39%
Holding
362
New
44
Increased
74
Reduced
143
Closed
68

Top Buys

Rank Stock Value
1
PAY
Verifone Systems Inc
PAY
+$21.3M
2
PIR
Pier 1 Imports, Inc.
PIR
+$20.4M
3
KKD
KRISPY KREME DOUGHNUTS INC
KKD
+$20.3M
4
AXLL
AXIALL CORP COM STK (DE)
AXLL
+$19.2M
5
LTM
LIFE TIME FITNESS INC
LTM
+$18.4M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$20.4M
2
DBI icon
Designer Brands
DBI
+$18.7M
3
RHP icon
Ryman Hospitality Properties
RHP
+$16.1M
4
RVBD
RIVERBED TECHNOLOGY, INC COM
RVBD
+$14.6M
5
CHS
Chicos FAS, Inc.
CHS
+$14.5M

Sector Composition

Rank Sector Weight
1 Technology 14.01%
2 Industrials 13.1%
3 Financials 11.02%
4 Communication Services 8.49%
5 Consumer Discretionary 6.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMA
101
DELISTED
Comerica
CMA
$9.25M 0.38%
235,348
-184,590
-44% -$7.67M
IMAX icon
102
IMAX
IMAX
$2.62B
$9.21M 0.38%
304,725
-68,224
-18% -$1.84M
CBRE icon
103
CBRE Group
CBRE
$42.5B
$9.19M 0.38%
397,298
+61,887
+18% +$1.43M
ACGL icon
104
Arch Capital
ACGL
$34.3B
$9.13M 0.38%
506,094
-86,082
-15% -$1.54M
NAV
105
DELISTED
Navistar International
NAV
$8.99M 0.37%
+246,525
New +$8.39M
BYI
106
DELISTED
BALLY TECHNOLOGIES, INC.
BYI
$8.74M 0.36%
121,323
-31,705
-21% -$2.23M
LHO
107
DELISTED
LaSalle Hotel Properties
LHO
$8.74M 0.36%
306,361
+7,963
+3% +$216K
RVTY icon
108
Revvity
RVTY
$12.6B
$8.69M 0.36%
230,140
-63,172
-22% -$2.27M
MSGS icon
109
Madison Square Garden
MSGS
$9.48B
$8.65M 0.36%
208,836
-42,222
-17% -$1.78M
HAIN icon
110
Hain Celestial
HAIN
$45M
$8.59M 0.36%
222,722
-64,422
-22% -$2.43M
RDC
111
DELISTED
Rowan Companies Plc
RDC
$8.56M 0.36%
233,160
-39,532
-14% -$1.42M
MEG
112
DELISTED
Media General, Inc
MEG
$8.55M 0.35%
599,361
-304,798
-34% -$3.36M
BCC icon
113
Boise Cascade
BCC
$2.69B
$8.48M 0.35%
314,716
+222,522
+241% +$5.69M
HT
114
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$8.46M 0.35%
378,132
-54,766
-13% -$1.23M
BJRI icon
115
BJ's Restaurants
BJRI
$1.42B
$8.42M 0.35%
293,124
-61,255
-17% -$2.07M
STZ icon
116
Constellation Brands
STZ
$22.2B
$8.4M 0.35%
146,320
-132,783
-48% -$7.23M
FHN icon
117
First Horizon
FHN
$12.2B
$8.24M 0.34%
749,785
+104
+0% +$1.23K
SHOR
118
DELISTED
ShoreTel, Inc.
SHOR
$8.21M 0.34%
1,358,752
-1,814,328
-57% -$8.63M
SIVB
119
DELISTED
SVB Financial Group
SIVB
$8.17M 0.34%
94,642
-26,875
-22% -$2.32M
CNK icon
120
Cinemark Holdings
CNK
$4.24B
$8.1M 0.34%
255,208
-94,759
-27% -$2.85M
GWR
121
DELISTED
Genesee & Wyoming Inc.
GWR
$8.07M 0.33%
86,791
+2,887
+3% +$261K
RTEC
122
DELISTED
Rudolph Technologies Inc
RTEC
$8.03M 0.33%
704,095
-72,791
-9% -$834K
CBEY
123
DELISTED
CBEYOND INC COM STK
CBEY
$7.58M 0.31%
1,181,900
+411,040
+53% +$2.97M
NCLH icon
124
Norwegian Cruise Line
NCLH
$8.51B
$7.53M 0.31%
244,085
+16,460
+7% +$517K
SKT icon
125
Tanger
SKT
$4.67B
$6.88M 0.29%
210,781
-35,915
-15% -$1.18M
3 4
5
6 7

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Penn Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Penn Capital Management held 362 positions worth $2.41B, down 1.2% from $2.44B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Penn Capital Management withdrew a net $358M in Q3 2013, closing 68 positions and reducing 143 holdings. Its most notable exit was Designer Brands, an estimated $18.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Industrials and Financials.

Against the trend, Penn Capital Management opened a new position in Verifone Systems Inc worth $24.4M.

  • Penn Capital Management's largest Q3 2013 buy was Verifone Systems Inc: 1,065,823 shares worth $24.4M.
  • Penn Capital Management added most to AXIALL CORP COM STK (DE) in Q3 2013, an estimated $19.2M increase.
  • Penn Capital Management's biggest Q3 2013 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $20.4M.
  • Penn Capital Management fully exited Designer Brands in Q3 2013, selling an estimated $18.7M.
  • Penn Capital Management's ten largest holdings make up 14% of its $2.41B portfolio in Q3 2013.
  • Penn Capital Management opened 44 new positions and closed 68 in Q3 2013.
  • Penn Capital Management's portfolio value fell 1.2% quarter-over-quarter to $2.41B.

Based on Penn Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.