We are live on ! Find out more
PCM

PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+9.34%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$335M
AUM Growth
+$15.8M
Cap. Flow
-$129M
Cap. Flow %
-38.34%
Top 10 Hldgs %
44.38%
Holding
212
New
29
Increased
46
Reduced
31
Closed
72

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$3.77M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$3.47M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.15M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.76M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.57M

Top Sells

Rank Stock Value
1
TPL icon
Texas Pacific Land
TPL
+$4.94M
2
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$4.22M
3
EBIX
Ebix Inc
EBIX
+$2.47M
4
JD icon
JD.com
JD
+$1.56M
5
IBKR icon
Interactive Brokers
IBKR
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 18.94%
2 Financials 9.59%
3 Communication Services 7.2%
4 Consumer Discretionary 2.96%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
Y
176
DELISTED
Alleghany Corp
Y
– –
-810
Closed -$939K
PING
177
DELISTED
Ping Identity Holding Corp.
PING
– –
-16,660
Closed -$646K
FVAM
178
DELISTED
5:01 Acquisition Corp
FVAM
– –
-4,375
Closed -$60K
IPOD
179
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-23,040
Closed -$319K
IPOF
180
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-46,150
Closed -$637K
TGA
181
DELISTED
Transglobe Energy Corp
TGA
– –
-117,300
Closed -$433K
EXTN
182
DELISTED
Exterran Corporation
EXTN
– –
-106,570
Closed -$612K
CNVY
183
DELISTED
Convey Health Solutions Holdings, Inc.
CNVY
– –
-27,300
Closed -$396K
RNDB
184
DELISTED
Randolph Bancorp, Inc. Common Stock
RNDB
– –
-17,690
Closed -$659K
AVAN
185
DELISTED
Avanti Acquisition Corp.
AVAN
– –
-18,947
Closed -$262K
GBT
186
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-3,380
Closed -$318K
BRG
187
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-27,600
Closed -$1.02M
VYGG
188
DELISTED
Vy Global Growth
VYGG
– –
-29,855
Closed -$414K
HNGR
189
DELISTED
Hanger Inc.
HNGR
– –
-13,140
Closed -$340K
ABTX
190
DELISTED
Allegiance Bancshares
ABTX
– –
-7,850
Closed -$451K
TRQ
191
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-11,370
Closed -$465K
NLSN
192
DELISTED
Nielsen Holdings plc
NLSN
– –
-22,670
Closed -$868K
FBC
193
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-9,040
Closed -$417K
EBIX
194
DELISTED
Ebix Inc
EBIX
– –
-94,417
Closed -$2.47M
BHVN
195
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-1,530
Closed -$319K
4 5 6 7
8

Similar funds

SJIC
St. James Investment Company Southlake, Texas $638M AUM 15.14% 1-Year Est. Return
BPC
Bearing Point Capital Bloomington, Minnesota $638M AUM 32.99% 1-Year Est. Return
KCM
Kultura Capital Management Park City, Utah $638M AUM
SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM
WCM
Woodson Capital Management Greenwich, Connecticut $636M AUM 39.33% 1-Year Est. Return

PenderFund Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, PenderFund Capital Management held 212 positions worth $335M, up 4.9% from $320M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q4 2022, closing 72 positions and reducing 31 holdings. Its most notable exit was Ebix Inc, an estimated $2.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Nuveen Municipal Credit Income Fund worth $4.91M.

  • PenderFund Capital Management's largest Q4 2022 buy was Nuveen Municipal Credit Income Fund: 300,000 shares worth $4.91M.
  • PenderFund Capital Management added most to Sangoma Technologies in Q4 2022, an estimated $3.77M increase.
  • PenderFund Capital Management's biggest Q4 2022 reduction was Texas Pacific Land, cutting an estimated $4.94M.
  • PenderFund Capital Management fully exited Ebix Inc in Q4 2022, selling an estimated $2.47M.
  • PenderFund Capital Management's ten largest holdings make up 44% of its $335M portfolio in Q4 2022.
  • PenderFund Capital Management opened 29 new positions and closed 72 in Q4 2022.
  • PenderFund Capital Management's portfolio value rose 4.9% quarter-over-quarter to $335M.

Based on PenderFund Capital Management's 13F filing for Q4 2022, filed 10 Feb 2023.