PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+9.34%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$335M
AUM Growth
+$335M
Cap. Flow
-$18.3M
Cap. Flow %
-5.46%
Top 10 Hldgs %
44.38%
Holding
214
New
29
Increased
46
Reduced
31
Closed
72

Top Buys

1
SANG
Sangoma Technologies
SANG
$5.01M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$4.91M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$3.05M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
$2.49M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
$2.26M

Top Sells

1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$10.8M
2
TPL icon
Texas Pacific Land
TPL
$6.58M
3
EBIX
Ebix Inc
EBIX
$2.47M
4
JD icon
JD.com
JD
$2.35M
5
IBKR icon
Interactive Brokers
IBKR
$1.98M

Sector Composition

1 Technology 18.94%
2 Financials 9.59%
3 Communication Services 7.2%
4 Consumer Discretionary 2.96%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
Y
176
DELISTED
Alleghany Corporation
Y
– –
-810
Closed -$939K
PING
177
DELISTED
Ping Identity Holding Corp.
PING
– –
-16,660
Closed -$646K
FVAM
178
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
– –
-4,375
Closed -$60K
IPOD
179
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-23,040
Closed -$319K
IPOF
180
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-46,150
Closed -$637K
TGA
181
DELISTED
Transglobe Energy Corp
TGA
– –
-117,300
Closed -$433K
EXTN
182
DELISTED
Exterran Corporation
EXTN
– –
-106,570
Closed -$612K
CNVY
183
DELISTED
Convey Health Solutions Holdings, Inc.
CNVY
– –
-27,300
Closed -$396K
RNDB
184
DELISTED
Randolph Bancorp, Inc. Common Stock
RNDB
– –
-17,690
Closed -$659K
AVAN
185
DELISTED
Avanti Acquisition Corp.
AVAN
– –
-18,947
Closed -$262K
GBT
186
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-3,380
Closed -$318K
BRG
187
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-27,600
Closed -$1.02M
VYGG
188
DELISTED
Vy Global Growth
VYGG
– –
-29,855
Closed -$414K
HNGR
189
DELISTED
Hanger Inc.
HNGR
– –
-13,140
Closed -$340K
ABTX
190
DELISTED
Allegiance Bancshares, Inc.
ABTX
– –
-7,850
Closed -$451K
TRQ
191
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-11,370
Closed -$465K
NLSN
192
DELISTED
Nielsen Holdings plc
NLSN
– –
-22,670
Closed -$868K
FBC
193
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-9,040
Closed -$417K
EBIX
194
DELISTED
Ebix Inc
EBIX
– –
-94,417
Closed -$2.47M
BHVN
195
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
– –
-1,530
Closed -$319K
4 5 6 7
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