PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
1-Year Return 56.08%
This Quarter Return
+7.33%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$423M
AUM Growth
+$55.5M
Cap. Flow
-$106M
Cap. Flow %
-24.99%
Top 10 Hldgs %
52.09%
Holding
213
New
65
Increased
35
Reduced
11
Closed
47

Top Buys

1
SLV icon
iShares Silver Trust
SLV
$8.2M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
$8.14M
3
PPLT icon
abrdn Physical Platinum Shares ETF
PPLT
$7.64M
4
ESPR icon
Esperion Therapeutics
ESPR
$4.6M
5
FLYY
Spirit Aviation Holdings, Inc.
FLYY
$2.89M

Top Sells

1
HONDW
HCM II Acquisition Corp. Warrant
HONDW
$24.3M
2
TBNK
Territorial Bancorp Inc.
TBNK
$22.6M
3
PTVE
Pactiv Evergreen Inc. Common stock
PTVE
$12.5M
4
AGS
PlayAGS
AGS
$11.8M
5
NEUE icon
NeueHealth
NEUE
$4.04M

Sector Composition

1 Technology 12.04%
2 Financials 4.36%
3 Healthcare 3.83%
4 Energy 1.85%
5 Industrials 1.53%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NOC icon
151
Northrop Grumman
NOC
$83.2B
– –
-1,400
Closed -$415K
OPTN
152
DELISTED
OptiNose
OPTN
– –
-18,800
Closed -$576K
PLYA
153
DELISTED
Playa Hotels & Resorts
PLYA
– –
-35,400
Closed -$717K
RDFN
154
DELISTED
Redfin
RDFN
– –
-19,698
Closed -$547K
TDW icon
155
Tidewater
TDW
$2.87B
– –
-303
Closed -$334K
TSVT
156
DELISTED
2seventy bio
TSVT
– –
-71,600
Closed -$17.1K
UNF icon
157
Unifirst Corp
UNF
$3.31B
– –
-400
Closed -$252K
VTS icon
158
Vitesse Energy
VTS
$986M
– –
-2
Closed –
XPEL icon
159
XPEL
XPEL
$990M
– –
-302
Closed -$8.87K
NEUE icon
160
NeueHealth
NEUE
$60.3M
– –
-29,115
Closed -$4.04M
CEP
161
Cantor Equity Partners, Inc. Class A Ordinary Shares
CEP
$260M
– –
-10,000
Closed -$395
BERY
162
DELISTED
Berry Global Group, Inc.
BERY
– –
-5,100
Closed -$613K
AMPS
163
DELISTED
Altus Power, Inc.
AMPS
– –
-45,500
Closed -$20K
ATSG
164
DELISTED
Air Transport Services Group, Inc.
ATSG
– –
-20,100
Closed -$345K
ACCD
165
DELISTED
Accolade, Inc. Common Stock
ACCD
– –
-62,700
Closed -$2.09M
VOXX
166
DELISTED
VOXX International Corporation Class A
VOXX
– –
-40,955
Closed -$307K
IVAC
167
DELISTED
Intevac Inc
IVAC
– –
-105,300
Closed -$2.88M
VCSA
168
DELISTED
Vacasa, Inc. Class A Common Stock
VCSA
– –
-24,800
Closed -$12.8K
HOND
169
HCM II Acquisition Corp. Class A Ordinary Shares
HOND
$332M
– –
-30,000
Closed -$296K
HONDW
170
HCM II Acquisition Corp. Warrant
HONDW
$28.8M
– –
-15,000
Closed -$24.3M
CEPO
171
Cantor Equity Partners I, Inc. Class A Ordinary Shares
CEPO
$265M
– –
-10,000
Closed -$50.9K
USARW
172
USA Rare Earth, Inc. Warrant
USARW
$398M
– –
-12,499
Closed -$189K
BECN
173
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-1,500
Closed -$107K
ENFN
174
DELISTED
Enfusion, Inc.
ENFN
– –
-37,400
Closed -$49.8K
FNA
175
DELISTED
Paragon 28, Inc.
FNA
– –
-41,900
Closed -$376K
4 5 6
7
8