PCM

PenderFund Capital Management Portfolio holdings

AUM $593M
1-Year Est. Return 69.86%
This Quarter Est. Return
1 Year Est. Return
+69.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$423M
AUM Growth
+$55.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
213
New
Increased
Reduced
Closed

Top Buys

1
+$8.2M
2
+$8.14M
3
+$7.64M
4
ESPR icon
Esperion Therapeutics
ESPR
+$4.6M
5
FLYY
Spirit Aviation Holdings, Inc.
FLYY
+$2.89M

Top Sells

1
+$24.3M
2
+$22.6M
3
+$12.5M
4
AGS
PlayAGS
AGS
+$11.8M
5
NEUE
NeueHealth
NEUE
+$4.04M

Sector Composition

1 Technology 12.04%
2 Financials 4.36%
3 Healthcare 3.83%
4 Energy 1.85%
5 Industrials 1.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USARW
151
DELISTED
USA Rare Earth Inc Warrant
USARW
– –
-12,499
PYCR
152
DELISTED
Paycor HCM, Inc. Common Stock
PYCR
– –
-13,500
NVRO
153
DELISTED
NEVRO CORP.
NVRO
– –
-64,329
ITCI
154
DELISTED
Intra-Cellular Therapies Inc.
ITCI
– –
-1,900
PTVE
155
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
– –
-27,400
SWI
156
DELISTED
SolarWinds Corporation Common Stock
SWI
– –
-18,100
AGS
157
DELISTED
PlayAGS
AGS
– –
-34,900
ATEX icon
158
Anterix
ATEX
$473M
– –
-2,000
AVNW icon
159
Aviat Networks
AVNW
$287M
– –
-2,600
BOOM icon
160
DMC Global
BOOM
$174M
– –
-13,800
CKPT
161
DELISTED
Checkpoint Therapeutics
CKPT
– –
-96,600
DESP
162
DELISTED
Despegar.com
DESP
– –
-18,348
LSPD icon
163
Lightspeed Commerce
LSPD
$1.59B
– –
-161,181
NOC icon
164
Northrop Grumman
NOC
$95.2B
– –
-1,400
OPTN
165
DELISTED
OptiNose
OPTN
– –
-18,800
PLYA
166
DELISTED
Playa Hotels & Resorts
PLYA
– –
-35,400
RDFN
167
DELISTED
Redfin
RDFN
– –
-19,698
TDW icon
168
Tidewater
TDW
$2.85B
– –
-303
TSVT
169
DELISTED
2seventy bio
TSVT
– –
-71,600
XPEL icon
170
XPEL
XPEL
$1.5B
– –
-302
NEUE
171
DELISTED
NeueHealth
NEUE
– –
-29,115
CEP
172
DELISTED
Cantor Equity Partners
CEP
– –
-10,000
IMSRW
173
Terrestrial Energy Warrant
IMSRW
$68.4M
– –
-15,000
BECN
174
DELISTED
Beacon Roofing Supply, Inc.
BECN
– –
-1,500
ENFN
175
DELISTED
Enfusion, Inc.
ENFN
– –
-37,400
4 5 6
7
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