We are live on ! Find out more
PCM

PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+3.7%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$465M
AUM Growth
+$31.2M
Cap. Flow
-$180M
Cap. Flow %
-38.72%
Top 10 Hldgs %
61.64%
Holding
191
New
54
Increased
23
Reduced
14
Closed
62

Top Buys

Rank Stock Value
1
PPLT
abrdn Physical Platinum Shares ETF
PPLT
+$11.1M
2
LSPD icon
Lightspeed Commerce
LSPD
+$6.09M
3
MRVI icon
Maravai LifeSciences
MRVI
+$3.73M
4
MOH icon
Molina Healthcare
MOH
+$2.94M
5
SANG
Sangoma Technologies
SANG
+$2.54M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$6.48M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$3.01M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$2.91M
4
TPL icon
Texas Pacific Land
TPL
+$1.99M
5
IBKR icon
Interactive Brokers
IBKR
+$1.68M

Sector Composition

Rank Sector Weight
1 Technology 19.38%
2 Financials 6.51%
3 Healthcare 2.72%
4 Communication Services 1.99%
5 Energy 1.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBXC.WS
151
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
– –
-333
Closed -$45
SEDA
152
DELISTED
SDCL EDGE Acquisition Corporation
SEDA
– –
-1,000
Closed -$15.4K
SRCL
153
DELISTED
Stericycle Inc
SRCL
– –
-9,600
Closed -$792K
JWSM.WS
154
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
– –
-250
Closed -$11
ITI
155
DELISTED
Iteris, Inc.
ITI
– –
-99,600
Closed -$962K
ONYX
156
DELISTED
Onyx Acquisition Co. I Class A Ordinary Shares
ONYX
– –
-100
Closed -$1.53K
PETQ
157
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– –
-17,700
Closed -$737K
SHCR
158
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
– –
-316,000
Closed -$607K
CHUY
159
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
– –
-2,900
Closed -$147K
ADRT
160
DELISTED
Ault Disruptive Technologies Corporation
ADRT
– –
-504
Closed -$7.61K
TELL
161
DELISTED
Tellurian Inc.
TELL
– –
-458,700
Closed -$601K
VGR
162
DELISTED
Vector Group Ltd.
VGR
– –
-19,900
Closed -$402K
AAN
163
DELISTED
The Aaron's Company Inc
AAN
– –
-49,530
Closed -$667K
AUGX
164
DELISTED
Augmedix, Inc. Common Stock
AUGX
– –
-161,327
Closed -$513K
PRFT
165
DELISTED
Perficient Inc
PRFT
– –
-7,713
Closed -$787K
PWSC
166
DELISTED
PowerSchool Holdings, Inc.
PWSC
– –
-31,230
Closed -$963K
SWN
167
DELISTED
Southwestern Energy Company
SWN
– –
-80,100
Closed -$770K
CPTN
168
DELISTED
Cepton, Inc. Common Stock
CPTN
– –
-134,276
Closed -$567K
ARC
169
DELISTED
ARC Document Solutions, Inc.
ARC
– –
-174,900
Closed -$800K
VSTO
170
DELISTED
Vista Outdoor Inc.
VSTO
– –
-7,850
Closed -$416K
DUET
171
DELISTED
DUET Acquisition Corp. Class A Common Stock
DUET
– –
-305
Closed -$4.9K
NVAC
172
DELISTED
NorthView Acquisition Corporation Common Stock
NVAC
– –
-10,610
Closed -$171K
BLEU
173
DELISTED
bleuacacia ltd Class A Ordinary Shares
BLEU
– –
-3,721
Closed -$55.7K
ENV
174
DELISTED
ENVESTNET, INC.
ENV
– –
-11,800
Closed -$999K
3 4 5 6
7

Similar funds

SJIC
St. James Investment Company Southlake, Texas $638M AUM 15.14% 1-Year Est. Return
BPC
Bearing Point Capital Bloomington, Minnesota $638M AUM 32.99% 1-Year Est. Return
BIA
Bell Investment Advisors Oakland, California $639M AUM 13.28% 1-Year Est. Return
KCM
Kultura Capital Management Park City, Utah $638M AUM
SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM

PenderFund Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, PenderFund Capital Management held 191 positions worth $465M, up 7.2% from $434M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

PenderFund Capital Management withdrew a net $180M in Q4 2024, closing 62 positions and reducing 14 holdings. Its most notable exit was Nuveen Municipal Credit Income Fund, an estimated $6.48M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

Against the trend, PenderFund Capital Management opened a new position in Maravai LifeSciences worth $4.55M.

  • PenderFund Capital Management's largest Q4 2024 buy was Maravai LifeSciences: 580,300 shares worth $4.55M.
  • PenderFund Capital Management added most to abrdn Physical Platinum Shares ETF in Q4 2024, an estimated $11.1M increase.
  • PenderFund Capital Management's biggest Q4 2024 reduction was Nuveen Quality Municipal Income Fund, cutting an estimated $3.01M.
  • PenderFund Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2024, selling an estimated $6.48M.
  • PenderFund Capital Management's ten largest holdings make up 62% of its $465M portfolio in Q4 2024.
  • PenderFund Capital Management opened 54 new positions and closed 62 in Q4 2024.
  • PenderFund Capital Management's portfolio value rose 7.2% quarter-over-quarter to $465M.

Based on PenderFund Capital Management's 13F filing for Q4 2024, filed 14 Feb 2025.