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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$70.3M
Cap. Flow
-$191M
Cap. Flow %
-44.05%
Top 10 Hldgs %
61.88%
Holding
180
New
51
Increased
25
Reduced
12
Closed
43

Top Buys

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.43M
2
PPLT
abrdn Physical Platinum Shares ETF
PPLT
+$4.41M
3
ERO icon
Ero Copper
ERO
+$2.49M
4
ENV
ENVESTNET, INC.
ENV
+$736K
5
RCM
R1 RCM Inc. Common Stock
RCM
+$708K

Top Sells

Rank Stock Value
1
AVNW icon
Aviat Networks
AVNW
+$5.08M
2
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.46M
3
IBKR icon
Interactive Brokers
IBKR
+$1.31M
4
EVBG
Everbridge, Inc. Common Stock
EVBG
+$1.24M
5
DPSI
DecisionPoint Systems, Inc.
DPSI
+$896K

Sector Composition

Rank Sector Weight
1 Technology 14.18%
2 Financials 6.72%
3 Energy 2.21%
4 Communication Services 2.2%
5 Industrials 2.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CALB
151
DELISTED
California BanCorp Common Stock
CALB
– –
-14,100
Closed -$415K
SLCA
152
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-14,100
Closed -$298K
OSG
153
DELISTED
Overseas Shipholding Group Inc.
OSG
– –
-27,800
Closed -$323K
OLK
154
DELISTED
Olink Holding AB (publ) American Depositary Shares
OLK
– –
-8,000
Closed -$279K
NWLI
155
DELISTED
National Western Life Group, Inc. Class A
NWLI
– –
-1,100
Closed -$748K
DPSI
156
DELISTED
DecisionPoint Systems, Inc.
DPSI
– –
-64,185
Closed -$896K
EVBG
157
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-26,000
Closed -$1.24M
AKLI
158
DELISTED
Akili Inc
AKLI
– –
-454,970
Closed -$271K
WIRE
159
DELISTED
Encore Wire Corp
WIRE
– –
-1,300
Closed -$515K
CVLY
160
DELISTED
Codorus Valley Bancorp Inc
CVLY
– –
-15,100
Closed -$497K
VERY
161
DELISTED
Vericity, Inc. Common Stock
VERY
– –
-50,967
Closed -$797K
DOMA
162
DELISTED
Doma Holdings, Inc.
DOMA
– –
-23,620
Closed -$196K
HIBB
163
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-3,300
Closed -$394K
WTMA
164
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
– –
-2,100
Closed -$31.9K
3 4 5 6
7

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KCM
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SCP
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SFG
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WHGAM
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PenderFund Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, PenderFund Capital Management held 180 positions worth $434M, up 19% from $364M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

PenderFund Capital Management withdrew a net $191M in Q3 2024, closing 43 positions and reducing 12 holdings. Its most notable exit was Aviat Networks, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Financials and Energy.

Against the trend, PenderFund Capital Management opened a new position in ENVESTNET, INC. worth $999K.

  • PenderFund Capital Management's largest Q3 2024 buy was ENVESTNET, INC.: 11,800 shares worth $999K.
  • PenderFund Capital Management added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q3 2024, an estimated $4.43M increase.
  • PenderFund Capital Management's biggest Q3 2024 reduction was Morgan Stanley Emerging Markets Domestic Debt Fund, cutting an estimated $2.46M.
  • PenderFund Capital Management fully exited Aviat Networks in Q3 2024, selling an estimated $5.08M.
  • PenderFund Capital Management's ten largest holdings make up 62% of its $434M portfolio in Q3 2024.
  • PenderFund Capital Management opened 51 new positions and closed 43 in Q3 2024.
  • PenderFund Capital Management's portfolio value rose 19% quarter-over-quarter to $434M.

Based on PenderFund Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.