We are live on ! Find out more
PCM

PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+8.67%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$318M
AUM Growth
-$17M
Cap. Flow
-$129M
Cap. Flow %
-40.58%
Top 10 Hldgs %
41.32%
Holding
181
New
44
Increased
26
Reduced
21
Closed
51

Top Buys

Rank Stock Value
1
FET icon
Forum Energy Technologies
FET
+$7.35M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$4.19M
3
PAR icon
PAR Technology
PAR
+$1.6M
4
AMYT
Amryt Pharma plc American Depositary Shares
AMYT
+$1.35M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.34M

Top Sells

Rank Stock Value
1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$5.71M
2
UTI icon
Universal Technical Institute
UTI
+$3.67M
3
SJR
Shaw Communications Inc.
SJR
+$1.65M
4
QBTS icon
D-Wave Quantum Inc. Common Stock
QBTS
+$1.46M
5
KKR icon
KKR & Co
KKR
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 18.07%
2 Financials 11.25%
3 Communication Services 7.4%
4 Energy 4.07%
5 Consumer Discretionary 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONEM
151
DELISTED
1Life Healthcare
ONEM
– –
-24,900
Closed -$563K
LGAC
152
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
– –
-8,810
Closed -$121K
QUMU
153
DELISTED
Qumu Corp.
QUMU
– –
-151,046
Closed -$183K
STOR
154
DELISTED
STORE Capital Corporation
STOR
– –
-22,250
Closed -$966K
MIT
155
DELISTED
Mason Industrial Technology, Inc.
MIT
– –
-25,180
Closed -$341K
KNBE
156
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
– –
-5,550
Closed -$186K
SJI
157
DELISTED
South Jersey Industries, Inc.
SJI
– –
-4,120
Closed -$198K
VIVO
158
DELISTED
Meridian Bioscience Inc
VIVO
– –
-17,450
Closed -$785K
PFHD
159
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
– –
-11,870
Closed -$446K
BNFT
160
DELISTED
Benefitfocus, Inc.
BNFT
– –
-18,350
Closed -$260K
FCAX
161
DELISTED
Fortress Capital Acquisition Corp.
FCAX
– –
-22,255
Closed -$304K
USER
162
DELISTED
UserTesting, Inc.
USER
– –
-69,700
Closed -$709K
SWIR
163
DELISTED
Sierra Wireless
SWIR
– –
-22,650
Closed -$889K
IMGO
164
DELISTED
Imago BioSciences, Inc. Common stock
IMGO
– –
-9,300
Closed -$453K
POSH
165
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
– –
-11,540
Closed -$279K
SPNE
166
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
– –
-61,260
Closed -$693K
AVEO
167
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-27,800
Closed -$563K
AAWW
168
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-7,030
Closed -$959K
3 4 5 6
7

Similar funds

SJIC
St. James Investment Company Southlake, Texas $638M AUM 15.14% 1-Year Est. Return
BPC
Bearing Point Capital Bloomington, Minnesota $638M AUM 32.99% 1-Year Est. Return
KCM
Kultura Capital Management Park City, Utah $638M AUM
SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM
WCM
Woodson Capital Management Greenwich, Connecticut $636M AUM 39.33% 1-Year Est. Return

PenderFund Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, PenderFund Capital Management held 181 positions worth $318M, down 5.1% from $335M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q1 2023, closing 51 positions and reducing 21 holdings. Its most notable exit was Universal Technical Institute, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Forum Energy Technologies worth $8.62M.

  • PenderFund Capital Management's largest Q1 2023 buy was Forum Energy Technologies: 250,757 shares worth $8.62M.
  • PenderFund Capital Management added most to Nuveen Municipal Credit Income Fund in Q1 2023, an estimated $4.19M increase.
  • PenderFund Capital Management's biggest Q1 2023 reduction was Maxar Technologies Inc. Common Stock, cutting an estimated $5.71M.
  • PenderFund Capital Management fully exited Universal Technical Institute in Q1 2023, selling an estimated $3.67M.
  • PenderFund Capital Management's ten largest holdings make up 41% of its $318M portfolio in Q1 2023.
  • PenderFund Capital Management opened 44 new positions and closed 51 in Q1 2023.
  • PenderFund Capital Management's portfolio value fell 5.1% quarter-over-quarter to $318M.

Based on PenderFund Capital Management's 13F filing for Q1 2023, filed 15 May 2023.