PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
1-Year Return 56.08%
This Quarter Return
-7.12%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$362M
AUM Growth
-$46.6M
Cap. Flow
-$162M
Cap. Flow %
-44.89%
Top 10 Hldgs %
46.85%
Holding
214
New
40
Increased
23
Reduced
23
Closed
30

Top Buys

1
DCBO
Docebo
DCBO
$2.22M
2
ATEX icon
Anterix
ATEX
$1.49M
3
KKR icon
KKR & Co
KKR
$1.19M
4
SBUX icon
Starbucks
SBUX
$786K
5
PCOM
Points.com Inc. Common Shares
PCOM
$753K

Top Sells

1
BHC icon
Bausch Health
BHC
$5.45M
2
TWTR
Twitter, Inc.
TWTR
$3.92M
3
SWIR
Sierra Wireless
SWIR
$2.62M
4
SFIX icon
Stitch Fix
SFIX
$2.14M
5
BUR icon
Burford Capital
BUR
$1.94M

Sector Composition

1 Technology 21.71%
2 Financials 10.92%
3 Communication Services 8.33%
4 Consumer Discretionary 4.3%
5 Energy 2.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PRPB
151
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$26K 0.01%
2,000
– –
BAP icon
152
Credicorp
BAP
$20.8B
$22K 0.01%
+140
New +$22K
BOAC
153
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$17K ﹤0.01%
1,300
– –
LUXAW
154
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$6K ﹤0.01%
32,999
– –
PSTH.WS
155
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$6K ﹤0.01%
10,332
– –
FCAX
156
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$4K ﹤0.01%
335
– –
FLD
157
Fold Holdings, Inc. Class A Common Stock
FLD
$164M
$2K ﹤0.01%
+135
New +$2K
VLD.WS
158
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$2K ﹤0.01%
5,000
– –
DCFCW
159
DELISTED
Tritium DCFC Limited Warrant
DCFCW
$1K ﹤0.01%
333
– –
HCNEW
160
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$1K ﹤0.01%
2,500
– –
LEGAW
161
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$1K ﹤0.01%
2,500
– –
PV.WS
162
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$1K ﹤0.01%
2,500
– –
BHC icon
163
Bausch Health
BHC
$2.65B
– –
-190,925
Closed -$5.45M
GROV icon
164
Grove Collaborative
GROV
$63.2M
– –
-880
Closed -$54K
THS icon
165
Treehouse Foods
THS
$906M
– –
-700
Closed -$28K
JWSM.WS
166
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$0 ﹤0.01%
250
– –
HGAS
167
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
– –
-6,400
Closed -$80K
ALTU
168
DELISTED
Altitude Acquisition Corp. Class A Common Stock
ALTU
– –
-7,974
Closed -$99K
PEARW
169
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$0 ﹤0.01%
333
– –
SSAAW
170
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$0 ﹤0.01%
1,666
– –
OEPWW
171
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$0 ﹤0.01%
1,666
– –
OACB
172
DELISTED
Oaktree Acquisition Corp. II
OACB
– –
-4,000
Closed -$50K
CERN
173
DELISTED
Cerner Corp
CERN
– –
-3,050
Closed -$357K
TSC
174
DELISTED
TriState Capital Holdings, Inc.
TSC
– –
-5,900
Closed -$245K
OCDX
175
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
– –
-10,600
Closed -$247K
4 5 6
7
8