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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$57.8M
Cap. Flow
-$71.1M
Cap. Flow %
-16.14%
Top 10 Hldgs %
43.25%
Holding
187
New
46
Increased
57
Reduced
17
Closed
30

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$23.1M
2
PTON icon
Peloton Interactive
PTON
+$18.8M
3
SFIX
Stitch Fix
SFIX
+$17.5M
4
Z icon
Zillow
Z
+$6.42M
5
SWIR
Sierra Wireless
SWIR
+$4.91M

Top Sells

Rank Stock Value
1
CLDR
Cloudera, Inc.
CLDR
+$11.7M
2
LILA icon
Liberty Latin America Class A
LILA
+$4.92M
3
LILAK icon
Liberty Latin America Class C
LILAK
+$4.74M
4
KKR icon
KKR & Co
KKR
+$3.95M
5
AXDX
Accelerate Diagnostics
AXDX
+$3.44M

Sector Composition

Rank Sector Weight
1 Technology 24.17%
2 Financials 11.77%
3 Consumer Discretionary 10.02%
4 Communication Services 9.04%
5 Energy 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEARW
151
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$0 ﹤0.01%
333
– –
IPOF
152
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-157,200
Closed -$2.02M
IPOD.WS
153
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
– –
-1,250
Closed -$3K
SPAQ.WS
154
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$0 ﹤0.01%
250
– –
PPD
155
DELISTED
PPD, Inc. Common Stock
PPD
– –
-670
Closed -$40K
SOFIW
156
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
– –
-48,600
Closed -$386K
CVA
157
DELISTED
Covanta Holding Corporation
CVA
– –
-1,260
Closed -$32K
INOV
158
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
– –
-760
Closed -$39K
XLRN
159
DELISTED
Acceleron Pharma
XLRN
– –
-200
Closed -$44K
TRIL
160
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-700
Closed -$16K
CNBKA
161
DELISTED
Century Bancorp Inc/Mass
CNBKA
– –
-220
Closed -$32K
EBSB
162
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-2,500
Closed -$66K
KDMN
163
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-1,840
Closed -$20K
SVBI
164
DELISTED
Severn Bancorp Inc/MD
SVBI
– –
-483
Closed -$8K
SCR
165
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
– –
-190
Closed -$8K
PMBC
166
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-905
Closed -$11K
CSOD
167
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-55
Closed -$4K
CLDR
168
DELISTED
Cloudera, Inc.
CLDR
– –
-580,300
Closed -$11.7M
VER
169
DELISTED
VEREIT, Inc.
VER
– –
-1,100
Closed -$63K
UFS
170
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-460
Closed -$32K
STMP
171
DELISTED
Stamps.com, Inc.
STMP
– –
-20
Closed -$8K
3 4 5 6
7

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SJIC
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BPC
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BIA
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KCM
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SCP
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SFG
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FTC
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WHGAM
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PenderFund Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, PenderFund Capital Management held 187 positions worth $441M, up 15% from $383M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

PenderFund Capital Management withdrew a net $71.1M in Q4 2021, closing 30 positions and reducing 17 holdings. Its most notable exit was Cloudera, Inc., an estimated $11.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, PenderFund Capital Management opened a new position in Sangoma Technologies worth $30.6M.

  • PenderFund Capital Management's largest Q4 2021 buy was Sangoma Technologies: 1,401,970 shares worth $30.6M.
  • PenderFund Capital Management added most to Stitch Fix in Q4 2021, an estimated $17.5M increase.
  • PenderFund Capital Management's biggest Q4 2021 reduction was KKR & Co, cutting an estimated $3.95M.
  • PenderFund Capital Management fully exited Cloudera, Inc. in Q4 2021, selling an estimated $11.7M.
  • PenderFund Capital Management's ten largest holdings make up 43% of its $441M portfolio in Q4 2021.
  • PenderFund Capital Management opened 46 new positions and closed 30 in Q4 2021.
  • PenderFund Capital Management's portfolio value rose 15% quarter-over-quarter to $441M.

Based on PenderFund Capital Management's 13F filing for Q4 2021, filed 16 Feb 2022.