PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-3.4%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$441M
AUM Growth
+$441M
Cap. Flow
+$45.6M
Cap. Flow %
10.35%
Top 10 Hldgs %
43.25%
Holding
188
New
46
Increased
57
Reduced
17
Closed
30

Top Buys

1
SANG
Sangoma Technologies
SANG
$30.6M
2
SFIX icon
Stitch Fix
SFIX
$14.6M
3
PTON icon
Peloton Interactive
PTON
$13.9M
4
Z icon
Zillow
Z
$7.2M
5
SWIR
Sierra Wireless
SWIR
$6.53M

Top Sells

1
CLDR
Cloudera, Inc.
CLDR
$11.7M
2
KKR icon
KKR & Co
KKR
$5.04M
3
LILA icon
Liberty Latin America Class A
LILA
$4.92M
4
LILAK icon
Liberty Latin America Class C
LILAK
$4.74M
5
AXDX
Accelerate Diagnostics
AXDX
$3.44M

Sector Composition

1 Technology 24.17%
2 Financials 11.77%
3 Consumer Discretionary 10.02%
4 Communication Services 9.04%
5 Energy 3.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPAQ.WS
151
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$0 ﹤0.01%
250
– –
IPOD.WS
152
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
– –
-1,250
Closed -$3K
IPOF
153
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-157,200
Closed -$2.02M
PEARW
154
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$0 ﹤0.01%
333
– –
FAZE
155
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-1,300
Closed -$16K
MTBL
156
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-500
Closed -$9K
JWSM.WS
157
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$0 ﹤0.01%
250
– –
BNT
158
Brookfield Wealth Solutions Ltd.
BNT
$18.6B
– –
-427
Closed -$30K
VMEO icon
159
Vimeo
VMEO
$694M
– –
-5,908
Closed -$220K
SWKH icon
160
SWK Holdings
SWKH
$182M
– –
-550
Closed -$13K
SPWH icon
161
Sportsman's Warehouse
SPWH
$101M
– –
-1,460
Closed -$33K
LILAK icon
162
Liberty Latin America Class C
LILAK
$1.61B
– –
-284,961
Closed -$4.74M
LILA icon
163
Liberty Latin America Class A
LILA
$1.58B
– –
-296,861
Closed -$4.92M
HBI icon
164
Hanesbrands
HBI
$2.17B
– –
-42,200
Closed -$917K
AXDX
165
DELISTED
Accelerate Diagnostics
AXDX
– –
-465,259
Closed -$3.44M
DISCA
166
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
-160
Closed -$5K
VER
167
DELISTED
VEREIT, Inc.
VER
– –
-1,100
Closed -$63K
CLDR
168
DELISTED
Cloudera, Inc.
CLDR
– –
-580,300
Closed -$11.7M
CSOD
169
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-55
Closed -$4K
PMBC
170
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-905
Closed -$11K
SCR
171
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
– –
-190
Closed -$8K
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