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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$378M
AUM Growth
+$71.4M
Cap. Flow
-$119M
Cap. Flow %
-31.45%
Top 10 Hldgs %
61.38%
Holding
151
New
40
Increased
12
Reduced
19
Closed
34

Top Buys

Rank Stock Value
1
PPLT
abrdn Physical Platinum Shares ETF
PPLT
+$2.09M
2
KW
Kennedy-Wilson Holdings
KW
+$1.92M
3
TAST
Carrols Restaurant Group, Inc.
TAST
+$1.01M
4
TCN
Tricon Residential Inc.
TCN
+$977K
5
KAMN
Kaman Corp
KAMN
+$767K

Top Sells

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$7.97M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$5.16M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$3.81M
4
SSNC icon
SS&C Technologies
SSNC
+$2.5M
5
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 15.88%
2 Financials 9.22%
3 Energy 3.11%
4 Consumer Discretionary 1.91%
5 Communication Services 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYZB
126
DELISTED
RayzeBio, Inc. Common Stock
RYZB
– –
-1,800
Closed -$148K
SHAP
127
DELISTED
Spree Acquisition Corp. 1 Limited
SHAP
– –
-200
Closed -$2.87K
GRCL
128
DELISTED
Gracell Biotechnologies Inc. American Depositary Shares
GRCL
– –
-22,570
Closed -$300K
ICVX
129
DELISTED
Icosavax, Inc. Common Stock
ICVX
– –
-13,388
Closed -$280K
FRLN
130
DELISTED
Freeline Therapeutics Holdings plc American Depositary Shares
FRLN
– –
-60,401
Closed -$509K
IMGN
131
DELISTED
Immunogen Inc
IMGN
– –
-27,580
Closed -$1.08M
ESMT
132
DELISTED
EngageSmart, Inc.
ESMT
– –
-14,173
Closed -$430K
RAIN
133
DELISTED
Rain Oncology Inc. Common Stock
RAIN
– –
-38,650
Closed -$61.5K
ORTX
134
DELISTED
Orchard Therapeutics plc American Depositary Shares
ORTX
– –
-23,580
Closed -$514K
MRTX
135
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-6,570
Closed -$511K
CHS
136
DELISTED
Chicos FAS, Inc.
CHS
– –
-102,590
Closed -$1.03M
EAR
137
DELISTED
Eargo, Inc. Common Stock
EAR
– –
-12,807
Closed -$44K
NVAC
138
DELISTED
NorthView Acquisition Corporation Common Stock
NVAC
– –
-16,600
Closed -$246K
2 3 4 5
6

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PenderFund Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, PenderFund Capital Management held 151 positions worth $378M, up 23% from $307M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

PenderFund Capital Management withdrew a net $119M in Q1 2024, closing 34 positions and reducing 19 holdings. Its most notable exit was Nuveen AMT-Free Municipal Credit Income Fund, an estimated $7.97M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, PenderFund Capital Management opened a new position in abrdn Physical Platinum Shares ETF worth $2.83M.

  • PenderFund Capital Management's largest Q1 2024 buy was abrdn Physical Platinum Shares ETF: 250,000 shares worth $2.83M.
  • PenderFund Capital Management added most to Kennedy-Wilson Holdings in Q1 2024, an estimated $1.92M increase.
  • PenderFund Capital Management's biggest Q1 2024 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $5.16M.
  • PenderFund Capital Management fully exited Nuveen AMT-Free Municipal Credit Income Fund in Q1 2024, selling an estimated $7.97M.
  • PenderFund Capital Management's ten largest holdings make up 61% of its $378M portfolio in Q1 2024.
  • PenderFund Capital Management opened 40 new positions and closed 34 in Q1 2024.
  • PenderFund Capital Management's portfolio value rose 23% quarter-over-quarter to $378M.

Based on PenderFund Capital Management's 13F filing for Q1 2024, filed 15 May 2024.