PCM

PenderFund Capital Management Portfolio holdings

AUM $593M
1-Year Est. Return 69.86%
This Quarter Est. Return
1 Year Est. Return
+69.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$334M
AUM Growth
+$12M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
166
New
Increased
Reduced
Closed

Top Buys

1
+$11.7M
2
+$11.2M
3
+$4.71M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$1.52M
5
AVTA
Avantax, Inc. Common Stock
AVTA
+$1.46M

Top Sells

1
+$4.71M
2
+$1.95M
3
+$1.84M
4
FET icon
Forum Energy Technologies
FET
+$1.65M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$1.53M

Sector Composition

1 Technology 16.61%
2 Financials 11.33%
3 Communication Services 5.32%
4 Energy 4.08%
5 Consumer Discretionary 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
– –
-233,590
127
– –
-251,840
128
– –
-24,660
129
– –
-12,770
130
– –
-20,890
131
– –
-14,690
132
– –
-23,550
133
– –
-26,320
134
– –
-16,480
135
– –
-10,467
136
– –
-233,972
137
– –
-435,533
138
– –
-25,660
139
– –
-333,220
140
– –
-10,780
141
– –
-59,268
142
– –
-331,110
143
– –
-819,020
144
– –
-117,740
145
– –
-97,640
146
– –
-29,450
147
– –
-5,149
148
– –
-137,750
149
– –
-11,399
150
– –
-9,910
3 4 5
6
7