PCM

PenderFund Capital Management Portfolio holdings

AUM $593M
1-Year Est. Return 69.86%
This Quarter Est. Return
1 Year Est. Return
+69.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$334M
AUM Growth
+$12M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
166
New
Increased
Reduced
Closed

Top Buys

1
+$11.7M
2
+$11.2M
3
+$4.71M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$1.52M
5
AVTA
Avantax, Inc. Common Stock
AVTA
+$1.46M

Top Sells

1
+$4.71M
2
+$1.95M
3
+$1.84M
4
FET icon
Forum Energy Technologies
FET
+$1.65M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$1.53M

Sector Composition

1 Technology 16.61%
2 Financials 11.33%
3 Communication Services 5.32%
4 Energy 4.08%
5 Consumer Discretionary 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
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-6,777
127
$0 ﹤0.01%
250
128
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-25,000
129
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-13,452
130
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-36,400
131
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-204
132
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-4,059
133
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-77,580
134
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-19,294
135
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-553
136
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0
137
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-40,760
138
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-1,768
139
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-1,680
140
$0 ﹤0.01%
+332
141
$0 ﹤0.01%
333
142
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-27,670
143
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-250
144
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-20,890
145
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-10,780
146
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147
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-331,110
148
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-819,020
149
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-117,740
150
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-97,640
3 4 5
6
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