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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$322M
AUM Growth
+$3.24M
Cap. Flow
-$120M
Cap. Flow %
-37.38%
Top 10 Hldgs %
49.33%
Holding
163
New
34
Increased
23
Reduced
11
Closed
49

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$2.53M
2
BUR icon
Burford Capital
BUR
+$1.78M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$1.04M
4
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$1M
5
TESS
Tessco Technologies Inc
TESS
+$992K

Top Sells

Rank Stock Value
1
HHH icon
Howard Hughes
HHH
+$3.55M
2
XYZ
Block Inc
XYZ
+$2.52M
3
AMYT
Amryt Pharma plc American Depositary Shares
AMYT
+$1.88M
4
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$1.59M
5
MGI
MoneyGram International, Inc. New
MGI
+$1.54M

Sector Composition

Rank Sector Weight
1 Technology 17.96%
2 Financials 11.09%
3 Communication Services 6.41%
4 Energy 3.86%
5 Industrials 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDT
126
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
– –
-13,230
Closed -$1.19M
XM
127
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
– –
-14,000
Closed -$337K
HCNEW
128
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
– –
-2,500
Closed -$1K
CVT
129
DELISTED
Cvent Holding Corp. Common Stock
CVT
– –
-123,110
Closed -$1.39M
KBAL
130
DELISTED
Kimball International
KBAL
– –
-46,810
Closed -$784K
MGI
131
DELISTED
MoneyGram International, Inc. New
MGI
– –
-109,700
Closed -$1.54M
MNTV
132
DELISTED
Momentive Global Inc. Common Stock
MNTV
– –
-81,680
Closed -$1.03M
SIRE
133
DELISTED
Sisecam Resources LP
SIRE
– –
-35,942
Closed -$1.22M
TA
134
DELISTED
TravelCenters of America LLC
TA
– –
-9,150
Closed -$1.07M
BNNR
135
DELISTED
Banner Acquisition Corp. Class A Common Stock
BNNR
– –
-13,102
Closed -$181K
SUMO
136
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
– –
-49,050
Closed -$794K
BRIV
137
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
– –
-11,490
Closed -$158K
JNCE
138
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
– –
-246,310
Closed -$616K
MAXR
139
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-23,130
Closed -$1.59M
PRVB
140
DELISTED
Provention Bio, Inc. Common Stock
PRVB
– –
-28,250
Closed -$920K
CSII
141
DELISTED
Cardiovascular Systems, Inc.
CSII
– –
-30,330
Closed -$814K
TIG
142
DELISTED
Trean Insurance Group, Inc. Common Stock
TIG
– –
-96,580
Closed -$799K
ATCX
143
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
– –
-59,050
Closed -$972K
PEARW
144
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
– –
-333
Closed –
BSGA
145
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
– –
-52,830
Closed -$775K
AMYT
146
DELISTED
Amryt Pharma plc American Depositary Shares
AMYT
– –
-95,370
Closed -$1.88M
SJR
147
DELISTED
Shaw Communications Inc.
SJR
– –
-24,030
Closed -$972K
AGFS
148
DELISTED
AgroFresh Solutions Inc
AGFS
– –
-270,846
Closed -$1.1M
WTMA
149
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
– –
-51,231
Closed -$719K
DUET
150
DELISTED
DUET Acquisition Corp. Class A Common Stock
DUET
– –
-37,860
Closed -$530K
3 4 5
6
7

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SJIC
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BPC
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BIA
Bell Investment Advisors Oakland, California $639M AUM 13.28% 1-Year Est. Return
KCM
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SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM

PenderFund Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, PenderFund Capital Management held 163 positions worth $322M, up 1% from $318M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

PenderFund Capital Management withdrew a net $120M in Q2 2023, closing 49 positions and reducing 11 holdings. Its most notable exit was Howard Hughes, an estimated $3.55M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 18% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in IVERIC bio, Inc. Common Stock worth $1.53M.

  • PenderFund Capital Management's largest Q2 2023 buy was IVERIC bio, Inc. Common Stock: 29,450 shares worth $1.53M.
  • PenderFund Capital Management added most to Sangoma Technologies in Q2 2023, an estimated $2.53M increase.
  • PenderFund Capital Management's biggest Q2 2023 reduction was SS&C Technologies, cutting an estimated $1.46M.
  • PenderFund Capital Management fully exited Howard Hughes in Q2 2023, selling an estimated $3.55M.
  • PenderFund Capital Management's ten largest holdings make up 49% of its $322M portfolio in Q2 2023.
  • PenderFund Capital Management opened 34 new positions and closed 49 in Q2 2023.
  • PenderFund Capital Management's portfolio value rose 1% quarter-over-quarter to $322M.

Based on PenderFund Capital Management's 13F filing for Q2 2023, filed 11 Aug 2023.