PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+9.34%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$335M
AUM Growth
+$335M
Cap. Flow
-$18.3M
Cap. Flow %
-5.46%
Top 10 Hldgs %
44.38%
Holding
214
New
29
Increased
46
Reduced
31
Closed
72

Top Buys

1
SANG
Sangoma Technologies
SANG
$5.01M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$4.91M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$3.05M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
$2.49M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
$2.26M

Top Sells

1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$10.8M
2
TPL icon
Texas Pacific Land
TPL
$6.58M
3
EBIX
Ebix Inc
EBIX
$2.47M
4
JD icon
JD.com
JD
$2.35M
5
IBKR icon
Interactive Brokers
IBKR
$1.98M

Sector Composition

1 Technology 18.94%
2 Financials 9.59%
3 Communication Services 7.2%
4 Consumer Discretionary 2.96%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VYGG
126
DELISTED
Vy Global Growth
VYGG
– –
-29,855
Closed -$414K
BRG
127
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-27,600
Closed -$1.02M
GBT
128
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-3,380
Closed -$318K
AVAN
129
DELISTED
Avanti Acquisition Corp.
AVAN
– –
-18,947
Closed -$262K
RNDB
130
DELISTED
Randolph Bancorp, Inc. Common Stock
RNDB
– –
-17,690
Closed -$659K
CNVY
131
DELISTED
Convey Health Solutions Holdings, Inc.
CNVY
– –
-27,300
Closed -$396K
EXTN
132
DELISTED
Exterran Corporation
EXTN
– –
-106,570
Closed -$612K
TGA
133
DELISTED
Transglobe Energy Corp
TGA
– –
-117,300
Closed -$433K
IPOF
134
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
– –
-46,150
Closed -$637K
IPOD
135
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-23,040
Closed -$319K
FVAM
136
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
– –
-4,375
Closed -$60K
PING
137
DELISTED
Ping Identity Holding Corp.
PING
– –
-16,660
Closed -$646K
HIL
138
DELISTED
Hill International, Inc. Common Stock
HIL
– –
-157,500
Closed -$722K
BABA icon
139
Alibaba
BABA
$325B
– –
-10,600
Closed -$1.17M
BAP icon
140
Credicorp
BAP
$20.8B
– –
-290
Closed -$49K
FSV icon
141
FirstService
FSV
$9.05B
– –
-3,300
Closed -$543K
TSM icon
142
TSMC
TSM
$1.2T
– –
-3,000
Closed -$55K
AGCB
143
DELISTED
Altimeter Growth Corp. 2
AGCB
– –
-6,970
Closed -$95K
AAQC
144
DELISTED
Accelerate Acquisition Corp.
AAQC
– –
-7,100
Closed -$96K
TSPQ
145
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
– –
-42,550
Closed -$577K
REVH
146
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
– –
-7,067
Closed -$96K
ASZ
147
DELISTED
Austerlitz Acquisition Corporation II
ASZ
– –
-7,090
Closed -$96K
FVIV
148
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
– –
-6,980
Closed -$95K
AERI
149
DELISTED
Aerie Pharmaceuticals, Inc.
AERI
– –
-22,950
Closed -$480K
TEN
150
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-23,400
Closed -$562K
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6
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