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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+9.34%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$335M
AUM Growth
+$15.8M
Cap. Flow
-$129M
Cap. Flow %
-38.34%
Top 10 Hldgs %
44.38%
Holding
212
New
29
Increased
46
Reduced
31
Closed
72

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$3.77M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$3.47M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.15M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.76M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.57M

Top Sells

Rank Stock Value
1
TPL icon
Texas Pacific Land
TPL
+$4.94M
2
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$4.22M
3
EBIX
Ebix Inc
EBIX
+$2.47M
4
JD icon
JD.com
JD
+$1.56M
5
IBKR icon
Interactive Brokers
IBKR
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 18.94%
2 Financials 9.59%
3 Communication Services 7.2%
4 Consumer Discretionary 2.96%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSTR icon
126
Strategy Inc
MSTR
$38.4B
– –
-27,000
Closed -$792K
NXDT
127
NexPoint Diversified Real Estate Trust
NXDT
$238M
– –
-2,200
Closed -$38K
IMVP
128
Invesco India ETF
IMVP
$116M
– –
-2,060
Closed -$67K
PRPL icon
129
Purple Innovation
PRPL
$41.7M
– –
-200
Closed -$28K
ROG icon
130
Rogers Corp
ROG
$2.4B
– –
-1,630
Closed -$545K
SQM icon
131
Sociedad Química y Minera de Chile
SQM
$20.6B
– –
-580
Closed -$73K
TSM icon
132
TSMC
TSM
$2.18T
– –
-3,000
Closed -$55K
JWSM.WS
133
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$0 ﹤0.01%
250
– –
DCFCW
134
DELISTED
Tritium DCFC Limited Warrant
DCFCW
$0 ﹤0.01%
333
– –
LCA
135
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
– –
-7,090
Closed -$96K
CFIV
136
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
– –
-7,740
Closed -$106K
PTRS
137
DELISTED
Partners Bancorp Common Stock
PTRS
– –
-13,667
Closed -$168K
ADER
138
DELISTED
26 Capital Acquisition Corp
ADER
– –
-7,000
Closed -$95K
CPUH
139
DELISTED
Compute Health Acquisition Corp.
CPUH
– –
-7,090
Closed -$97K
PEARW
140
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$0 ﹤0.01%
333
– –
LEGAW
141
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$0 ﹤0.01%
2,500
– –
RFP
142
DELISTED
Resolute Forest Products Inc.
RFP
– –
-11,330
Closed -$313K
HIL
143
DELISTED
Hill International, Inc. Common Stock
HIL
– –
-157,500
Closed -$722K
HCII
144
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
– –
-7,090
Closed -$96K
HIII
145
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
– –
-7,090
Closed -$96K
SCOA
146
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
– –
-7,000
Closed -$96K
AGCB
147
DELISTED
Altimeter Growth Corp 2
AGCB
– –
-6,970
Closed -$95K
AAQC
148
DELISTED
Accelerate Acquisition Corp
AAQC
– –
-7,100
Closed -$96K
TSPQ
149
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
– –
-42,550
Closed -$577K
KAHC
150
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
– –
-7,090
Closed -$96K
4 5
6
7 8

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WHGAM
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WCM
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PenderFund Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, PenderFund Capital Management held 212 positions worth $335M, up 4.9% from $320M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q4 2022, closing 72 positions and reducing 31 holdings. Its most notable exit was Ebix Inc, an estimated $2.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Nuveen Municipal Credit Income Fund worth $4.91M.

  • PenderFund Capital Management's largest Q4 2022 buy was Nuveen Municipal Credit Income Fund: 300,000 shares worth $4.91M.
  • PenderFund Capital Management added most to Sangoma Technologies in Q4 2022, an estimated $3.77M increase.
  • PenderFund Capital Management's biggest Q4 2022 reduction was Texas Pacific Land, cutting an estimated $4.94M.
  • PenderFund Capital Management fully exited Ebix Inc in Q4 2022, selling an estimated $2.47M.
  • PenderFund Capital Management's ten largest holdings make up 44% of its $335M portfolio in Q4 2022.
  • PenderFund Capital Management opened 29 new positions and closed 72 in Q4 2022.
  • PenderFund Capital Management's portfolio value rose 4.9% quarter-over-quarter to $335M.

Based on PenderFund Capital Management's 13F filing for Q4 2022, filed 10 Feb 2023.