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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$320M
AUM Growth
-$42M
Cap. Flow
-$125M
Cap. Flow %
-38.95%
Top 10 Hldgs %
45.1%
Holding
220
New
41
Increased
73
Reduced
24
Closed
41

Top Buys

Rank Stock Value
1
QBTS icon
D-Wave Quantum Inc. Common Stock
QBTS
+$5.99M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$4.05M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$2.07M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.81M
5
DCBO
Docebo
DCBO
+$1.76M

Top Sells

Rank Stock Value
1
SWIR
Sierra Wireless
SWIR
+$5.3M
2
AVNW icon
Aviat Networks
AVNW
+$2.49M
3
BUR icon
Burford Capital
BUR
+$1.68M
4
IBKR icon
Interactive Brokers
IBKR
+$1.59M
5
BIDU icon
Baidu
BIDU
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 21.29%
2 Financials 11.38%
3 Communication Services 8.41%
4 Consumer Discretionary 3.74%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APGB
126
DELISTED
Apollo Strategic Growth Capital II
APGB
$95K 0.03%
7,000
+600
+9% +$5.91K
ADER
127
DELISTED
26 Capital Acquisition Corp
ADER
$95K 0.03%
7,000
+600
+9% +$5.92K
EOCW
128
DELISTED
Elliott Opportunity II Corp.
EOCW
$95K 0.03%
6,999
+600
+9% +$5.88K
DNAD
129
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$95K 0.03%
6,980
+580
+9% +$5.67K
AGCB
130
DELISTED
Altimeter Growth Corp 2
AGCB
$95K 0.03%
6,970
+570
+9% +$5.64K
FVIV
131
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$95K 0.03%
6,980
+580
+9% +$5.69K
DNAB
132
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$94K 0.03%
6,980
+580
+9% +$5.67K
KVSC
133
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$94K 0.03%
6,980
+580
+9% +$5.68K
MSDA
134
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$94K 0.03%
6,870
+570
+9% +$5.62K
OKLO
135
Oklo
OKLO
$8.42B
$93K 0.03%
6,926
+580
+9% +$5.64K
HAAC
136
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$87K 0.03%
6,334
+454
+8% +$4.51K
SQM icon
137
Sociedad Química y Minera de Chile
SQM
$20.6B
$73K 0.02%
580
+200
+53% +$19.4K
INDA icon
138
iShares MSCI India ETF
INDA
$6.63B
$67K 0.02%
1,190
+140
+13% +$5.91K
IMVP
139
Invesco India ETF
IMVP
$116M
$67K 0.02%
2,060
+260
+14% +$6.36K
GPOR icon
140
Gulfport Energy Corp
GPOR
$2.88B
$61K 0.02%
500
– –
SWAV
141
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$61K 0.02%
160
– –
FVAM
142
DELISTED
5:01 Acquisition Corp
FVAM
$60K 0.02%
4,375
+1,065
+32% +$10.6K
NXE icon
143
NexGen Energy
NXE
$6.99B
$57K 0.02%
11,300
– –
HTPA
144
DELISTED
Highland Transcend Partners I Corp.
HTPA
$56K 0.02%
4,100
+200
+5% +$1.98K
HDB icon
145
HDFC Bank
HDB
$121B
$55K 0.02%
+1,360
New +$41.8K
TSM icon
146
TSMC
TSM
$2.18T
$55K 0.02%
3,000
+2,600
+650% +$215K
BAP icon
147
Credicorp
BAP
$30.7B
$49K 0.02%
290
+150
+107% +$19.2K
RMGC
148
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$47K 0.01%
3,455
+300
+10% +$2.96K
MRVI icon
149
Maravai LifeSciences
MRVI
$919M
$42K 0.01%
1,200
– –
MX icon
150
Magnachip Semiconductor
MX
$145M
$40K 0.01%
2,800
– –
4 5
6
7 8

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SCP
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SFG
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WHGAM
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WCM
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PenderFund Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, PenderFund Capital Management held 220 positions worth $320M, down 12% from $362M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

PenderFund Capital Management withdrew a net $125M in Q3 2022, closing 41 positions and reducing 24 holdings. Its most notable exit was Points.com Inc. Common Shares, an estimated $753K position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in D-Wave Quantum Inc. Common Stock worth $8.14M.

  • PenderFund Capital Management's largest Q3 2022 buy was D-Wave Quantum Inc. Common Stock: 747,838 shares worth $8.14M.
  • PenderFund Capital Management added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q3 2022, an estimated $2.07M increase.
  • PenderFund Capital Management's biggest Q3 2022 reduction was Sierra Wireless, cutting an estimated $5.3M.
  • PenderFund Capital Management fully exited Points.com Inc. Common Shares in Q3 2022, selling an estimated $753K.
  • PenderFund Capital Management's ten largest holdings make up 45% of its $320M portfolio in Q3 2022.
  • PenderFund Capital Management opened 41 new positions and closed 41 in Q3 2022.
  • PenderFund Capital Management's portfolio value fell 12% quarter-over-quarter to $320M.

Based on PenderFund Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.