PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-7.12%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$362M
AUM Growth
+$362M
Cap. Flow
-$12.8M
Cap. Flow %
-3.53%
Top 10 Hldgs %
46.85%
Holding
214
New
40
Increased
23
Reduced
23
Closed
30

Top Buys

1
DCBO
Docebo
DCBO
$2.22M
2
ATEX icon
Anterix
ATEX
$1.49M
3
KKR icon
KKR & Co
KKR
$1.19M
4
SBUX icon
Starbucks
SBUX
$786K
5
PCOM
Points.com Inc. Common Shares
PCOM
$753K

Top Sells

1
BHC icon
Bausch Health
BHC
$5.45M
2
TWTR
Twitter, Inc.
TWTR
$3.92M
3
SWIR
Sierra Wireless
SWIR
$2.62M
4
SFIX icon
Stitch Fix
SFIX
$2.14M
5
BUR icon
Burford Capital
BUR
$1.94M

Sector Composition

1 Technology 21.71%
2 Financials 10.92%
3 Communication Services 8.33%
4 Consumer Discretionary 4.3%
5 Energy 2.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KVSC
126
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$80K 0.02%
6,400
– –
FVIV
127
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$80K 0.02%
6,400
– –
OKLO
128
Oklo
OKLO
$10.7B
$79K 0.02%
6,346
– –
MSDA
129
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$79K 0.02%
6,300
– –
HAAC
130
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$75K 0.02%
5,880
– –
INDA icon
131
iShares MSCI India ETF
INDA
$9.29B
$53K 0.01%
+1,050
New +$53K
PIN icon
132
Invesco India ETF
PIN
$210M
$53K 0.01%
+1,800
New +$53K
MX icon
133
Magnachip Semiconductor
MX
$107M
$52K 0.01%
2,800
– –
NXE icon
134
NexGen Energy
NXE
$4.5B
$52K 0.01%
11,300
+2,900
+35% +$13.3K
GPOR icon
135
Gulfport Energy Corp
GPOR
$3.01B
$51K 0.01%
500
– –
CRHC
136
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$51K 0.01%
4,000
– –
CANO.WS
137
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$50K 0.01%
57,198
– –
HTPA
138
DELISTED
Highland Transcend Partners I Corp.
HTPA
$49K 0.01%
3,900
– –
MRVI icon
139
Maravai LifeSciences
MRVI
$341M
$44K 0.01%
+1,200
New +$44K
TSM icon
140
TSMC
TSM
$1.2T
$42K 0.01%
+400
New +$42K
FVAM
141
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$42K 0.01%
3,310
– –
KSS icon
142
Kohl's
KSS
$1.78B
$41K 0.01%
+900
New +$41K
SQM icon
143
Sociedad Química y Minera de Chile
SQM
$12.5B
$41K 0.01%
+380
New +$41K
RMGC
144
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$40K 0.01%
3,155
– –
SWAV
145
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$39K 0.01%
160
– –
FUN icon
146
Cedar Fair
FUN
$2.4B
$34K 0.01%
600
– –
UNIT
147
Uniti Group
UNIT
$1.48B
$34K 0.01%
2,800
– –
IPOF.WS
148
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$30K 0.01%
48,500
– –
PNTM
149
DELISTED
Pontem Corporation
PNTM
$27K 0.01%
2,100
– –
AVAN
150
DELISTED
Avanti Acquisition Corp.
AVAN
$27K 0.01%
2,100
– –
4 5
6
7 8