PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
1-Year Return 56.08%
This Quarter Return
-4.53%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$408M
AUM Growth
-$32.2M
Cap. Flow
-$146M
Cap. Flow %
-35.71%
Top 10 Hldgs %
43.36%
Holding
204
New
42
Increased
35
Reduced
22
Closed
27

Top Buys

1
ATEX icon
Anterix
ATEX
$7.07M
2
PAR icon
PAR Technology
PAR
$6.37M
3
SANG
Sangoma Technologies
SANG
$5.04M
4
PTON icon
Peloton Interactive
PTON
$1.34M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$1.02M

Top Sells

1
FTSI
FTS International, Inc. Common Stock
FTSI
$7.34M
2
FLR icon
Fluor
FLR
$6.63M
3
SFIX icon
Stitch Fix
SFIX
$3.88M
4
UTI icon
Universal Technical Institute
UTI
$3.3M
5
SSNC icon
SS&C Technologies
SSNC
$1.98M

Sector Composition

1 Technology 26.67%
2 Financials 10.25%
3 Communication Services 9.42%
4 Consumer Discretionary 6.59%
5 Real Estate 2.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PTRS
126
DELISTED
Partners Bancorp Common Stock
PTRS
$71K 0.02%
6,148
– –
MX icon
127
Magnachip Semiconductor
MX
$105M
$59K 0.01%
2,800
+700
+33% +$14.8K
NXE icon
128
NexGen Energy
NXE
$4.29B
$59K 0.01%
+8,400
New +$59K
GPOR icon
129
Gulfport Energy Corp
GPOR
$3.05B
$56K 0.01%
+500
New +$56K
GROV icon
130
Grove Collaborative
GROV
$63.6M
$54K 0.01%
880
– –
CRHC
131
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$50K 0.01%
4,000
– –
OACB
132
DELISTED
Oaktree Acquisition Corp. II
OACB
$50K 0.01%
4,000
– –
UNIT
133
Uniti Group
UNIT
$1.49B
$48K 0.01%
+2,800
New +$48K
HTPA
134
DELISTED
Highland Transcend Partners I Corp.
HTPA
$48K 0.01%
3,900
– –
FUN icon
135
Cedar Fair
FUN
$2.54B
$41K 0.01%
+600
New +$41K
SWAV
136
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$41K 0.01%
+160
New +$41K
FVAM
137
DELISTED
5:01 Acquisition Corp. Class A Common Stock
FVAM
$41K 0.01%
3,310
+10
+0.3% +$124
RMGC
138
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$39K 0.01%
3,155
+1,055
+50% +$13K
THS icon
139
Treehouse Foods
THS
$903M
$28K 0.01%
+700
New +$28K
AVAN
140
DELISTED
Avanti Acquisition Corp.
AVAN
$26K 0.01%
2,100
– –
PNTM
141
DELISTED
Pontem Corporation
PNTM
$26K 0.01%
2,100
– –
PRPB
142
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$25K 0.01%
2,000
– –
LUXAW
143
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$17K ﹤0.01%
32,999
– –
BOAC
144
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$16K ﹤0.01%
1,300
– –
VLD.WS
145
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$13K ﹤0.01%
5,000
– –
PSTH.WS
146
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$12K ﹤0.01%
10,332
– –
FCAX
147
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$4K ﹤0.01%
335
– –
HCNEW
148
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$2K ﹤0.01%
+2,500
New +$2K
DCFCW
149
DELISTED
Tritium DCFC Limited Warrant
DCFCW
$1K ﹤0.01%
+333
New +$1K
LEGAW
150
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$1K ﹤0.01%
2,500
– –
4 5
6
7 8