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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$57.8M
Cap. Flow
-$71.1M
Cap. Flow %
-16.14%
Top 10 Hldgs %
43.25%
Holding
187
New
46
Increased
57
Reduced
17
Closed
30

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$23.1M
2
PTON icon
Peloton Interactive
PTON
+$18.8M
3
SFIX
Stitch Fix
SFIX
+$17.5M
4
Z icon
Zillow
Z
+$6.42M
5
SWIR
Sierra Wireless
SWIR
+$4.91M

Top Sells

Rank Stock Value
1
CLDR
Cloudera, Inc.
CLDR
+$11.7M
2
LILA icon
Liberty Latin America Class A
LILA
+$4.92M
3
LILAK icon
Liberty Latin America Class C
LILAK
+$4.74M
4
KKR icon
KKR & Co
KKR
+$3.95M
5
AXDX
Accelerate Diagnostics
AXDX
+$3.44M

Sector Composition

Rank Sector Weight
1 Technology 24.17%
2 Financials 11.77%
3 Consumer Discretionary 10.02%
4 Communication Services 9.04%
5 Energy 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVAN
126
DELISTED
Avanti Acquisition Corp.
AVAN
$26K 0.01%
2,100
+847
+68% +$8.32K
PRPB
127
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$25K 0.01%
2,000
+1,200
+150% +$11.8K
PSTH.WS
128
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$17K ﹤0.01%
10,332
– –
BOAC
129
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$16K ﹤0.01%
1,300
– –
VLD.WS
130
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$10K ﹤0.01%
+5,000
New +$10.8K
WPCA
131
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$4K ﹤0.01%
+329
New +$3.23K
FCAX
132
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$4K ﹤0.01%
335
+135
+68% +$1.32K
VAQC
133
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$2K ﹤0.01%
146
+132
+943% +$1.29K
LEGAW
134
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$2K ﹤0.01%
2,500
– –
PV.WS
135
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$2K ﹤0.01%
2,500
– –
SSAAW
136
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$1K ﹤0.01%
1,666
– –
OEPWW
137
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$1K ﹤0.01%
1,666
– –
DCRNW
138
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$1K ﹤0.01%
333
– –
AXDX
139
DELISTED
Accelerate Diagnostics
AXDX
– –
-46,526
Closed -$3.44M
HBI
140
DELISTED
Hanesbrands
HBI
– –
-42,200
Closed -$917K
LILA icon
141
Liberty Latin America Class A
LILA
$1.7B
– –
-436,979
Closed -$4.92M
LILAK icon
142
Liberty Latin America Class C
LILAK
$1.68B
– –
-313,457
Closed -$4.74M
SPWH icon
143
Sportsman's Warehouse
SPWH
$46M
– –
-1,460
Closed -$33K
SWKH
144
DELISTED
SWK Holdings
SWKH
– –
-694
Closed -$13K
VMEO
145
DELISTED
Vimeo
VMEO
– –
-5,908
Closed -$220K
WBD icon
146
Warner Bros
WBD
$66.2B
– –
-160
Closed -$5K
BNT
147
Brookfield Wealth Solutions
BNT
$12.2B
– –
-641
Closed -$30K
JWSM.WS
148
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$0 ﹤0.01%
250
– –
MTBL
149
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
– –
-5,000
Closed -$9K
FAZE
150
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-1,300
Closed -$16K
3 4 5
6
7

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BPC
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BIA
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KCM
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SCP
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SFG
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FTC
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WHGAM
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PenderFund Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, PenderFund Capital Management held 187 positions worth $441M, up 15% from $383M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

PenderFund Capital Management withdrew a net $71.1M in Q4 2021, closing 30 positions and reducing 17 holdings. Its most notable exit was Cloudera, Inc., an estimated $11.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, PenderFund Capital Management opened a new position in Sangoma Technologies worth $30.6M.

  • PenderFund Capital Management's largest Q4 2021 buy was Sangoma Technologies: 1,401,970 shares worth $30.6M.
  • PenderFund Capital Management added most to Stitch Fix in Q4 2021, an estimated $17.5M increase.
  • PenderFund Capital Management's biggest Q4 2021 reduction was KKR & Co, cutting an estimated $3.95M.
  • PenderFund Capital Management fully exited Cloudera, Inc. in Q4 2021, selling an estimated $11.7M.
  • PenderFund Capital Management's ten largest holdings make up 43% of its $441M portfolio in Q4 2021.
  • PenderFund Capital Management opened 46 new positions and closed 30 in Q4 2021.
  • PenderFund Capital Management's portfolio value rose 15% quarter-over-quarter to $441M.

Based on PenderFund Capital Management's 13F filing for Q4 2021, filed 16 Feb 2022.