PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-3.4%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$441M
AUM Growth
+$441M
Cap. Flow
+$45.6M
Cap. Flow %
10.35%
Top 10 Hldgs %
43.25%
Holding
188
New
46
Increased
57
Reduced
17
Closed
30

Top Buys

1
SANG
Sangoma Technologies
SANG
$30.6M
2
SFIX icon
Stitch Fix
SFIX
$14.6M
3
PTON icon
Peloton Interactive
PTON
$13.9M
4
Z icon
Zillow
Z
$7.2M
5
SWIR
Sierra Wireless
SWIR
$6.53M

Top Sells

1
CLDR
Cloudera, Inc.
CLDR
$11.7M
2
KKR icon
KKR & Co
KKR
$5.04M
3
LILA icon
Liberty Latin America Class A
LILA
$4.92M
4
LILAK icon
Liberty Latin America Class C
LILAK
$4.74M
5
AXDX
Accelerate Diagnostics
AXDX
$3.44M

Sector Composition

1 Technology 24.17%
2 Financials 11.77%
3 Consumer Discretionary 10.02%
4 Communication Services 9.04%
5 Energy 3.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVAN
126
DELISTED
Avanti Acquisition Corp.
AVAN
$26K 0.01%
2,100
+847
+68% +$10.5K
PRPB
127
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$25K 0.01%
2,000
+1,200
+150% +$15K
PSTH.WS
128
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$17K ﹤0.01%
10,332
– –
BOAC
129
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$16K ﹤0.01%
1,300
– –
VLD.WS
130
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$10K ﹤0.01%
+5,000
New +$10K
WPCA
131
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$4K ﹤0.01%
+329
New +$4K
FCAX
132
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$4K ﹤0.01%
335
+135
+68% +$1.61K
PV.WS
133
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$2K ﹤0.01%
2,500
– –
VAQC
134
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$2K ﹤0.01%
146
+132
+943% +$1.81K
LEGAW
135
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$2K ﹤0.01%
2,500
– –
SSAAW
136
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$1K ﹤0.01%
1,666
– –
OEPWW
137
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$1K ﹤0.01%
1,666
– –
DCRNW
138
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$1K ﹤0.01%
333
– –
SCR
139
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
– –
-190
Closed -$8K
PMBC
140
DELISTED
Pacific Mercantile Bancorp
PMBC
– –
-905
Closed -$11K
CSOD
141
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-55
Closed -$4K
CLDR
142
DELISTED
Cloudera, Inc.
CLDR
– –
-580,300
Closed -$11.7M
VER
143
DELISTED
VEREIT, Inc.
VER
– –
-1,100
Closed -$63K
DISCA
144
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
– –
-160
Closed -$5K
AXDX
145
DELISTED
Accelerate Diagnostics
AXDX
– –
-46,526
Closed -$3.44M
HBI icon
146
Hanesbrands
HBI
$2.17B
– –
-42,200
Closed -$917K
LILA icon
147
Liberty Latin America Class A
LILA
$1.58B
– –
-296,861
Closed -$4.92M
LILAK icon
148
Liberty Latin America Class C
LILAK
$1.61B
– –
-284,961
Closed -$4.74M
SPWH icon
149
Sportsman's Warehouse
SPWH
$101M
– –
-1,460
Closed -$33K
SWKH icon
150
SWK Holdings
SWKH
$182M
– –
-694
Closed -$13K
3 4 5
6
7