PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
1-Year Return 56.08%
This Quarter Return
-6.34%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$383M
AUM Growth
-$44.5M
Cap. Flow
-$144M
Cap. Flow %
-37.6%
Top 10 Hldgs %
40.65%
Holding
155
New
66
Increased
9
Reduced
23
Closed
13

Top Buys

1
AXDX
Accelerate Diagnostics
AXDX
$3.44M
2
BIDU icon
Baidu
BIDU
$1.21M
3
Z icon
Zillow
Z
$982K
4
PAR icon
PAR Technology
PAR
$935K
5
BABA icon
Alibaba
BABA
$262K

Top Sells

1
SHSP
SharpSpring, Inc.
SHSP
$8.29M
2
VMEO icon
Vimeo
VMEO
$1.88M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$1.56M
4
EGAN icon
eGain
EGAN
$1.44M
5
SSNC icon
SS&C Technologies
SSNC
$1.43M

Sector Composition

1 Technology 21.75%
2 Financials 13.88%
3 Communication Services 11.93%
4 Consumer Discretionary 5.84%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SRXH
126
SRX Health Solutions, Inc.
SRXH
$12.7M
– –
-852
Closed -$148K
ACQR
127
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$0 ﹤0.01%
+10
New –
ESM.WS
128
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
– –
-233
Closed –
EMWP
129
DELISTED
Eros Media World PLC
EMWP
– –
-240
Closed -$9K
SPAQ.WS
130
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$0 ﹤0.01%
250
– –
SPFR.WS
131
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
– –
-5,000
Closed -$12K
BWG
132
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$146M
– –
-100,000
Closed -$1.56M
HUT
133
Hut 8
HUT
$2.7B
– –
-6,600
Closed -$177K
JOBY icon
134
Joby Aviation
JOBY
$11.2B
– –
-500
Closed -$6K
SST icon
135
System1
SST
$60.1M
– –
-25
Closed -$3K
JWSM.WS
136
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$0 ﹤0.01%
250
– –
SHSP
137
DELISTED
SharpSpring, Inc.
SHSP
– –
-395,702
Closed -$8.29M
BPY
138
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-27,309
Closed -$641K
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