We are live on ! Find out more
PCM

PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$70.3M
Cap. Flow
-$191M
Cap. Flow %
-44.05%
Top 10 Hldgs %
61.88%
Holding
180
New
51
Increased
25
Reduced
12
Closed
43

Top Buys

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.43M
2
PPLT
abrdn Physical Platinum Shares ETF
PPLT
+$4.41M
3
ERO icon
Ero Copper
ERO
+$2.49M
4
ENV
ENVESTNET, INC.
ENV
+$736K
5
RCM
R1 RCM Inc. Common Stock
RCM
+$708K

Top Sells

Rank Stock Value
1
AVNW icon
Aviat Networks
AVNW
+$5.08M
2
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.46M
3
IBKR icon
Interactive Brokers
IBKR
+$1.31M
4
EVBG
Everbridge, Inc. Common Stock
EVBG
+$1.24M
5
DPSI
DecisionPoint Systems, Inc.
DPSI
+$896K

Sector Composition

Rank Sector Weight
1 Technology 14.18%
2 Financials 6.72%
3 Energy 2.21%
4 Communication Services 2.2%
5 Industrials 2.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSPD icon
101
Lightspeed Commerce
LSPD
$1.32B
$82.5K 0.02%
3,700
+1,300
+54% +$17.4K
TWKS
102
DELISTED
Thoughtworks Holding, Inc. Common Stock
TWKS
$82.1K 0.02%
+13,726
New +$52.7K
ABP
103
DELISTED
Abpro Holdings
ABP
$78.7K 0.02%
+173
New +$57.8K
NXE icon
104
NexGen Energy
NXE
$6.86B
$70.6K 0.02%
8,000
+2,600
+48% +$16.1K
MSOS icon
105
AdvisorShares Pure US Cannabis ETF
MSOS
$874M
$69.8K 0.02%
7,200
– –
VACHU
106
DELISTED
Voyager Acquisition Corp Unit
VACHU
$67.6K 0.02%
+5,000
New +$49.9K
GAN
107
DELISTED
GAN Ltd
GAN
$65.7K 0.02%
27,450
-58,720
-68% -$96.7K
GTLB icon
108
GitLab
GTLB
$6.03B
$62.7K 0.01%
+900
New +$45K
BLEU
109
DELISTED
bleuacacia ltd Class A Ordinary Shares
BLEU
$55.7K 0.01%
+3,721
New +$40.4K
TBNK
110
DELISTED
Territorial Bancorp Inc.
TBNK
$41.2K 0.01%
+2,917
New +$27.4K
SAVE
111
DELISTED
Spirit Airlines, Inc.
SAVE
$40.1K 0.01%
+12,346
New +$34K
SEDA
112
DELISTED
SDCL EDGE Acquisition Corporation
SEDA
$15.4K ﹤0.01%
+1,000
New +$11.3K
ADRT
113
DELISTED
Ault Disruptive Technologies Corporation
ADRT
$7.61K ﹤0.01%
+504
New +$7.26K
DUET
114
DELISTED
DUET Acquisition Corp. Class A Common Stock
DUET
$4.9K ﹤0.01%
305
– –
TLGY
115
DELISTED
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
$2.76K ﹤0.01%
177
– –
ONYX
116
DELISTED
Onyx Acquisition Co. I Class A Ordinary Shares
ONYX
$1.53K ﹤0.01%
+100
New +$1.13K
GHIX
117
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
$1.52K ﹤0.01%
+106
New +$1.13K
EMD
118
Western Asset Emerging Markets Debt Fund
EMD
$614M
$386 ﹤0.01%
28
-3,170
-99% -$31.1K
LANV.WS
119
DELISTED
Lanvin Group Holdings Warrants
LANV.WS
$86 ﹤0.01%
2,500
– –
SBXC.WS
120
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$45 ﹤0.01%
333
– –
JWSM.WS
121
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$11 ﹤0.01%
250
– –
AVNW icon
122
Aviat Networks
AVNW
$272M
– –
-129,524
Closed -$5.08M
BCE icon
123
BCE
BCE
$21.2B
– –
-1,758
Closed -$77.9K
CHRD icon
124
Chord Energy
CHRD
$7.46B
– –
-8
Closed -$1.83K
DG icon
125
Dollar General
DG
$28.1B
– –
-2,260
Closed -$409K
3 4
5
6 7

Similar funds

SJIC
St. James Investment Company Southlake, Texas $638M AUM 15.14% 1-Year Est. Return
BPC
Bearing Point Capital Bloomington, Minnesota $638M AUM 32.99% 1-Year Est. Return
KCM
Kultura Capital Management Park City, Utah $638M AUM
SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM
WCM
Woodson Capital Management Greenwich, Connecticut $636M AUM 39.33% 1-Year Est. Return

PenderFund Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, PenderFund Capital Management held 180 positions worth $434M, up 19% from $364M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

PenderFund Capital Management withdrew a net $191M in Q3 2024, closing 43 positions and reducing 12 holdings. Its most notable exit was Aviat Networks, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Financials and Energy.

Against the trend, PenderFund Capital Management opened a new position in ENVESTNET, INC. worth $999K.

  • PenderFund Capital Management's largest Q3 2024 buy was ENVESTNET, INC.: 11,800 shares worth $999K.
  • PenderFund Capital Management added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q3 2024, an estimated $4.43M increase.
  • PenderFund Capital Management's biggest Q3 2024 reduction was Morgan Stanley Emerging Markets Domestic Debt Fund, cutting an estimated $2.46M.
  • PenderFund Capital Management fully exited Aviat Networks in Q3 2024, selling an estimated $5.08M.
  • PenderFund Capital Management's ten largest holdings make up 62% of its $434M portfolio in Q3 2024.
  • PenderFund Capital Management opened 51 new positions and closed 43 in Q3 2024.
  • PenderFund Capital Management's portfolio value rose 19% quarter-over-quarter to $434M.

Based on PenderFund Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.