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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+5.5%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$378M
AUM Growth
+$71.4M
Cap. Flow
-$119M
Cap. Flow %
-31.45%
Top 10 Hldgs %
61.38%
Holding
151
New
40
Increased
12
Reduced
19
Closed
34

Top Buys

Rank Stock Value
1
PPLT
abrdn Physical Platinum Shares ETF
PPLT
+$2.09M
2
KW
Kennedy-Wilson Holdings
KW
+$1.92M
3
TAST
Carrols Restaurant Group, Inc.
TAST
+$1.01M
4
TCN
Tricon Residential Inc.
TCN
+$977K
5
KAMN
Kaman Corp
KAMN
+$767K

Top Sells

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$7.97M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$5.16M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$3.81M
4
SSNC icon
SS&C Technologies
SSNC
+$2.5M
5
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.26M

Sector Composition

Rank Sector Weight
1 Technology 15.88%
2 Financials 9.22%
3 Energy 3.11%
4 Consumer Discretionary 1.91%
5 Communication Services 1.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MARX
101
DELISTED
Mars Acquisition Corp. Ordinary Shares
MARX
$29 ﹤0.01%
+2
New +$21
DCFCW
102
DELISTED
Tritium DCFC Limited Warrant
DCFCW
$18 ﹤0.01%
333
– –
QOMO
103
DELISTED
Qomolangma Acquisition Corp. Common Stock
QOMO
$15 ﹤0.01%
+1
New +$11
BANC icon
104
Banc of California
BANC
$2.97B
– –
-3
Closed -$53
BATL icon
105
Battalion Oil
BATL
$28.8M
– –
-51,500
Closed -$656K
DMYY
106
DELISTED
dMY Squared
DMYY
– –
-34,900
Closed -$490K
MMM icon
107
3M
MMM
$94.3B
– –
-3,755
Closed -$455K
NVG icon
108
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
– –
-508,872
Closed -$7.97M
SGML icon
109
Sigma Lithium
SGML
$1.28B
– –
-1,000
Closed -$41.8K
CERO
110
DELISTED
CERo Therapeutics
CERO
– –
0
– -$1.48K
AMBR
111
Amber International Holding Ltd
AMBR
$130M
– –
-31,200
Closed -$158K
DEVS
112
DELISTED
DevvStream Corp
DEVS
– –
-2,510
Closed -$364K
PLMJ
113
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
– –
-56
Closed -$794
QTI
114
QT Imaging Holdings
QTI
$37.6M
– –
-4
Closed -$61
GHIX
115
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
– –
-25,800
Closed -$359K
LL
116
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-5,210
Closed -$26.9K
SP
117
DELISTED
SP Plus Corporation
SP
– –
-9,300
Closed -$632K
PMGM
118
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
– –
-8
Closed -$118
PGTI
119
DELISTED
PGT, Inc.
PGTI
– –
-2,400
Closed -$129K
AYX
120
DELISTED
Alteryx Inc
AYX
– –
-14,400
Closed -$900K
KRTX
121
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-1,900
Closed -$797K
SPLK
122
DELISTED
Splunk Inc
SPLK
– –
-2,860
Closed -$577K
TGH
123
DELISTED
Textainer Group Holdings limited
TGH
– –
-2,790
Closed -$182K
SOVO
124
DELISTED
Sovos Brands, Inc. Common Stock
SOVO
– –
-26,810
Closed -$783K
ROVR
125
DELISTED
Rover Group, Inc. Class A Common Stock
ROVR
– –
-51,900
Closed -$748K
2 3 4
5
6

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BPC
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KCM
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SCP
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SFG
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FTC
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WHGAM
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WCM
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PenderFund Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, PenderFund Capital Management held 151 positions worth $378M, up 23% from $307M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

PenderFund Capital Management withdrew a net $119M in Q1 2024, closing 34 positions and reducing 19 holdings. Its most notable exit was Nuveen AMT-Free Municipal Credit Income Fund, an estimated $7.97M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, PenderFund Capital Management opened a new position in abrdn Physical Platinum Shares ETF worth $2.83M.

  • PenderFund Capital Management's largest Q1 2024 buy was abrdn Physical Platinum Shares ETF: 250,000 shares worth $2.83M.
  • PenderFund Capital Management added most to Kennedy-Wilson Holdings in Q1 2024, an estimated $1.92M increase.
  • PenderFund Capital Management's biggest Q1 2024 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $5.16M.
  • PenderFund Capital Management fully exited Nuveen AMT-Free Municipal Credit Income Fund in Q1 2024, selling an estimated $7.97M.
  • PenderFund Capital Management's ten largest holdings make up 61% of its $378M portfolio in Q1 2024.
  • PenderFund Capital Management opened 40 new positions and closed 34 in Q1 2024.
  • PenderFund Capital Management's portfolio value rose 23% quarter-over-quarter to $378M.

Based on PenderFund Capital Management's 13F filing for Q1 2024, filed 15 May 2024.