PCM

PenderFund Capital Management Portfolio holdings

AUM $593M
1-Year Est. Return 69.86%
This Quarter Est. Return
1 Year Est. Return
+69.86%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$334M
AUM Growth
+$12M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
166
New
Increased
Reduced
Closed

Top Buys

1
+$11.7M
2
+$11.2M
3
+$4.71M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$1.52M
5
AVTA
Avantax, Inc. Common Stock
AVTA
+$1.46M

Top Sells

1
+$4.71M
2
+$1.95M
3
+$1.84M
4
FET icon
Forum Energy Technologies
FET
+$1.65M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$1.53M

Sector Composition

1 Technology 16.61%
2 Financials 11.33%
3 Communication Services 5.32%
4 Energy 4.08%
5 Consumer Discretionary 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$1K ﹤0.01%
5,000
102
– –
-6,777
103
$0 ﹤0.01%
+332
104
$0 ﹤0.01%
250
105
– –
-25,000
106
– –
-1
107
– –
-16,680
108
– –
-13,452
109
– –
-36,400
110
– –
-204
111
– –
-4,059
112
$0 ﹤0.01%
333
113
– –
-77,580
114
– –
-19,294
115
– –
-27,670
116
– –
-250
117
– –
-553
118
– –
0
119
– –
-40,760
120
– –
-1,768
121
– –
-1,680
122
– –
-9,935
123
– –
-59,330
124
– –
-5,013
125
– –
-7,220
3 4
5
6 7