We are live on ! Find out more
PCM

PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$334M
AUM Growth
+$12M
Cap. Flow
-$97.9M
Cap. Flow %
-29.34%
Top 10 Hldgs %
52.21%
Holding
162
New
52
Increased
11
Reduced
11
Closed
49

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$9.25M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$8.93M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$3.63M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$1.21M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.13M

Top Sells

Rank Stock Value
1
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.76M
2
BKI
Black Knight, Inc. Common Stock
BKI
+$1.95M
3
ISEE
IVERIC bio, Inc. Common Stock
ISEE
+$1.53M
4
DSEY
Diversey Holdings, Ltd. Ordinary Shares
DSEY
+$1.53M
5
RADI
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
+$1.53M

Sector Composition

Rank Sector Weight
1 Technology 16.61%
2 Financials 11.33%
3 Communication Services 5.32%
4 Energy 4.08%
5 Consumer Discretionary 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLD.WS
101
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$1K ﹤0.01%
5,000
– –
CLDI icon
102
Calidi Biotherapeutics
CLDI
$2.09M
– –
-35
Closed -$922K
JTAI icon
103
Jet.AI
JTAI
$2.77M
– –
0
– -$1K
PSQH icon
104
PSQ Holdings
PSQH
$14.4M
– –
-2,717
Closed -$555K
TLSI icon
105
TriSalus Life Sciences
TLSI
$340M
– –
-1,768
Closed -$25K
TSM icon
106
TSMC
TSM
$2.16T
– –
-1,680
Closed -$225K
FLD
107
Fold Holdings
FLD
$25.5M
– –
-9,935
Closed -$136K
IPXXU
108
DELISTED
Inflection Point Acquisition Corp. II Unit
IPXXU
– –
-25,000
Closed -$335K
THCP
109
DELISTED
Thunder Bridge Capital Partners IV, Inc. Class A Common Stock
THCP
– –
-13,452
Closed -$180K
MCAG
110
DELISTED
Mountain Crest Acquisition Corp. V Common Stock
MCAG
– –
-6,777
Closed -$93K
SBXC.WS
111
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$0 ﹤0.01%
+332
New +$60
JWSM.WS
112
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$0 ﹤0.01%
250
– –
KCGI
113
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
– –
-36,400
Closed -$509K
BLUA
114
DELISTED
BlueRiver Acquisition Corp.
BLUA
– –
-204
Closed -$3K
RMGC
115
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
– –
-4,059
Closed -$61K
DCFCW
116
DELISTED
Tritium DCFC Limited Warrant
DCFCW
$0 ﹤0.01%
333
– –
PORT
117
DELISTED
Southport Acquisition Corporation
PORT
– –
-59,330
Closed -$827K
EAC
118
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
– –
-5,013
Closed -$70K
WRAC
119
DELISTED
Williams Rowland Acquisition Corp.
WRAC
– –
-1
Closed –
MOBV
120
DELISTED
Mobiv Acquisition Corp Class A Common Stock
MOBV
– –
-27,670
Closed -$387K
ALLG.WS
121
DELISTED
Allego N.V. Warrants
ALLG.WS
– –
-250
Closed –
TRTN
122
DELISTED
Triton International Limited
TRTN
– –
-7,220
Closed -$796K
SYNH
123
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-16,680
Closed -$931K
PRTK
124
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
– –
-233,590
Closed -$684K
RADI
125
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
– –
-77,580
Closed -$1.53M
3 4
5
6 7

Similar funds

SJIC
St. James Investment Company Southlake, Texas $638M AUM 15.14% 1-Year Est. Return
BPC
Bearing Point Capital Bloomington, Minnesota $638M AUM 32.99% 1-Year Est. Return
KCM
Kultura Capital Management Park City, Utah $638M AUM
SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM
WCM
Woodson Capital Management Greenwich, Connecticut $636M AUM 39.33% 1-Year Est. Return

PenderFund Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, PenderFund Capital Management held 162 positions worth $334M, up 3.7% from $322M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

PenderFund Capital Management withdrew a net $97.9M in Q3 2023, closing 49 positions and reducing 11 holdings. Its most notable exit was Black Knight, Inc. Common Stock, an estimated $1.95M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Nuveen Quality Municipal Income Fund worth $11.7M.

  • PenderFund Capital Management's largest Q3 2023 buy was Nuveen Quality Municipal Income Fund: 850,000 shares worth $11.7M.
  • PenderFund Capital Management added most to Nuveen Municipal Credit Income Fund in Q3 2023, an estimated $1.21M increase.
  • PenderFund Capital Management's biggest Q3 2023 reduction was abrdn Asia-Pacific Income Fund, cutting an estimated $3.76M.
  • PenderFund Capital Management fully exited Black Knight, Inc. Common Stock in Q3 2023, selling an estimated $1.95M.
  • PenderFund Capital Management's ten largest holdings make up 52% of its $334M portfolio in Q3 2023.
  • PenderFund Capital Management opened 52 new positions and closed 49 in Q3 2023.
  • PenderFund Capital Management's portfolio value rose 3.7% quarter-over-quarter to $334M.

Based on PenderFund Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.