PCM

PenderFund Capital Management Portfolio holdings

AUM $635M
1-Year Est. Return 77.06%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+77.06%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$334M
AUM Growth
+$12M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
166
New
Increased
Reduced
Closed

Top Buys

1
+$9.25M
2
+$8.93M
3
+$3.63M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$1.21M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.13M

Top Sells

1
+$3.76M
2
+$1.95M
3
+$1.53M
4
DSEY
Diversey Holdings, Ltd. Ordinary Shares
DSEY
+$1.53M
5
RADI
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
+$1.53M

Sector Composition

1 Technology 16.61%
2 Financials 11.33%
3 Communication Services 5.32%
4 Energy 4.08%
5 Consumer Discretionary 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
101
$1K ﹤0.01%
5,000
102
– –
-6,777
103
$0 ﹤0.01%
250
104
$0 ﹤0.01%
+332
105
– –
-553
106
– –
0
107
– –
-40,760
108
– –
-1,768
109
– –
-1,680
110
– –
-9,935
111
– –
-25,000
112
– –
-204
113
– –
-4,059
114
$0 ﹤0.01%
333
115
– –
-59,330
116
– –
-5,013
117
– –
-1
118
– –
-27,670
119
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-250
120
– –
-7,220
121
– –
-16,680
122
– –
-233,590
123
– –
-251,840
124
– –
-24,660
125
– –
-12,770
3 4
5
6 7