PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+8.67%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$318M
AUM Growth
+$318M
Cap. Flow
+$5.82M
Cap. Flow %
1.83%
Top 10 Hldgs %
41.32%
Holding
187
New
45
Increased
26
Reduced
21
Closed
51

Top Buys

1
FET icon
Forum Energy Technologies
FET
$8.62M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$5.65M
3
PAR icon
PAR Technology
PAR
$2.2M
4
AMYT
Amryt Pharma plc American Depositary Shares
AMYT
$1.88M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
$1.7M

Top Sells

1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$7.69M
2
UTI icon
Universal Technical Institute
UTI
$3.68M
3
SJR
Shaw Communications Inc.
SJR
$2.31M
4
Z icon
Zillow
Z
$1.96M
5
KKR icon
KKR & Co
KKR
$1.89M

Sector Composition

1 Technology 18.07%
2 Financials 11.25%
3 Communication Services 7.4%
4 Energy 4.07%
5 Consumer Discretionary 3.34%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BACA
101
DELISTED
Berenson Acquisition Corp. I
BACA
$59K 0.02%
+4,351
New +$59K
RMGC
102
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$55K 0.02%
4,059
-196
-5% -$2.66K
MX icon
103
Magnachip Semiconductor
MX
$107M
$35K 0.01%
2,800
– –
SDA icon
104
SunCar Technology Group
SDA
$288M
$31K 0.01%
+2,130
New +$31K
SBXC.U
105
DELISTED
SilverBox Corp III Units, each consisting of one Class A Common Stock and one-third of one redeemable warrant
SBXC.U
$14K ﹤0.01%
+1,000
New +$14K
CANO.WS
106
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$12K ﹤0.01%
53,598
– –
NGNE icon
107
Neurogene
NGNE
$284M
$6K ﹤0.01%
+335
New +$6K
VLD.WS
108
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$3K ﹤0.01%
5,000
– –
BLUA
109
DELISTED
BlueRiver Acquisition Corp.
BLUA
$2K ﹤0.01%
+126
New +$2K
LANV.WS icon
110
Lanvin Group Holdings Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
LANV.WS
$2.36M
$1K ﹤0.01%
2,500
– –
WIA
111
Western Asset Inflation-Linked Income Fund
WIA
$196M
$1K ﹤0.01%
128
-21,460
-99% -$168K
HCNEW
112
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$1K ﹤0.01%
2,500
– –
SJI
113
DELISTED
South Jersey Industries, Inc.
SJI
– –
-4,120
Closed -$198K
BAM icon
114
Brookfield Asset Management
BAM
$94.4B
– –
-11,824
Closed -$458K
CEF icon
115
Sprott Physical Gold and Silver Trust
CEF
$6.46B
– –
-10,000
Closed -$243K
GPOR icon
116
Gulfport Energy Corp
GPOR
$3.01B
– –
-500
Closed -$50K
JTAI icon
117
Jet.AI
JTAI
$10.6M
– –
0
– –
OBIO icon
118
Orchestra BioMed
OBIO
$147M
– –
-55,300
Closed -$748K
QBTS icon
119
D-Wave Quantum
QBTS
$5.23B
– –
-747,838
Closed -$1.46M
UTI icon
120
Universal Technical Institute
UTI
$1.5B
– –
-403,862
Closed -$3.68M
BSLK
121
Bolt Projects Holdings, Inc. Common Stock
BSLK
$8.38M
– –
-973
Closed -$264K
BNIX
122
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
– –
-16,300
Closed -$224K
BRAC
123
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
– –
-16,173
Closed -$224K
MCAG
124
DELISTED
Mountain Crest Acquisition Corp. V Common Stock
MCAG
– –
-83,200
Closed -$1.13M
JWSM.WS
125
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$0 ﹤0.01%
250
– –
3 4
5
6 7