We are live on ! Find out more
PCM

PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+8.67%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$318M
AUM Growth
-$17M
Cap. Flow
-$129M
Cap. Flow %
-40.58%
Top 10 Hldgs %
41.32%
Holding
181
New
44
Increased
26
Reduced
21
Closed
51

Top Buys

Rank Stock Value
1
FET icon
Forum Energy Technologies
FET
+$7.35M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$4.19M
3
PAR icon
PAR Technology
PAR
+$1.6M
4
AMYT
Amryt Pharma plc American Depositary Shares
AMYT
+$1.35M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.34M

Top Sells

Rank Stock Value
1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$5.71M
2
UTI icon
Universal Technical Institute
UTI
+$3.67M
3
SJR
Shaw Communications Inc.
SJR
+$1.65M
4
QBTS icon
D-Wave Quantum Inc. Common Stock
QBTS
+$1.46M
5
KKR icon
KKR & Co
KKR
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 18.07%
2 Financials 11.25%
3 Communication Services 7.4%
4 Energy 4.07%
5 Consumer Discretionary 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BACA
101
DELISTED
Berenson Acquisition Corp. I
BACA
$59K 0.02%
+4,351
New +$44K
RMGC
102
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$55K 0.02%
4,059
-196
-5% -$1.97K
MX icon
103
Magnachip Semiconductor
MX
$145M
$35K 0.01%
2,800
– –
SDA icon
104
SunCar Technology Group
SDA
$86.7M
$31K 0.01%
+2,130
New +$22.3K
SBXC.U
105
DELISTED
SilverBox Corp III Units, each consisting of one Class A Common Stock and one-third of one redeemable warrant
SBXC.U
$14K ﹤0.01%
+1,000
New +$10.1K
CANO.WS
106
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$12K ﹤0.01%
53,598
– –
NGNE icon
107
Neurogene
NGNE
$712M
$6K ﹤0.01%
+335
New +$3.93K
VLD.WS
108
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$3K ﹤0.01%
5,000
– –
BLUA
109
DELISTED
BlueRiver Acquisition Corp.
BLUA
$2K ﹤0.01%
+126
New +$1.27K
LANV.WS
110
DELISTED
Lanvin Group Holdings Warrants
LANV.WS
$1K ﹤0.01%
2,500
– –
WIA
111
Western Asset Inflation-Linked Income Fund
WIA
$186M
$1K ﹤0.01%
128
-21,460
-99% -$189K
HCNEW
112
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$1K ﹤0.01%
2,500
– –
BAM icon
113
Brookfield Asset Management
BAM
$83.8B
– –
-11,824
Closed -$458K
CEF icon
114
Sprott Physical Gold and Silver Trust
CEF
$8.06B
– –
-10,000
Closed -$243K
GPOR icon
115
Gulfport Energy Corp
GPOR
$2.88B
– –
-500
Closed -$50K
JTAI icon
116
Jet.AI
JTAI
$2.77M
– –
0
– –
OBIO icon
117
Orchestra BioMed
OBIO
$254M
– –
-55,300
Closed -$748K
QBTS icon
118
D-Wave Quantum Inc. Common Stock
QBTS
$7.73B
– –
-747,838
Closed -$1.46M
UTI icon
119
Universal Technical Institute
UTI
$1.59B
– –
-403,862
Closed -$3.67M
BSLK
120
DELISTED
Bolt Projects Holdings
BSLK
– –
-973
Closed -$264K
BNIX
121
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
– –
-16,300
Closed -$224K
BRAC
122
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
– –
-16,173
Closed -$224K
MCAG
123
DELISTED
Mountain Crest Acquisition Corp. V Common Stock
MCAG
– –
-83,200
Closed -$1.13M
JWSM.WS
124
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$0 ﹤0.01%
250
– –
JWSM
125
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– –
-7,900
Closed -$108K
3 4
5
6 7

Similar funds

SJIC
St. James Investment Company Southlake, Texas $638M AUM 15.14% 1-Year Est. Return
BPC
Bearing Point Capital Bloomington, Minnesota $638M AUM 32.99% 1-Year Est. Return
KCM
Kultura Capital Management Park City, Utah $638M AUM
SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM
WCM
Woodson Capital Management Greenwich, Connecticut $636M AUM 39.33% 1-Year Est. Return

PenderFund Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, PenderFund Capital Management held 181 positions worth $318M, down 5.1% from $335M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q1 2023, closing 51 positions and reducing 21 holdings. Its most notable exit was Universal Technical Institute, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Forum Energy Technologies worth $8.62M.

  • PenderFund Capital Management's largest Q1 2023 buy was Forum Energy Technologies: 250,757 shares worth $8.62M.
  • PenderFund Capital Management added most to Nuveen Municipal Credit Income Fund in Q1 2023, an estimated $4.19M increase.
  • PenderFund Capital Management's biggest Q1 2023 reduction was Maxar Technologies Inc. Common Stock, cutting an estimated $5.71M.
  • PenderFund Capital Management fully exited Universal Technical Institute in Q1 2023, selling an estimated $3.67M.
  • PenderFund Capital Management's ten largest holdings make up 41% of its $318M portfolio in Q1 2023.
  • PenderFund Capital Management opened 44 new positions and closed 51 in Q1 2023.
  • PenderFund Capital Management's portfolio value fell 5.1% quarter-over-quarter to $318M.

Based on PenderFund Capital Management's 13F filing for Q1 2023, filed 15 May 2023.