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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+9.34%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$335M
AUM Growth
+$15.8M
Cap. Flow
-$129M
Cap. Flow %
-38.34%
Top 10 Hldgs %
44.38%
Holding
212
New
29
Increased
46
Reduced
31
Closed
72

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$3.77M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$3.47M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.15M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.76M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.57M

Top Sells

Rank Stock Value
1
TPL icon
Texas Pacific Land
TPL
+$4.94M
2
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$4.22M
3
EBIX
Ebix Inc
EBIX
+$2.47M
4
JD icon
JD.com
JD
+$1.56M
5
IBKR icon
Interactive Brokers
IBKR
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 18.94%
2 Financials 9.59%
3 Communication Services 7.2%
4 Consumer Discretionary 2.96%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWSM
101
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$108K 0.03%
7,900
+900
+13% +$9.02K
WPCA
102
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$88K 0.03%
6,429
-590
-8% -$5.9K
VAQC
103
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$87K 0.03%
6,346
-570
-8% -$5.7K
AAC
104
DELISTED
Ares Acquisition Corporation
AAC
$87K 0.03%
6,400
-600
-9% -$6K
EOCW
105
DELISTED
Elliott Opportunity II Corp.
EOCW
$87K 0.03%
6,399
-600
-9% -$5.97K
MSDA
106
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$86K 0.03%
6,300
-570
-8% -$5.7K
OKLO
107
Oklo
OKLO
$8.03B
$85K 0.03%
6,346
-580
-8% -$5.71K
EAC
108
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$69K 0.02%
+5,013
New +$50.1K
NXE icon
109
NexGen Energy
NXE
$7.12B
$66K 0.02%
11,300
– –
RMGC
110
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$58K 0.02%
4,255
+800
+23% +$8K
GPOR icon
111
Gulfport Energy Corp
GPOR
$2.82B
$50K 0.01%
500
– –
SWAV
112
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$45K 0.01%
160
– –
PNTM
113
DELISTED
Pontem Corporation
PNTM
$40K 0.01%
2,900
+600
+26% +$6.01K
MX icon
114
Magnachip Semiconductor
MX
$145M
$35K 0.01%
2,800
– –
CANO.WS
115
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$16K ﹤0.01%
53,598
– –
FLD
116
Fold Holdings
FLD
$25.5M
$2K ﹤0.01%
135
– –
VLD.WS
117
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$1K ﹤0.01%
5,000
– –
HCNEW
118
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$1K ﹤0.01%
2,500
– –
BABA icon
119
Alibaba
BABA
$307B
– –
-10,600
Closed -$1.17M
BAP icon
120
Credicorp
BAP
$30.8B
– –
-290
Closed -$49K
FSV icon
121
FirstService
FSV
$6.36B
– –
-3,300
Closed -$543K
HDB icon
122
HDFC Bank
HDB
$121B
– –
-1,360
Closed -$55K
INDA icon
123
iShares MSCI India ETF
INDA
$6.64B
– –
-1,190
Closed -$67K
LANV.WS
124
DELISTED
Lanvin Group Holdings Warrants
LANV.WS
$0 ﹤0.01%
+2,500
New +$656
MRVI icon
125
Maravai LifeSciences
MRVI
$870M
– –
-1,200
Closed -$42K
3 4
5
6 7

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PenderFund Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, PenderFund Capital Management held 212 positions worth $335M, up 4.9% from $320M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q4 2022, closing 72 positions and reducing 31 holdings. Its most notable exit was Ebix Inc, an estimated $2.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Nuveen Municipal Credit Income Fund worth $4.91M.

  • PenderFund Capital Management's largest Q4 2022 buy was Nuveen Municipal Credit Income Fund: 300,000 shares worth $4.91M.
  • PenderFund Capital Management added most to Sangoma Technologies in Q4 2022, an estimated $3.77M increase.
  • PenderFund Capital Management's biggest Q4 2022 reduction was Texas Pacific Land, cutting an estimated $4.94M.
  • PenderFund Capital Management fully exited Ebix Inc in Q4 2022, selling an estimated $2.47M.
  • PenderFund Capital Management's ten largest holdings make up 44% of its $335M portfolio in Q4 2022.
  • PenderFund Capital Management opened 29 new positions and closed 72 in Q4 2022.
  • PenderFund Capital Management's portfolio value rose 4.9% quarter-over-quarter to $335M.

Based on PenderFund Capital Management's 13F filing for Q4 2022, filed 10 Feb 2023.