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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$320M
AUM Growth
-$42M
Cap. Flow
-$125M
Cap. Flow %
-38.95%
Top 10 Hldgs %
45.1%
Holding
220
New
41
Increased
73
Reduced
24
Closed
41

Top Buys

Rank Stock Value
1
QBTS icon
D-Wave Quantum Inc. Common Stock
QBTS
+$5.99M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$4.05M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$2.07M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.81M
5
DCBO
Docebo
DCBO
+$1.76M

Top Sells

Rank Stock Value
1
SWIR
Sierra Wireless
SWIR
+$5.3M
2
AVNW icon
Aviat Networks
AVNW
+$2.49M
3
BUR icon
Burford Capital
BUR
+$1.68M
4
IBKR icon
Interactive Brokers
IBKR
+$1.59M
5
BIDU icon
Baidu
BIDU
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 21.29%
2 Financials 11.38%
3 Communication Services 8.41%
4 Consumer Discretionary 3.74%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFIV
101
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$106K 0.03%
7,740
+640
+9% +$6.33K
SLAM
102
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$97K 0.03%
7,090
+590
+9% +$5.82K
CPUH
103
DELISTED
Compute Health Acquisition Corp.
CPUH
$97K 0.03%
7,090
+590
+9% +$5.81K
ACQR
104
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$97K 0.03%
7,096
+590
+9% +$5.82K
WPCB
105
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$97K 0.03%
7,090
+590
+9% +$5.82K
HERA
106
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$97K 0.03%
7,090
+590
+9% +$5.82K
LGAC
107
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$97K 0.03%
7,090
+590
+9% +$5.82K
HLAH
108
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
$97K 0.03%
7,090
+590
+9% +$5.82K
JWSM
109
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$96K 0.03%
7,000
+600
+9% +$5.93K
LCA
110
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$96K 0.03%
7,090
+590
+9% +$5.78K
AAC
111
DELISTED
Ares Acquisition Corporation
AAC
$96K 0.03%
7,000
+600
+9% +$5.93K
FSNB
112
DELISTED
Fusion Acquisition Corp. II
FSNB
$96K 0.03%
7,090
+590
+9% +$5.8K
BRIV
113
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$96K 0.03%
7,080
+580
+9% +$5.67K
WPCA
114
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$96K 0.03%
7,019
+590
+9% +$5.82K
MIT
115
DELISTED
Mason Industrial Technology, Inc.
MIT
$96K 0.03%
7,090
+590
+9% +$5.77K
HCII
116
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$96K 0.03%
7,090
+590
+9% +$5.82K
HIII
117
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$96K 0.03%
7,090
+590
+9% +$5.8K
SCOA
118
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$96K 0.03%
7,000
+600
+9% +$5.95K
AAQC
119
DELISTED
Accelerate Acquisition Corp
AAQC
$96K 0.03%
7,100
+600
+9% +$5.88K
KAHC
120
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$96K 0.03%
7,090
+590
+9% +$5.79K
REVH
121
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$96K 0.03%
7,067
+590
+9% +$5.79K
ASZ
122
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$96K 0.03%
7,090
+590
+9% +$5.77K
CVII
123
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$95K 0.03%
7,006
+580
+9% +$5.68K
VAQC
124
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$95K 0.03%
6,916
+570
+9% +$5.62K
CCVI
125
DELISTED
Churchill Capital Corp VI
CCVI
$95K 0.03%
6,980
+580
+9% +$5.7K
3 4
5
6 7

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SCP
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SFG
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FTC
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WHGAM
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WCM
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PenderFund Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, PenderFund Capital Management held 220 positions worth $320M, down 12% from $362M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

PenderFund Capital Management withdrew a net $125M in Q3 2022, closing 41 positions and reducing 24 holdings. Its most notable exit was Points.com Inc. Common Shares, an estimated $753K position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in D-Wave Quantum Inc. Common Stock worth $8.14M.

  • PenderFund Capital Management's largest Q3 2022 buy was D-Wave Quantum Inc. Common Stock: 747,838 shares worth $8.14M.
  • PenderFund Capital Management added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q3 2022, an estimated $2.07M increase.
  • PenderFund Capital Management's biggest Q3 2022 reduction was Sierra Wireless, cutting an estimated $5.3M.
  • PenderFund Capital Management fully exited Points.com Inc. Common Shares in Q3 2022, selling an estimated $753K.
  • PenderFund Capital Management's ten largest holdings make up 45% of its $320M portfolio in Q3 2022.
  • PenderFund Capital Management opened 41 new positions and closed 41 in Q3 2022.
  • PenderFund Capital Management's portfolio value fell 12% quarter-over-quarter to $320M.

Based on PenderFund Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.