PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-4.53%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$408M
AUM Growth
+$408M
Cap. Flow
-$5.54M
Cap. Flow %
-1.36%
Top 10 Hldgs %
43.36%
Holding
204
New
42
Increased
35
Reduced
22
Closed
27

Top Buys

1
ATEX icon
Anterix
ATEX
$7.07M
2
PAR icon
PAR Technology
PAR
$6.37M
3
SANG
Sangoma Technologies
SANG
$5.04M
4
PTON icon
Peloton Interactive
PTON
$1.34M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$1.02M

Top Sells

1
FTSI
FTS International, Inc. Common Stock
FTSI
$7.34M
2
FLR icon
Fluor
FLR
$6.63M
3
SFIX icon
Stitch Fix
SFIX
$3.88M
4
UTI icon
Universal Technical Institute
UTI
$3.3M
5
SSNC icon
SS&C Technologies
SSNC
$1.98M

Sector Composition

1 Technology 26.67%
2 Financials 10.25%
3 Communication Services 9.42%
4 Consumer Discretionary 6.59%
5 Real Estate 2.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ADER
101
DELISTED
26 Capital Acquisition Corp. Class A Common Stock
ADER
$79K 0.02%
6,400
– –
CPUH
102
DELISTED
Compute Health Acquisition Corp.
CPUH
$79K 0.02%
6,500
– –
BRIV
103
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$79K 0.02%
6,500
– –
WPCA
104
DELISTED
Warburg Pincus Capital Corporation I-A
WPCA
$79K 0.02%
6,429
+6,100
+1,854% +$75K
MIT
105
DELISTED
Mason Industrial Technology, Inc.
MIT
$79K 0.02%
6,500
– –
HIII
106
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$79K 0.02%
6,500
– –
SCOA
107
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$79K 0.02%
6,400
– –
AGCB
108
DELISTED
Altimeter Growth Corp. 2
AGCB
$79K 0.02%
6,400
– –
AAQC
109
DELISTED
Accelerate Acquisition Corp.
AAQC
$79K 0.02%
6,500
– –
REVH
110
DELISTED
Revolution Healthcare Acquisition Corp. SAIL Class A Common Stock
REVH
$79K 0.02%
6,477
– –
ASZ
111
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$79K 0.02%
6,500
– –
SUMR
112
DELISTED
Summer Infant, Inc.
SUMR
$79K 0.02%
+5,422
New +$79K
JWSM
113
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$78K 0.02%
6,400
– –
APGB
114
DELISTED
Apollo Strategic Growth Capital II
APGB
$78K 0.02%
6,400
– –
AAC
115
DELISTED
Ares Acquisition Corporation
AAC
$78K 0.02%
6,400
– –
EOCW
116
DELISTED
Elliott Opportunity II Corp.
EOCW
$78K 0.02%
6,399
– –
DNAD
117
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$78K 0.02%
6,400
– –
DNAB
118
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$78K 0.02%
6,400
– –
KVSC
119
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$78K 0.02%
6,400
+3,100
+94% +$37.8K
FVIV
120
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$78K 0.02%
6,400
– –
OKLO
121
Oklo
OKLO
$10.7B
$77K 0.02%
6,346
– –
VAQC
122
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$77K 0.02%
6,346
+6,200
+4,247% +$75.2K
MSDA
123
DELISTED
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$77K 0.02%
+6,300
New +$77K
IPOF.WS
124
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$75K 0.02%
48,500
– –
HAAC
125
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$72K 0.02%
5,880
+600
+11% +$7.35K
3 4
5
6 7