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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$57.8M
Cap. Flow
-$71.1M
Cap. Flow %
-16.14%
Top 10 Hldgs %
43.25%
Holding
187
New
46
Increased
57
Reduced
17
Closed
30

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$23.1M
2
PTON icon
Peloton Interactive
PTON
+$18.8M
3
SFIX
Stitch Fix
SFIX
+$17.5M
4
Z icon
Zillow
Z
+$6.42M
5
SWIR
Sierra Wireless
SWIR
+$4.91M

Top Sells

Rank Stock Value
1
CLDR
Cloudera, Inc.
CLDR
+$11.7M
2
LILA icon
Liberty Latin America Class A
LILA
+$4.92M
3
LILAK icon
Liberty Latin America Class C
LILAK
+$4.74M
4
KKR icon
KKR & Co
KKR
+$3.95M
5
AXDX
Accelerate Diagnostics
AXDX
+$3.44M

Sector Composition

Rank Sector Weight
1 Technology 24.17%
2 Financials 11.77%
3 Consumer Discretionary 10.02%
4 Communication Services 9.04%
5 Energy 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCOA
101
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$79K 0.02%
6,400
+5,800
+967% +$56.7K
FVIV
102
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$79K 0.02%
+6,400
New +$62.5K
CPLG
103
DELISTED
CorePoint Lodging Inc. Common Stock
CPLG
$79K 0.02%
+4,000
New +$63.1K
PTRS
104
DELISTED
Partners Bancorp Common Stock
PTRS
$76K 0.02%
+6,148
New +$57.6K
CVII
105
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$75K 0.02%
6,071
+5,045
+492% +$49.4K
AKLI
106
DELISTED
Akili Inc
AKLI
$72K 0.02%
+5,700
New +$56.4K
HAAC
107
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$65K 0.01%
5,280
+3,980
+306% +$39K
CFIV
108
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$61K 0.01%
4,900
+3,600
+277% +$35.2K
MX icon
109
Magnachip Semiconductor
MX
$141M
$56K 0.01%
+2,100
New +$38.8K
GROV icon
110
Grove Collaborative
GROV
$47.1M
$55K 0.01%
880
+622
+241% +$30.5K
ATEX icon
111
Anterix
ATEX
$1.96B
$52K 0.01%
+700
New +$42.5K
CRHC
112
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$50K 0.01%
4,000
+2,700
+208% +$26.6K
GOAC
113
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$50K 0.01%
4,000
+2,700
+208% +$26.6K
OACB
114
DELISTED
Oaktree Acquisition Corp. II
OACB
$50K 0.01%
4,000
+2,700
+208% +$26.7K
HTPA
115
DELISTED
Highland Transcend Partners I Corp.
HTPA
$49K 0.01%
+3,900
New +$38.7K
MGI
116
DELISTED
MoneyGram International, Inc. New
MGI
$46K 0.01%
+4,600
New +$31.6K
SLAM
117
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$41K 0.01%
3,300
+2,042
+162% +$19.9K
KVSC
118
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$41K 0.01%
3,300
+2,000
+154% +$19.7K
FVAM
119
DELISTED
5:01 Acquisition Corp
FVAM
$41K 0.01%
3,300
+2,000
+154% +$19.6K
ETAC
120
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$41K 0.01%
3,300
+2,000
+154% +$19.7K
GNOG
121
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$37K 0.01%
2,900
– –
LUXAW
122
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$35K 0.01%
32,999
– –
PROK icon
123
ProKidney
PROK
$337M
$32K 0.01%
2,530
+1,230
+95% +$12.2K
RMGC
124
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$26K 0.01%
2,100
+1,300
+163% +$12.7K
PNTM
125
DELISTED
Pontem Corporation
PNTM
$26K 0.01%
2,100
+800
+62% +$7.82K
3 4
5
6 7

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BPC
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BIA
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KCM
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SCP
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SFG
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FTC
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WHGAM
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PenderFund Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, PenderFund Capital Management held 187 positions worth $441M, up 15% from $383M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

PenderFund Capital Management withdrew a net $71.1M in Q4 2021, closing 30 positions and reducing 17 holdings. Its most notable exit was Cloudera, Inc., an estimated $11.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, PenderFund Capital Management opened a new position in Sangoma Technologies worth $30.6M.

  • PenderFund Capital Management's largest Q4 2021 buy was Sangoma Technologies: 1,401,970 shares worth $30.6M.
  • PenderFund Capital Management added most to Stitch Fix in Q4 2021, an estimated $17.5M increase.
  • PenderFund Capital Management's biggest Q4 2021 reduction was KKR & Co, cutting an estimated $3.95M.
  • PenderFund Capital Management fully exited Cloudera, Inc. in Q4 2021, selling an estimated $11.7M.
  • PenderFund Capital Management's ten largest holdings make up 43% of its $441M portfolio in Q4 2021.
  • PenderFund Capital Management opened 46 new positions and closed 30 in Q4 2021.
  • PenderFund Capital Management's portfolio value rose 15% quarter-over-quarter to $441M.

Based on PenderFund Capital Management's 13F filing for Q4 2021, filed 16 Feb 2022.