PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
1-Year Return 56.08%
This Quarter Return
-6.34%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$383M
AUM Growth
-$44.5M
Cap. Flow
-$144M
Cap. Flow %
-37.6%
Top 10 Hldgs %
40.65%
Holding
155
New
66
Increased
9
Reduced
23
Closed
13

Top Buys

1
AXDX
Accelerate Diagnostics
AXDX
$3.44M
2
BIDU icon
Baidu
BIDU
$1.21M
3
Z icon
Zillow
Z
$982K
4
PAR icon
PAR Technology
PAR
$935K
5
BABA icon
Alibaba
BABA
$262K

Top Sells

1
SHSP
SharpSpring, Inc.
SHSP
$8.29M
2
VMEO icon
Vimeo
VMEO
$1.88M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$1.56M
4
EGAN icon
eGain
EGAN
$1.44M
5
SSNC icon
SS&C Technologies
SSNC
$1.43M

Sector Composition

1 Technology 21.75%
2 Financials 13.88%
3 Communication Services 11.93%
4 Consumer Discretionary 5.84%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RMGC
101
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$10K ﹤0.01%
+800
New +$10K
PRPB
102
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$10K ﹤0.01%
+800
New +$10K
MTBL
103
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$9K ﹤0.01%
5,000
– –
CCVI
104
DELISTED
Churchill Capital Corp VI
CCVI
$9K ﹤0.01%
+700
New +$9K
AGCB
105
DELISTED
Altimeter Growth Corp. 2
AGCB
$9K ﹤0.01%
+700
New +$9K
SVBI
106
DELISTED
Severn Bancorp Inc/MD
SVBI
$8K ﹤0.01%
+483
New +$8K
SCR
107
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
$8K ﹤0.01%
+190
New +$8K
STMP
108
DELISTED
Stamps.com, Inc.
STMP
$8K ﹤0.01%
+20
New +$8K
SJR
109
DELISTED
Shaw Communications Inc.
SJR
$8K ﹤0.01%
210
+160
+320% +$6.1K
SCOA
110
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$7K ﹤0.01%
+600
New +$7K
DISCA
111
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
$5K ﹤0.01%
160
– –
CSOD
112
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$4K ﹤0.01%
+55
New +$4K
PV.WS
113
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$3K ﹤0.01%
2,500
– –
IPOD.WS
114
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$3K ﹤0.01%
1,250
– –
LEGAW
115
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$2K ﹤0.01%
2,500
– –
FCAX
116
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$2K ﹤0.01%
+200
New +$2K
SSAAW
117
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$1K ﹤0.01%
1,666
– –
OEPWW
118
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$1K ﹤0.01%
1,666
– –
DCRNW
119
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$1K ﹤0.01%
333
– –
AAQC
120
DELISTED
Accelerate Acquisition Corp.
AAQC
$1K ﹤0.01%
+100
New +$1K
VAQC
121
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$0 ﹤0.01%
+14
New –
PEARW
122
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$0 ﹤0.01%
333
– –
LEGA
123
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
– –
-10,000
Closed -$121K
UUUU.WS
124
DELISTED
Energy Fuels Inc.
UUUU.WS
– –
-200,000
Closed -$882K
WPF.WS
125
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
– –
-58,032
Closed -$150K
2 3 4
5
6