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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-6.34%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$44.5M
Cap. Flow
-$128M
Cap. Flow %
-33.44%
Top 10 Hldgs %
40.65%
Holding
153
New
66
Increased
9
Reduced
23
Closed
13

Top Buys

Rank Stock Value
1
AXDX
Accelerate Diagnostics
AXDX
+$3.03M
2
BIDU icon
Baidu
BIDU
+$1.02M
3
Z icon
Zillow
Z
+$890K
4
PAR icon
PAR Technology
PAR
+$770K
5
BABA icon
Alibaba
BABA
+$255K

Top Sells

Rank Stock Value
1
SHSP
SharpSpring, Inc.
SHSP
+$8.29M
2
VMEO
Vimeo
VMEO
+$1.99M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$1.56M
4
EGAN icon
eGain
EGAN
+$1.26M
5
SSNC icon
SS&C Technologies
SSNC
+$1.21M

Sector Composition

Rank Sector Weight
1 Technology 21.75%
2 Financials 13.88%
3 Communication Services 11.93%
4 Consumer Discretionary 5.84%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMGC
101
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$10K ﹤0.01%
+800
New +$7.78K
PRPB
102
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$10K ﹤0.01%
+800
New +$7.84K
MTBL
103
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$9K ﹤0.01%
5,000
– –
CCVI
104
DELISTED
Churchill Capital Corp VI
CCVI
$9K ﹤0.01%
+700
New +$6.89K
AGCB
105
DELISTED
Altimeter Growth Corp 2
AGCB
$9K ﹤0.01%
+700
New +$6.97K
SJR
106
DELISTED
Shaw Communications Inc.
SJR
$8K ﹤0.01%
210
+160
+320% +$4.63K
SVBI
107
DELISTED
Severn Bancorp Inc/MD
SVBI
$8K ﹤0.01%
+483
New +$5.9K
SCR
108
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
$8K ﹤0.01%
+190
New +$5.25K
STMP
109
DELISTED
Stamps.com, Inc.
STMP
$8K ﹤0.01%
+20
New +$6.34K
SCOA
110
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$7K ﹤0.01%
+600
New +$5.84K
WBD icon
111
Warner Bros
WBD
$66.2B
$5K ﹤0.01%
160
– –
CSOD
112
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$4K ﹤0.01%
+55
New +$2.98K
PV.WS
113
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$3K ﹤0.01%
2,500
– –
IPOD.WS
114
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$3K ﹤0.01%
1,250
– –
LEGAW
115
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$2K ﹤0.01%
2,500
– –
FCAX
116
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$2K ﹤0.01%
+200
New +$1.95K
AAQC
117
DELISTED
Accelerate Acquisition Corp
AAQC
$1K ﹤0.01%
+100
New +$967
SSAAW
118
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$1K ﹤0.01%
1,666
– –
OEPWW
119
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$1K ﹤0.01%
1,666
– –
DCRNW
120
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$1K ﹤0.01%
333
– –
SRXH
121
SRX Global
SRXH
$27.9M
– –
-14
Closed -$148K
BWG
122
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
– –
-100,000
Closed -$1.56M
HUT
123
Hut 8
HUT
$11.2B
– –
-6,600
Closed -$177K
JOBY icon
124
Joby Aviation
JOBY
$8.14B
– –
-500
Closed -$6K
SST icon
125
System1
SST
$17.4M
– –
-25
Closed -$3K
2 3 4
5
6

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BPC
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BIA
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KCM
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SCP
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SFG
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FTC
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WHGAM
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PenderFund Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, PenderFund Capital Management held 153 positions worth $383M, down 10% from $427M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

PenderFund Capital Management withdrew a net $128M in Q3 2021, closing 13 positions and reducing 23 holdings. Its most notable exit was SharpSpring, Inc., an estimated $8.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Accelerate Diagnostics worth $3.44M.

  • PenderFund Capital Management's largest Q3 2021 buy was Accelerate Diagnostics: 46,526 shares worth $3.44M.
  • PenderFund Capital Management added most to Baidu in Q3 2021, an estimated $1.02M increase.
  • PenderFund Capital Management's biggest Q3 2021 reduction was Vimeo, cutting an estimated $1.99M.
  • PenderFund Capital Management fully exited SharpSpring, Inc. in Q3 2021, selling an estimated $8.29M.
  • PenderFund Capital Management's ten largest holdings make up 41% of its $383M portfolio in Q3 2021.
  • PenderFund Capital Management opened 66 new positions and closed 13 in Q3 2021.
  • PenderFund Capital Management's portfolio value fell 10% quarter-over-quarter to $383M.

Based on PenderFund Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.