PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+8.71%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$307M
AUM Growth
+$307M
Cap. Flow
-$34.1M
Cap. Flow %
-11.12%
Top 10 Hldgs %
60.78%
Holding
161
New
48
Increased
13
Reduced
13
Closed
54

Top Buys

1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$6.4M
2
NWLI
National Western Life Group, Inc. Class A
NWLI
$1.15M
3
IMGN
Immunogen Inc
IMGN
$1.08M
4
VERY
Vericity, Inc. Common Stock
VERY
$1.04M
5
CHS
Chicos FAS, Inc.
CHS
$1.03M

Top Sells

1
ATEX icon
Anterix
ATEX
$5.44M
2
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$4.71M
3
BIDU icon
Baidu
BIDU
$3M
4
JD icon
JD.com
JD
$2.24M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
$2.15M

Sector Composition

1 Technology 17.58%
2 Financials 11.18%
3 Energy 3.65%
4 Communication Services 2.61%
5 Consumer Discretionary 1.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IMAQ
76
DELISTED
International Media Acquisition Corp. Class A Common Stock
IMAQ
$112K 0.04%
+7,448
New +$112K
ATEX icon
77
Anterix
ATEX
$421M
$102K 0.03%
2,300
-123,320
-98% -$5.44M
RAIN
78
DELISTED
Rain Oncology Inc. Common Stock
RAIN
$61.5K 0.02%
+38,650
New +$61.5K
NXE icon
79
NexGen Energy
NXE
$4.5B
$50.1K 0.02%
5,400
-5,900
-52% -$54.7K
HA
80
DELISTED
Hawaiian Holdings, Inc.
HA
$48.9K 0.02%
+2,600
New +$48.9K
EAR
81
DELISTED
Eargo, Inc. Common Stock
EAR
$44K 0.01%
+12,807
New +$44K
SGML icon
82
Sigma Lithium
SGML
$671M
$41.8K 0.01%
+1,000
New +$41.8K
BRAG
83
Bragg Gaming Group
BRAG
$66.2M
$32.5K 0.01%
+4,800
New +$32.5K
LL
84
DELISTED
LL Flooring Holdings, Inc.
LL
$26.9K 0.01%
5,210
– –
FEXD
85
DELISTED
Fintech Ecosystem Development Corp. Class A Common Stock
FEXD
$24.6K 0.01%
1,721
– –
SBXC
86
DELISTED
SilverBox Corp III
SBXC
$13.7K ﹤0.01%
1,000
– –
DUET
87
DELISTED
DUET Acquisition Corp. Class A Common Stock
DUET
$4.43K ﹤0.01%
+305
New +$4.43K
SHAP
88
DELISTED
Spree Acquisition Corp. 1 Limited
SHAP
$2.87K ﹤0.01%
+200
New +$2.87K
CERO icon
89
CERo Therapeutics
CERO
$8.74M
$1.48K ﹤0.01%
100
+100
– –
PLMJ
90
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
$794 ﹤0.01%
+56
New +$794
LANV.WS icon
91
Lanvin Group Holdings Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
LANV.WS
$2.36M
$464 ﹤0.01%
2,500
– –
VLD.WS
92
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$199 ﹤0.01%
5,000
– –
PMGM
93
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$118 ﹤0.01%
+8
New +$118
QTI
94
DELISTED
QT Imaging Holdings, Inc. Common Stock
QTI
$61 ﹤0.01%
+4
New +$61
BANC icon
95
Banc of California
BANC
$2.64B
$53 ﹤0.01%
+3
New +$53
SBXC.WS
96
DELISTED
SilverBox Corp III Redeemable warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
SBXC.WS
$41 ﹤0.01%
332
– –
DCFCW
97
DELISTED
Tritium DCFC Limited Warrant
DCFCW
$35 ﹤0.01%
333
– –
JWSM.WS
98
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$13 ﹤0.01%
250
– –
PLM
99
DELISTED
PolyMet Mining Corp.
PLM
– –
-380,905
Closed -$1.08M
PFSW
100
DELISTED
PFSweb, Inc.
PFSW
– –
-41,217
Closed -$417K
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4
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