PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+2.3%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$334M
AUM Growth
+$334M
Cap. Flow
+$20.1M
Cap. Flow %
6.01%
Top 10 Hldgs %
52.21%
Holding
166
New
52
Increased
11
Reduced
11
Closed
50

Top Buys

1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$11.7M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$11.2M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$4.71M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$1.52M
5
AVTA
Avantax, Inc. Common Stock
AVTA
$1.46M

Top Sells

1
FAX
abrdn Asia-Pacific Income Fund
FAX
$4.71M
2
BKI
Black Knight, Inc. Common Stock
BKI
$1.95M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
$1.84M
4
FET icon
Forum Energy Technologies
FET
$1.65M
5
ISEE
IVERIC bio, Inc. Common Stock
ISEE
$1.54M

Sector Composition

1 Technology 16.61%
2 Financials 11.33%
3 Communication Services 5.32%
4 Energy 4.08%
5 Consumer Discretionary 2.09%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ESTE
76
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$429K 0.13% +15,620 New +$429K
AAIC
77
DELISTED
Arlington Asset Investment Corp.
AAIC
$419K 0.13% +72,090 New +$419K
PFSW
78
DELISTED
PFSweb, Inc.
PFSW
$417K 0.13% +41,217 New +$417K
ATVI
79
DELISTED
Activision Blizzard Inc.
ATVI
$413K 0.12% +3,250 New +$413K
MMM icon
80
3M
MMM
$82.8B
$399K 0.12% +3,140 New +$399K
TMBR
81
DELISTED
Timber Pharmaceuticals, Inc.
TMBR
$391K 0.12% +96,790 New +$391K
USAR
82
USA Rare Earth, Inc. Class A Common Stock
USAR
$1.45B
$347K 0.1% +25,000 New +$347K
NXGN
83
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$332K 0.1% +10,290 New +$332K
SCPL
84
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$220K 0.07% +7,100 New +$220K
ZYNE
85
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$213K 0.06% +123,444 New +$213K
BHAC
86
DELISTED
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
$197K 0.06% +13,756 New +$197K
SPLK
87
DELISTED
Splunk Inc
SPLK
$111K 0.03% +560 New +$111K
NXE icon
88
NexGen Energy
NXE
$4.5B
$92K 0.03% 11,300 – –
TWNK
89
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$67K 0.02% +1,490 New +$67K
PACW
90
DELISTED
PacWest Bancorp
PACW
$64K 0.02% +5,992 New +$64K
ELIQ
91
DELISTED
Electriq Power Holdings, Inc.
ELIQ
$52K 0.02% +21,917 New +$52K
BACA
92
DELISTED
Berenson Acquisition Corp. I
BACA
$25K 0.01% +1,791 New +$25K
FEXD
93
DELISTED
Fintech Ecosystem Development Corp. Class A Common Stock
FEXD
$25K 0.01% +1,721 New +$25K
LL
94
DELISTED
LL Flooring Holdings, Inc.
LL
$22K 0.01% +5,210 New +$22K
LCA
95
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$16K ﹤0.01% +1,145 New +$16K
SBXC
96
DELISTED
SilverBox Corp III
SBXC
$14K ﹤0.01% +1,000 New +$14K
CANO.WS
97
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$4K ﹤0.01% 53,598 – –
HWH icon
98
HWH International
HWH
$9.33M
$3K ﹤0.01% 182 – –
USARW
99
USA Rare Earth, Inc. Warrant
USARW
$459M
$3K ﹤0.01% +12,499 New +$3K
LANV.WS icon
100
Lanvin Group Holdings Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
LANV.WS
$1.94M
$1K ﹤0.01% 2,500 – –
2 3
4
5 6