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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+8.67%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$318M
AUM Growth
-$17M
Cap. Flow
-$129M
Cap. Flow %
-40.58%
Top 10 Hldgs %
41.32%
Holding
181
New
44
Increased
26
Reduced
21
Closed
51

Top Buys

Rank Stock Value
1
FET icon
Forum Energy Technologies
FET
+$7.35M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$4.19M
3
PAR icon
PAR Technology
PAR
+$1.6M
4
AMYT
Amryt Pharma plc American Depositary Shares
AMYT
+$1.35M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.34M

Top Sells

Rank Stock Value
1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$5.71M
2
UTI icon
Universal Technical Institute
UTI
+$3.67M
3
SJR
Shaw Communications Inc.
SJR
+$1.65M
4
QBTS icon
D-Wave Quantum Inc. Common Stock
QBTS
+$1.46M
5
KKR icon
KKR & Co
KKR
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 18.07%
2 Financials 11.25%
3 Communication Services 7.4%
4 Energy 4.07%
5 Consumer Discretionary 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKLO
76
Oklo
OKLO
$8.42B
$477K 0.15%
34,776
+28,430
+448% +$286K
NOC icon
77
Northrop Grumman
NOC
$81.2B
$468K 0.15%
750
-890
-54% -$413K
NUVA
78
DELISTED
NuVasive, Inc.
NUVA
$419K 0.13%
+7,500
New +$321K
HZNP
79
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$398K 0.13%
+2,700
New +$298K
SGEN
80
DELISTED
Seagen Inc. Common Stock
SGEN
$397K 0.12%
+1,450
New +$233K
XM
81
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
$337K 0.11%
+14,000
New +$214K
SFIX
82
Stitch Fix
SFIX
$560M
$287K 0.09%
41,580
– –
ARIZ
83
DELISTED
Arisz Acquisition Corp. Common Stock
ARIZ
$284K 0.09%
20,390
– –
COIN icon
84
Coinbase
COIN
$40.5B
$265K 0.08%
2,900
– –
ATAQ
85
DELISTED
Altimar Acquisition Corp III
ATAQ
$263K 0.08%
+19,294
New +$196K
BOAC
86
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$219K 0.07%
+16,257
New +$161K
APGB
87
DELISTED
Apollo Strategic Growth Capital II
APGB
$212K 0.07%
15,272
+6,572
+76% +$66.7K
BNNR
88
DELISTED
Banner Acquisition Corp. Class A Common Stock
BNNR
$181K 0.06%
+13,102
New +$133K
EOCW
89
DELISTED
Elliott Opportunity II Corp.
EOCW
$158K 0.05%
11,399
+5,000
+78% +$50.8K
DNAB
90
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$158K 0.05%
11,440
+2,760
+32% +$28K
BRIV
91
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$158K 0.05%
11,490
+2,650
+30% +$26.7K
SMLR
92
DELISTED
Semler Scientific
SMLR
$153K 0.05%
4,200
-4,200
-50% -$118K
FLD
93
Fold Holdings
FLD
$24.9M
$137K 0.04%
9,935
+9,800
+7,259% +$99.3K
DNAD
94
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$137K 0.04%
9,910
+1,230
+14% +$12.5K
BMAC
95
DELISTED
Black Mountain Acquisition Corp.
BMAC
$123K 0.04%
+8,783
New +$90.5K
COOL
96
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$96K 0.03%
+7,060
New +$70.9K
CEMI
97
DELISTED
Chembio diagnostics, Inc.
CEMI
$88K 0.03%
+147,459
New +$57.8K
RMCO icon
98
Royalty Management
RMCO
$44.3M
$80K 0.03%
+5,832
New +$59.3K
EAC
99
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$69K 0.02%
5,013
– –
NXE icon
100
NexGen Energy
NXE
$6.99B
$59K 0.02%
11,300
– –
2 3
4
5 6

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SCP
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SFG
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WCM
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PenderFund Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, PenderFund Capital Management held 181 positions worth $318M, down 5.1% from $335M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q1 2023, closing 51 positions and reducing 21 holdings. Its most notable exit was Universal Technical Institute, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Forum Energy Technologies worth $8.62M.

  • PenderFund Capital Management's largest Q1 2023 buy was Forum Energy Technologies: 250,757 shares worth $8.62M.
  • PenderFund Capital Management added most to Nuveen Municipal Credit Income Fund in Q1 2023, an estimated $4.19M increase.
  • PenderFund Capital Management's biggest Q1 2023 reduction was Maxar Technologies Inc. Common Stock, cutting an estimated $5.71M.
  • PenderFund Capital Management fully exited Universal Technical Institute in Q1 2023, selling an estimated $3.67M.
  • PenderFund Capital Management's ten largest holdings make up 41% of its $318M portfolio in Q1 2023.
  • PenderFund Capital Management opened 44 new positions and closed 51 in Q1 2023.
  • PenderFund Capital Management's portfolio value fell 5.1% quarter-over-quarter to $318M.

Based on PenderFund Capital Management's 13F filing for Q1 2023, filed 15 May 2023.