PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+9.34%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$335M
AUM Growth
+$335M
Cap. Flow
-$18.3M
Cap. Flow %
-5.46%
Top 10 Hldgs %
44.38%
Holding
214
New
29
Increased
46
Reduced
31
Closed
72

Top Buys

1
SANG
Sangoma Technologies
SANG
$5.01M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$4.91M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$3.05M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
$2.49M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
$2.26M

Top Sells

1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$10.8M
2
TPL icon
Texas Pacific Land
TPL
$6.58M
3
EBIX
Ebix Inc
EBIX
$2.47M
4
JD icon
JD.com
JD
$2.35M
5
IBKR icon
Interactive Brokers
IBKR
$1.98M

Sector Composition

1 Technology 18.94%
2 Financials 9.59%
3 Communication Services 7.2%
4 Consumer Discretionary 2.96%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AIMC
76
DELISTED
Altra Industrial Motion Corp.
AIMC
$259K 0.08%
+3,200
New +$259K
ELVT
77
DELISTED
Elevate Credit, Inc.
ELVT
$257K 0.08%
+108,600
New +$257K
WIA
78
Western Asset Inflation-Linked Income Fund
WIA
$196M
$252K 0.08%
21,588
+897
+4% +$10.5K
CEF icon
79
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$243K 0.07%
10,000
– –
BNIX
80
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$224K 0.07%
+16,300
New +$224K
BRAC
81
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
$224K 0.07%
16,173
-501
-3% -$6.94K
SJI
82
DELISTED
South Jersey Industries, Inc.
SJI
$198K 0.06%
4,120
-4,960
-55% -$238K
FSTX
83
DELISTED
F-star Therapeutics, Inc. Common Stock
FSTX
$195K 0.06%
22,760
-3,580
-14% -$30.7K
MYOV
84
DELISTED
Myovant Sciences Ltd.
MYOV
$193K 0.06%
+5,300
New +$193K
KNBE
85
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
$186K 0.06%
5,550
+4,650
+517% +$156K
QUMU
86
DELISTED
Qumu Corp.
QUMU
$183K 0.05%
+151,046
New +$183K
AJRD
87
DELISTED
Aerojet Rocketdyne Holdings, Inc.
AJRD
$182K 0.05%
+2,400
New +$182K
SFIX icon
88
Stitch Fix
SFIX
$692M
$175K 0.05%
41,580
-16,220
-28% -$68.3K
COIN icon
89
Coinbase
COIN
$77.7B
$139K 0.04%
2,900
-1,200
-29% -$57.5K
HERA
90
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$121K 0.04%
8,810
+1,720
+24% +$23.6K
LGAC
91
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$121K 0.04%
8,810
+1,720
+24% +$23.6K
SLAM
92
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$120K 0.04%
8,810
+1,720
+24% +$23.4K
FSNB
93
DELISTED
Fusion Acquisition Corp. II
FSNB
$120K 0.04%
8,820
+1,730
+24% +$23.5K
ACQR
94
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$120K 0.04%
8,816
+1,720
+24% +$23.4K
BRIV
95
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$119K 0.04%
8,840
+1,760
+25% +$23.7K
APGB
96
DELISTED
Apollo Strategic Growth Capital II
APGB
$118K 0.04%
8,700
+1,700
+24% +$23.1K
DNAD
97
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$118K 0.04%
8,680
+1,700
+24% +$23.1K
DNAB
98
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$118K 0.04%
8,680
+1,700
+24% +$23.1K
KVSC
99
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$117K 0.03%
8,680
+1,700
+24% +$22.9K
WPCB
100
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$110K 0.03%
8,040
+950
+13% +$13K
2 3
4
5 6