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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+9.34%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$335M
AUM Growth
+$15.8M
Cap. Flow
-$129M
Cap. Flow %
-38.34%
Top 10 Hldgs %
44.38%
Holding
212
New
29
Increased
46
Reduced
31
Closed
72

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$3.77M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$3.47M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.15M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.76M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.57M

Top Sells

Rank Stock Value
1
TPL icon
Texas Pacific Land
TPL
+$4.94M
2
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$4.22M
3
EBIX
Ebix Inc
EBIX
+$2.47M
4
JD icon
JD.com
JD
+$1.56M
5
IBKR icon
Interactive Brokers
IBKR
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 18.94%
2 Financials 9.59%
3 Communication Services 7.2%
4 Consumer Discretionary 2.96%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIMC
76
DELISTED
Altra Industrial Motion Corp
AIMC
$259K 0.08%
+3,200
New +$168K
ELVT
77
DELISTED
Elevate Credit, Inc.
ELVT
$257K 0.08%
+108,600
New +$151K
WIA
78
Western Asset Inflation-Linked Income Fund
WIA
$186M
$252K 0.08%
21,588
+897
+4% +$7.94K
CEF icon
79
Sprott Physical Gold and Silver Trust
CEF
$8.05B
$243K 0.07%
10,000
– –
BNIX
80
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$224K 0.07%
+16,300
New +$164K
BRAC
81
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
$224K 0.07%
16,173
-501
-3% -$5.04K
SJI
82
DELISTED
South Jersey Industries, Inc.
SJI
$198K 0.06%
4,120
-4,960
-55% -$171K
FSTX
83
DELISTED
F-star Therapeutics, Inc. Common Stock
FSTX
$195K 0.06%
22,760
-3,580
-14% -$19.8K
MYOV
84
DELISTED
Myovant Sciences Ltd.
MYOV
$193K 0.06%
+5,300
New +$139K
KNBE
85
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
$186K 0.06%
5,550
+4,650
+517% +$113K
QUMU
86
DELISTED
Qumu Corp.
QUMU
$183K 0.05%
+151,046
New +$113K
AJRD
87
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$182K 0.05%
+2,400
New +$119K
SFIX
88
Stitch Fix
SFIX
$563M
$175K 0.05%
41,580
-16,220
-28% -$60.7K
COIN icon
89
Coinbase
COIN
$40.8B
$139K 0.04%
2,900
-1,200
-29% -$63.2K
HERA
90
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$121K 0.04%
8,810
+1,720
+24% +$17.2K
LGAC
91
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$121K 0.04%
8,810
+1,720
+24% +$17.2K
SLAM
92
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$120K 0.04%
8,810
+1,720
+24% +$17.2K
FSNB
93
DELISTED
Fusion Acquisition Corp. II
FSNB
$120K 0.04%
8,820
+1,730
+24% +$17.2K
ACQR
94
DELISTED
Independence Holdings Corp. Class A Ordinary Share
ACQR
$120K 0.04%
8,816
+1,720
+24% +$17.2K
BRIV
95
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$119K 0.04%
8,840
+1,760
+25% +$17.4K
APGB
96
DELISTED
Apollo Strategic Growth Capital II
APGB
$118K 0.04%
8,700
+1,700
+24% +$16.9K
DNAD
97
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$118K 0.04%
8,680
+1,700
+24% +$16.9K
DNAB
98
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$118K 0.04%
8,680
+1,700
+24% +$16.9K
KVSC
99
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$117K 0.03%
8,680
+1,700
+24% +$16.8K
WPCB
100
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$110K 0.03%
8,040
+950
+13% +$9.51K
2 3
4
5 6

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BPC
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KCM
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SCP
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SFG
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FTC
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WHGAM
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WCM
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PenderFund Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, PenderFund Capital Management held 212 positions worth $335M, up 4.9% from $320M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q4 2022, closing 72 positions and reducing 31 holdings. Its most notable exit was Ebix Inc, an estimated $2.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Nuveen Municipal Credit Income Fund worth $4.91M.

  • PenderFund Capital Management's largest Q4 2022 buy was Nuveen Municipal Credit Income Fund: 300,000 shares worth $4.91M.
  • PenderFund Capital Management added most to Sangoma Technologies in Q4 2022, an estimated $3.77M increase.
  • PenderFund Capital Management's biggest Q4 2022 reduction was Texas Pacific Land, cutting an estimated $4.94M.
  • PenderFund Capital Management fully exited Ebix Inc in Q4 2022, selling an estimated $2.47M.
  • PenderFund Capital Management's ten largest holdings make up 44% of its $335M portfolio in Q4 2022.
  • PenderFund Capital Management opened 29 new positions and closed 72 in Q4 2022.
  • PenderFund Capital Management's portfolio value rose 4.9% quarter-over-quarter to $335M.

Based on PenderFund Capital Management's 13F filing for Q4 2022, filed 10 Feb 2023.