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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$320M
AUM Growth
-$42M
Cap. Flow
-$125M
Cap. Flow %
-38.95%
Top 10 Hldgs %
45.1%
Holding
220
New
41
Increased
73
Reduced
24
Closed
41

Top Buys

Rank Stock Value
1
QBTS icon
D-Wave Quantum Inc. Common Stock
QBTS
+$5.99M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$4.05M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$2.07M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.81M
5
DCBO
Docebo
DCBO
+$1.76M

Top Sells

Rank Stock Value
1
SWIR
Sierra Wireless
SWIR
+$5.3M
2
AVNW icon
Aviat Networks
AVNW
+$2.49M
3
BUR icon
Burford Capital
BUR
+$1.68M
4
IBKR icon
Interactive Brokers
IBKR
+$1.59M
5
BIDU icon
Baidu
BIDU
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 21.29%
2 Financials 11.38%
3 Communication Services 8.41%
4 Consumer Discretionary 3.74%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYGG
76
DELISTED
Vy Global Growth
VYGG
$414K 0.13%
29,855
+5,955
+25% +$59.3K
CNVY
77
DELISTED
Convey Health Solutions Holdings, Inc.
CNVY
$396K 0.12%
+27,300
New +$286K
COIN icon
78
Coinbase
COIN
$40.5B
$365K 0.11%
4,100
– –
HNGR
79
DELISTED
Hanger Inc.
HNGR
$340K 0.11%
+13,140
New +$233K
TWTR
80
DELISTED
Twitter, Inc.
TWTR
$334K 0.1%
5,520
+1,700
+45% +$69.2K
SAVE
81
DELISTED
Spirit Airlines, Inc.
SAVE
$330K 0.1%
12,700
+6,100
+92% +$143K
IPOD
82
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$319K 0.1%
+23,040
New +$230K
BHVN
83
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$319K 0.1%
+1,530
New +$227K
GBT
84
DELISTED
Global Blood Therapeutics, Inc.
GBT
$318K 0.1%
+3,380
New +$186K
SFIX
85
Stitch Fix
SFIX
$560M
$315K 0.1%
57,800
-117,093
-67% -$665K
PZN
86
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$314K 0.1%
+23,991
New +$211K
RFP
87
DELISTED
Resolute Forest Products Inc.
RFP
$313K 0.1%
+11,330
New +$227K
BKI
88
DELISTED
Black Knight, Inc. Common Stock
BKI
$293K 0.09%
3,280
+1,100
+50% +$72.5K
AVAN
89
DELISTED
Avanti Acquisition Corp.
AVAN
$262K 0.08%
18,947
+16,847
+802% +$168K
WIA
90
Western Asset Inflation-Linked Income Fund
WIA
$186M
$256K 0.08%
20,691
+91
+0.4% +$912
FCAX
91
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$245K 0.08%
17,815
+17,480
+5,218% +$173K
ENPC
92
DELISTED
Executive Network Partnering Corporation
ENPC
$237K 0.07%
+17,200
New +$171K
FHN icon
93
First Horizon
FHN
$12.1B
$234K 0.07%
+7,400
New +$168K
BRAC
94
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
$230K 0.07%
+16,674
New +$166K
CEF icon
95
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$214K 0.07%
10,000
– –
CANO.WS
96
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$195K 0.06%
53,598
-3,600
-6% -$5.3K
FSTX
97
DELISTED
F-star Therapeutics, Inc. Common Stock
FSTX
$186K 0.06%
26,340
+3,390
+15% +$21.3K
PTRS
98
DELISTED
Partners Bancorp Common Stock
PTRS
$168K 0.05%
13,667
– –
USWS
99
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$151K 0.05%
21,530
+18
+0.1% +$104
PMVC
100
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$146K 0.05%
+10,603
New +$106K
2 3
4
5 6

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SCP
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SFG
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WHGAM
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PenderFund Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, PenderFund Capital Management held 220 positions worth $320M, down 12% from $362M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

PenderFund Capital Management withdrew a net $125M in Q3 2022, closing 41 positions and reducing 24 holdings. Its most notable exit was Points.com Inc. Common Shares, an estimated $753K position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in D-Wave Quantum Inc. Common Stock worth $8.14M.

  • PenderFund Capital Management's largest Q3 2022 buy was D-Wave Quantum Inc. Common Stock: 747,838 shares worth $8.14M.
  • PenderFund Capital Management added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q3 2022, an estimated $2.07M increase.
  • PenderFund Capital Management's biggest Q3 2022 reduction was Sierra Wireless, cutting an estimated $5.3M.
  • PenderFund Capital Management fully exited Points.com Inc. Common Shares in Q3 2022, selling an estimated $753K.
  • PenderFund Capital Management's ten largest holdings make up 45% of its $320M portfolio in Q3 2022.
  • PenderFund Capital Management opened 41 new positions and closed 41 in Q3 2022.
  • PenderFund Capital Management's portfolio value fell 12% quarter-over-quarter to $320M.

Based on PenderFund Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.