PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
-4.58%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$3.44M
Cap. Flow %
1.08%
Top 10 Hldgs %
45.1%
Holding
222
New
41
Increased
72
Reduced
25
Closed
41

Top Buys

1
QBTS icon
D-Wave Quantum
QBTS
$8.14M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
$5.08M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$2.52M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
$2.23M
5
DCBO
Docebo
DCBO
$2.16M

Top Sells

1
SWIR
Sierra Wireless
SWIR
$7.74M
2
AVNW icon
Aviat Networks
AVNW
$3.13M
3
IBKR icon
Interactive Brokers
IBKR
$2.28M
4
BUR icon
Burford Capital
BUR
$1.83M
5
TPL icon
Texas Pacific Land
TPL
$1.71M

Sector Composition

1 Technology 21.29%
2 Financials 11.38%
3 Communication Services 8.41%
4 Consumer Discretionary 3.74%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VYGG
76
DELISTED
Vy Global Growth
VYGG
$414K 0.13%
29,855
+5,955
+25% +$82.6K
CNVY
77
DELISTED
Convey Health Solutions Holdings, Inc.
CNVY
$396K 0.12%
+27,300
New +$396K
COIN icon
78
Coinbase
COIN
$77.7B
$365K 0.11%
4,100
– –
HNGR
79
DELISTED
Hanger Inc.
HNGR
$340K 0.11%
+13,140
New +$340K
TWTR
80
DELISTED
Twitter, Inc.
TWTR
$334K 0.1%
5,520
+1,700
+45% +$103K
SAVE
81
DELISTED
Spirit Airlines, Inc.
SAVE
$330K 0.1%
12,700
+6,100
+92% +$159K
IPOD
82
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$319K 0.1%
+23,040
New +$319K
BHVN
83
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$319K 0.1%
+1,530
New +$319K
GBT
84
DELISTED
Global Blood Therapeutics, Inc.
GBT
$318K 0.1%
+3,380
New +$318K
SFIX icon
85
Stitch Fix
SFIX
$692M
$315K 0.1%
57,800
-117,093
-67% -$638K
PZN
86
DELISTED
Pzena Investment Management, Inc. Class A
PZN
$314K 0.1%
+23,991
New +$314K
RFP
87
DELISTED
Resolute Forest Products Inc.
RFP
$313K 0.1%
+11,330
New +$313K
BKI
88
DELISTED
Black Knight, Inc. Common Stock
BKI
$293K 0.09%
3,280
+1,100
+50% +$98.3K
AVAN
89
DELISTED
Avanti Acquisition Corp.
AVAN
$262K 0.08%
18,947
+16,847
+802% +$233K
WIA
90
Western Asset Inflation-Linked Income Fund
WIA
$196M
$256K 0.08%
20,691
+91
+0.4% +$1.13K
FCAX
91
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$245K 0.08%
17,815
+17,480
+5,218% +$240K
ENPC
92
DELISTED
Executive Network Partnering Corporation
ENPC
$237K 0.07%
+17,200
New +$237K
FHN icon
93
First Horizon
FHN
$11.4B
$234K 0.07%
+7,400
New +$234K
BRAC
94
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
$230K 0.07%
+16,674
New +$230K
CEF icon
95
Sprott Physical Gold and Silver Trust
CEF
$6.46B
$214K 0.07%
10,000
– –
CANO.WS
96
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$195K 0.06%
53,598
-3,600
-6% -$13.1K
FSTX
97
DELISTED
F-star Therapeutics, Inc. Common Stock
FSTX
$186K 0.06%
26,340
+3,390
+15% +$23.9K
PTRS
98
DELISTED
Partners Bancorp Common Stock
PTRS
$168K 0.05%
13,667
– –
USWS
99
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$151K 0.05%
21,530
-107,542
-83% +$126
PMVC
100
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$146K 0.05%
+10,603
New +$146K
2 3
4
5 6