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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-6.34%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$383M
AUM Growth
-$44.5M
Cap. Flow
-$128M
Cap. Flow %
-33.44%
Top 10 Hldgs %
40.65%
Holding
153
New
66
Increased
9
Reduced
23
Closed
13

Top Buys

Rank Stock Value
1
AXDX
Accelerate Diagnostics
AXDX
+$3.03M
2
BIDU icon
Baidu
BIDU
+$1.02M
3
Z icon
Zillow
Z
+$890K
4
PAR icon
PAR Technology
PAR
+$770K
5
BABA icon
Alibaba
BABA
+$255K

Top Sells

Rank Stock Value
1
SHSP
SharpSpring, Inc.
SHSP
+$8.29M
2
VMEO
Vimeo
VMEO
+$1.99M
3
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$1.56M
4
EGAN icon
eGain
EGAN
+$1.26M
5
SSNC icon
SS&C Technologies
SSNC
+$1.21M

Sector Composition

Rank Sector Weight
1 Technology 21.75%
2 Financials 13.88%
3 Communication Services 11.93%
4 Consumer Discretionary 5.84%
5 Energy 3.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOAC
76
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
$16K ﹤0.01%
+1,300
New +$12.7K
FSNB
77
DELISTED
Fusion Acquisition Corp. II
FSNB
$16K ﹤0.01%
+1,300
New +$12.6K
PNTM
78
DELISTED
Pontem Corporation
PNTM
$16K ﹤0.01%
+1,300
New +$12.6K
BRIV
79
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$16K ﹤0.01%
+1,300
New +$12.6K
KVSC
80
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$16K ﹤0.01%
+1,300
New +$12.8K
LGAC
81
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$16K ﹤0.01%
+1,300
New +$12.6K
MIT
82
DELISTED
Mason Industrial Technology, Inc.
MIT
$16K ﹤0.01%
+1,300
New +$12.6K
HCII
83
DELISTED
Hudson Executive Investment Corp. II Class A Common Stock
HCII
$16K ﹤0.01%
+1,300
New +$12.6K
HIII
84
DELISTED
Hudson Executive Investment Corp. III Class A Common Stock
HIII
$16K ﹤0.01%
+1,300
New +$12.6K
TSPQ
85
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
$16K ﹤0.01%
+1,300
New +$12.6K
KAHC
86
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$16K ﹤0.01%
+1,300
New +$12.7K
HLAH
87
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
$16K ﹤0.01%
+1,300
New +$12.6K
CRHC
88
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$16K ﹤0.01%
+1,300
New +$12.8K
HAAC
89
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$16K ﹤0.01%
+1,300
New +$12.7K
FVAM
90
DELISTED
5:01 Acquisition Corp
FVAM
$16K ﹤0.01%
+1,300
New +$12.7K
AVAN
91
DELISTED
Avanti Acquisition Corp.
AVAN
$16K ﹤0.01%
+1,253
New +$12.2K
ETAC
92
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$16K ﹤0.01%
+1,300
New +$12.7K
GOAC
93
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$16K ﹤0.01%
+1,300
New +$12.7K
OACB
94
DELISTED
Oaktree Acquisition Corp. II
OACB
$16K ﹤0.01%
1,300
+1,050
+420% +$10.3K
MGLN
95
DELISTED
Magellan Health Services, Inc.
MGLN
$16K ﹤0.01%
+136
New +$12.9K
TRIL
96
DELISTED
Trillium Therapeutics Inc.
TRIL
$16K ﹤0.01%
+700
New +$8.18K
SWKH
97
DELISTED
SWK Holdings
SWKH
$13K ﹤0.01%
694
+315
+83% +$4.54K
CVII
98
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
$13K ﹤0.01%
+1,026
New +$9.97K
WPCB
99
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$11K ﹤0.01%
+900
New +$8.79K
PMBC
100
DELISTED
Pacific Mercantile Bancorp
PMBC
$11K ﹤0.01%
+905
New +$7.83K
2 3
4
5 6

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SJIC
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BPC
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BIA
Bell Investment Advisors Oakland, California $639M AUM 13.28% 1-Year Est. Return
KCM
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SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
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FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
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PenderFund Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, PenderFund Capital Management held 153 positions worth $383M, down 10% from $427M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

PenderFund Capital Management withdrew a net $128M in Q3 2021, closing 13 positions and reducing 23 holdings. Its most notable exit was SharpSpring, Inc., an estimated $8.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 24% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Accelerate Diagnostics worth $3.44M.

  • PenderFund Capital Management's largest Q3 2021 buy was Accelerate Diagnostics: 46,526 shares worth $3.44M.
  • PenderFund Capital Management added most to Baidu in Q3 2021, an estimated $1.02M increase.
  • PenderFund Capital Management's biggest Q3 2021 reduction was Vimeo, cutting an estimated $1.99M.
  • PenderFund Capital Management fully exited SharpSpring, Inc. in Q3 2021, selling an estimated $8.29M.
  • PenderFund Capital Management's ten largest holdings make up 41% of its $383M portfolio in Q3 2021.
  • PenderFund Capital Management opened 66 new positions and closed 13 in Q3 2021.
  • PenderFund Capital Management's portfolio value fell 10% quarter-over-quarter to $383M.

Based on PenderFund Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.