PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
1-Year Return 56.08%
This Quarter Return
+4.02%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$427M
AUM Growth
+$15.4M
Cap. Flow
-$125M
Cap. Flow %
-29.3%
Top 10 Hldgs %
36.47%
Holding
120
New
23
Increased
13
Reduced
18
Closed
27

Top Buys

1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$7.25M
2
Z icon
Zillow
Z
$4.95M
3
SFIX icon
Stitch Fix
SFIX
$4.82M
4
CLDR
Cloudera, Inc.
CLDR
$4.13M
5
VMEO icon
Vimeo
VMEO
$3.43M

Top Sells

1
LEAF
Leaf Group Ltd.
LEAF
$4.82M
2
TPL icon
Texas Pacific Land
TPL
$4.08M
3
IAC icon
IAC Inc
IAC
$3.8M
4
AT
Atlantic Power Corporation
AT
$3.66M
5
TPB icon
Turning Point Brands
TPB
$2.93M

Sector Composition

1 Technology 24.47%
2 Communication Services 12.41%
3 Financials 12.09%
4 Consumer Discretionary 6.72%
5 Energy 3.81%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPKBU
76
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
– –
-10,000
Closed -$125K
FRONU
77
DELISTED
Frontier Acquisition Corp. Units
FRONU
– –
-10,000
Closed -$125K
LEGAU
78
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
– –
-10,000
Closed -$125K
ESM.U
79
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
– –
-5,000
Closed -$62K
ESM.WS
80
DELISTED
ESM Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
ESM.WS
$0 ﹤0.01%
+233
New –
GTPBU
81
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
– –
-1,000
Closed -$13K
PV.U
82
DELISTED
Primavera Capital Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
PV.U
– –
-5,000
Closed -$64K
SSAAU
83
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
– –
-5,000
Closed -$62K
OEPW
84
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
– –
-5,000
Closed -$61K
OHPAU
85
DELISTED
Orion Acquisition Corp. Unit
OHPAU
– –
-5,000
Closed -$63K
AUS.U
86
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
– –
-5,000
Closed -$63K
ASZ.U
87
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
– –
-5,000
Closed -$63K
KIIIU
88
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
– –
-5,000
Closed -$62K
LUXA
89
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
– –
-3,109
Closed -$40K
SPAQ.WS
90
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$0 ﹤0.01%
+250
New –
LEAF
91
DELISTED
Leaf Group Ltd.
LEAF
– –
-595,039
Closed -$4.82M
JWS.WS
92
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
– –
-60,498
Closed -$242K
AT
93
DELISTED
Atlantic Power Corporation
AT
– –
-1,008,700
Closed -$3.66M
QDROU
94
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
– –
-1,000
Closed -$12K
SPAQ.U
95
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
– –
-1,000
Closed -$13K
DCRNU
96
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
– –
-1,000
Closed -$13K
THMAU
97
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
– –
-1,000
Closed -$13K
CLOVW
98
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-56,741
Closed -$113K
OPENW
99
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
– –
-44,002
Closed -$565K
1 2 3
4