We are live on ! Find out more
PCM

PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+12.09%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$412M
AUM Growth
+$18.4M
Cap. Flow
-$129M
Cap. Flow %
-31.25%
Top 10 Hldgs %
35.24%
Holding
109
New
27
Increased
15
Reduced
17
Closed
17

Top Buys

Rank Stock Value
1
TPL icon
Texas Pacific Land
TPL
+$7.11M
2
BUR icon
Burford Capital
BUR
+$4.52M
3
UTI icon
Universal Technical Institute
UTI
+$4.16M
4
SSNC icon
SS&C Technologies
SSNC
+$3.88M
5
IBKR icon
Interactive Brokers
IBKR
+$3.56M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.53M
2
LEAF
Leaf Group Ltd.
LEAF
+$4.4M
3
EBIX
Ebix Inc
EBIX
+$3.94M
4
PPLI
People Inc
PPLI
+$3.71M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.46M

Sector Composition

Rank Sector Weight
1 Technology 19.65%
2 Communication Services 12.52%
3 Financials 12.42%
4 Consumer Discretionary 5.08%
5 Energy 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEPWW
76
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$1K ﹤0.01%
+1,666
New +$1.32K
BLW icon
77
BlackRock Limited Duration Income Trust
BLW
$491M
– –
-150,000
Closed -$3.04M
EMD
78
Western Asset Emerging Markets Debt Fund
EMD
$615M
– –
-100,000
Closed -$1.77M
FAX
79
abrdn Asia-Pacific Income Fund
FAX
$597M
– –
-101,667
Closed -$3.46M
FCT
80
First Trust Senior Floating Rate Income Fund II
FCT
$251M
– –
-50,000
Closed -$740K
GOGO icon
81
Gogo Inc
GOGO
$481M
– –
-300
Closed -$4K
SABA
82
Saba Capital Income & Opportunities Fund II
SABA
$224M
– –
-100,000
Closed -$1.4M
SOFI icon
83
SoFi Technologies
SOFI
$23.5B
– –
-194,400
Closed -$3.08M
UPLD icon
84
Upland Software
UPLD
$13.2M
– –
-2,959
Closed -$1.73M
WIW
85
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
– –
-350,000
Closed -$5.53M
LUXAU
86
DELISTED
Lux Health Tech Acquisition Corp. Units
LUXAU
– –
-100,000
Closed -$1.49M
TMPMU
87
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
– –
-1,000
Closed -$13K
IPOD
88
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
– –
-5,000
Closed -$87K
PSTH
89
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-44,000
Closed -$1.55M
SPFR.U
90
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
– –
-20,000
Closed -$281K
ALSK
91
DELISTED
Alaska Communications Systems
ALSK
– –
-333,802
Closed -$1.57M
WPF
92
DELISTED
Foley Trasimene Acquisition Corp.
WPF
– –
-174,100
Closed -$2.48M
JE
93
DELISTED
Just Energy Group Inc
JE
– –
-488,615
Closed -$2.92M
1 2 3
4

Similar funds

SJIC
St. James Investment Company Southlake, Texas $638M AUM 15.14% 1-Year Est. Return
BPC
Bearing Point Capital Bloomington, Minnesota $638M AUM 32.99% 1-Year Est. Return
KCM
Kultura Capital Management Park City, Utah $638M AUM
SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM
WCM
Woodson Capital Management Greenwich, Connecticut $636M AUM 39.33% 1-Year Est. Return

PenderFund Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, PenderFund Capital Management held 109 positions worth $412M, up 4.7% from $393M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q1 2021, closing 17 positions and reducing 17 holdings. Its most notable exit was Western Asset Inflation-Linked Opportunities & Income Fund, an estimated $5.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Communication Services and Financials.

Against the trend, PenderFund Capital Management opened a new position in Texas Pacific Land worth $12.7M.

  • PenderFund Capital Management's largest Q1 2021 buy was Texas Pacific Land: 57,105 shares worth $12.7M.
  • PenderFund Capital Management added most to Burford Capital in Q1 2021, an estimated $4.52M increase.
  • PenderFund Capital Management's biggest Q1 2021 reduction was Leaf Group Ltd., cutting an estimated $4.4M.
  • PenderFund Capital Management fully exited Western Asset Inflation-Linked Opportunities & Income Fund in Q1 2021, selling an estimated $5.53M.
  • PenderFund Capital Management's ten largest holdings make up 35% of its $412M portfolio in Q1 2021.
  • PenderFund Capital Management opened 27 new positions and closed 17 in Q1 2021.
  • PenderFund Capital Management's portfolio value rose 4.7% quarter-over-quarter to $412M.

Based on PenderFund Capital Management's 13F filing for Q1 2021, filed 10 May 2021.