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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$70.3M
Cap. Flow
-$191M
Cap. Flow %
-44.05%
Top 10 Hldgs %
61.88%
Holding
180
New
51
Increased
25
Reduced
12
Closed
43

Top Buys

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.43M
2
PPLT
abrdn Physical Platinum Shares ETF
PPLT
+$4.41M
3
ERO icon
Ero Copper
ERO
+$2.49M
4
ENV
ENVESTNET, INC.
ENV
+$736K
5
RCM
R1 RCM Inc. Common Stock
RCM
+$708K

Top Sells

Rank Stock Value
1
AVNW icon
Aviat Networks
AVNW
+$5.08M
2
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.46M
3
IBKR icon
Interactive Brokers
IBKR
+$1.31M
4
EVBG
Everbridge, Inc. Common Stock
EVBG
+$1.24M
5
DPSI
DecisionPoint Systems, Inc.
DPSI
+$896K

Sector Composition

Rank Sector Weight
1 Technology 14.18%
2 Financials 6.72%
3 Energy 2.21%
4 Communication Services 2.2%
5 Industrials 2.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSYS icon
51
Stratasys
SSYS
$766M
$525K 0.12%
46,740
– –
AUGX
52
DELISTED
Augmedix, Inc. Common Stock
AUGX
$513K 0.12%
+161,327
New +$326K
GATO
53
DELISTED
Gatos Silver, Inc.
GATO
$502K 0.12%
+24,600
New +$315K
HCP
54
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
$499K 0.12%
10,900
+2,100
+24% +$70.8K
ACI icon
55
Albertsons Companies
ACI
$5.86B
$480K 0.11%
19,200
+7,600
+66% +$149K
STWD icon
56
Starwood Property Trust
STWD
$6.02B
$460K 0.11%
16,700
– –
AGS
57
DELISTED
PlayAGS
AGS
$431K 0.1%
28,000
+7,400
+36% +$84K
VSTO
58
DELISTED
Vista Outdoor Inc.
VSTO
$416K 0.1%
7,850
+2,350
+43% +$91.1K
HONDU
59
DELISTED
HCM II Acquisition Corp Unit
HONDU
$405K 0.09%
+30,000
New +$300K
HAYN
60
DELISTED
Haynes International, Inc.
HAYN
$403K 0.09%
5,000
-2,200
-31% -$131K
VGR
61
DELISTED
Vector Group Ltd.
VGR
$402K 0.09%
+19,900
New +$268K
PGRU
62
DELISTED
PropertyGuru Group Limited
PGRU
$400K 0.09%
+44,800
New +$279K
AFBI
63
DELISTED
Affinity Bancshares
AFBI
$400K 0.09%
13,827
+3,627
+36% +$77.3K
HTLF
64
DELISTED
Heartland Financial USA, Inc.
HTLF
$399K 0.09%
5,200
-3,900
-43% -$204K
VMCA
65
DELISTED
Valuence Merger Corp. I Class A Ordinary Shares
VMCA
$396K 0.09%
+25,400
New +$292K
HLIT icon
66
Harmonic Inc
HLIT
$1.27B
$394K 0.09%
+20,000
New +$267K
USAR
67
USA Rare Earth Inc
USAR
$4.56B
$363K 0.08%
25,000
– –
SIMAU
68
SIM Acquisition Corp I Unit
SIMAU
$218M
$339K 0.08%
+25,000
New +$250K
VCICU
69
DELISTED
Vine Hill Capital Investment Corp Unit
VCICU
$338K 0.08%
+25,000
New +$250K
ALE
70
DELISTED
Allete
ALE
$328K 0.08%
3,780
– –
WBS icon
71
Webster Financial
WBS
$12.9B
$328K 0.08%
+5,200
New +$239K
AQU
72
DELISTED
Aquaron Acquisition Corp. Common Stock
AQU
$320K 0.07%
21,700
– –
AXNX
73
DELISTED
Axonics, Inc. Common Stock
AXNX
$320K 0.07%
3,400
– –
HXL icon
74
Hexcel
HXL
$7.71B
$318K 0.07%
+3,800
New +$239K
SMAR
75
DELISTED
Smartsheet Inc.
SMAR
$299K 0.07%
+4,000
New +$194K
1 2
3
4 5

Similar funds

SJIC
St. James Investment Company Southlake, Texas $638M AUM 15.14% 1-Year Est. Return
BPC
Bearing Point Capital Bloomington, Minnesota $638M AUM 32.99% 1-Year Est. Return
KCM
Kultura Capital Management Park City, Utah $638M AUM
SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM
WCM
Woodson Capital Management Greenwich, Connecticut $636M AUM 39.33% 1-Year Est. Return

PenderFund Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, PenderFund Capital Management held 180 positions worth $434M, up 19% from $364M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

PenderFund Capital Management withdrew a net $191M in Q3 2024, closing 43 positions and reducing 12 holdings. Its most notable exit was Aviat Networks, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Financials and Energy.

Against the trend, PenderFund Capital Management opened a new position in ENVESTNET, INC. worth $999K.

  • PenderFund Capital Management's largest Q3 2024 buy was ENVESTNET, INC.: 11,800 shares worth $999K.
  • PenderFund Capital Management added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q3 2024, an estimated $4.43M increase.
  • PenderFund Capital Management's biggest Q3 2024 reduction was Morgan Stanley Emerging Markets Domestic Debt Fund, cutting an estimated $2.46M.
  • PenderFund Capital Management fully exited Aviat Networks in Q3 2024, selling an estimated $5.08M.
  • PenderFund Capital Management's ten largest holdings make up 62% of its $434M portfolio in Q3 2024.
  • PenderFund Capital Management opened 51 new positions and closed 43 in Q3 2024.
  • PenderFund Capital Management's portfolio value rose 19% quarter-over-quarter to $434M.

Based on PenderFund Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.