We are live on ! Find out more
PCM

PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+8.67%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$318M
AUM Growth
-$17M
Cap. Flow
-$129M
Cap. Flow %
-40.58%
Top 10 Hldgs %
41.32%
Holding
181
New
44
Increased
26
Reduced
21
Closed
51

Top Buys

Rank Stock Value
1
FET icon
Forum Energy Technologies
FET
+$7.35M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$4.19M
3
PAR icon
PAR Technology
PAR
+$1.6M
4
AMYT
Amryt Pharma plc American Depositary Shares
AMYT
+$1.35M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.34M

Top Sells

Rank Stock Value
1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$5.71M
2
UTI icon
Universal Technical Institute
UTI
+$3.67M
3
SJR
Shaw Communications Inc.
SJR
+$1.65M
4
QBTS icon
D-Wave Quantum Inc. Common Stock
QBTS
+$1.46M
5
KKR icon
KKR & Co
KKR
+$1.43M

Sector Composition

Rank Sector Weight
1 Technology 18.07%
2 Financials 11.25%
3 Communication Services 7.4%
4 Energy 4.07%
5 Consumer Discretionary 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIG
51
DELISTED
Trean Insurance Group, Inc. Common Stock
TIG
$799K 0.25%
+96,580
New +$587K
ARGO
52
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$798K 0.25%
+20,170
New +$571K
SUMO
53
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
$794K 0.25%
+49,050
New +$537K
SAVE
54
DELISTED
Spirit Airlines, Inc.
SAVE
$787K 0.25%
33,930
+18,130
+115% +$339K
KBAL
55
DELISTED
Kimball International
KBAL
$784K 0.25%
+46,810
New +$403K
USX
56
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$783K 0.25%
+97,489
New +$228K
BSGA
57
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$775K 0.24%
+52,830
New +$563K
HWKZ
58
DELISTED
Hawks Acquisition Corp
HWKZ
$773K 0.24%
+56,230
New +$568K
CIGI icon
59
Colliers International
CIGI
$5.14B
$767K 0.24%
5,380
-5,870
-52% -$629K
TSM icon
60
TSMC
TSM
$2.18T
$754K 0.24%
+6,000
New +$539K
STWD icon
61
Starwood Property Trust
STWD
$6.09B
$751K 0.24%
31,400
-16,000
-34% -$309K
BGRY
62
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
$746K 0.23%
+401,610
New +$478K
FOCS
63
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$739K 0.23%
+10,550
New +$508K
SBUX icon
64
Starbucks
SBUX
$121B
$736K 0.23%
5,230
-5,860
-53% -$610K
WTMA
65
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
$719K 0.23%
51,231
+22,300
+77% +$230K
LBRDK icon
66
Liberty Broadband Class C
LBRDK
$5.18B
$690K 0.22%
6,250
-2,570
-29% -$222K
ALTU
67
DELISTED
Altitude Acquisition Corp
ALTU
$665K 0.21%
48,368
+7,368
+18% +$74K
AJRD
68
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$665K 0.21%
8,760
+6,360
+265% +$356K
JNCE
69
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$616K 0.19%
+246,310
New +$305K
GRML
70
Greenland Mines Ltd
GRML
$28.5M
$580K 0.18%
+41,558
New +$425K
WBD icon
71
Warner Bros
WBD
$66.8B
$551K 0.17%
27,000
– –
TGNA
72
DELISTED
TEGNA Inc
TGNA
$532K 0.17%
23,280
+4,380
+23% +$81.9K
DUET
73
DELISTED
DUET Acquisition Corp. Class A Common Stock
DUET
$530K 0.17%
+37,860
New +$387K
FSV icon
74
FirstService
FSV
$6.32B
$518K 0.16%
+2,720
New +$375K
KCGI
75
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$513K 0.16%
36,400
– –
1 2
3
4 5

Similar funds

SJIC
St. James Investment Company Southlake, Texas $638M AUM 15.14% 1-Year Est. Return
BPC
Bearing Point Capital Bloomington, Minnesota $638M AUM 32.99% 1-Year Est. Return
KCM
Kultura Capital Management Park City, Utah $638M AUM
SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM
WCM
Woodson Capital Management Greenwich, Connecticut $636M AUM 39.33% 1-Year Est. Return

PenderFund Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, PenderFund Capital Management held 181 positions worth $318M, down 5.1% from $335M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q1 2023, closing 51 positions and reducing 21 holdings. Its most notable exit was Universal Technical Institute, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Forum Energy Technologies worth $8.62M.

  • PenderFund Capital Management's largest Q1 2023 buy was Forum Energy Technologies: 250,757 shares worth $8.62M.
  • PenderFund Capital Management added most to Nuveen Municipal Credit Income Fund in Q1 2023, an estimated $4.19M increase.
  • PenderFund Capital Management's biggest Q1 2023 reduction was Maxar Technologies Inc. Common Stock, cutting an estimated $5.71M.
  • PenderFund Capital Management fully exited Universal Technical Institute in Q1 2023, selling an estimated $3.67M.
  • PenderFund Capital Management's ten largest holdings make up 41% of its $318M portfolio in Q1 2023.
  • PenderFund Capital Management opened 44 new positions and closed 51 in Q1 2023.
  • PenderFund Capital Management's portfolio value fell 5.1% quarter-over-quarter to $318M.

Based on PenderFund Capital Management's 13F filing for Q1 2023, filed 15 May 2023.