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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+9.34%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$335M
AUM Growth
+$15.8M
Cap. Flow
-$129M
Cap. Flow %
-38.34%
Top 10 Hldgs %
44.38%
Holding
212
New
29
Increased
46
Reduced
31
Closed
72

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$3.77M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$3.47M
3
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.15M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$1.76M
5
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.57M

Top Sells

Rank Stock Value
1
TPL icon
Texas Pacific Land
TPL
+$4.94M
2
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$4.22M
3
EBIX
Ebix Inc
EBIX
+$2.47M
4
JD icon
JD.com
JD
+$1.56M
5
IBKR icon
Interactive Brokers
IBKR
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 18.94%
2 Financials 9.59%
3 Communication Services 7.2%
4 Consumer Discretionary 2.96%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVEO
51
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$563K 0.17%
+27,800
New +$385K
ALTU
52
DELISTED
Altitude Acquisition Corp
ALTU
$551K 0.16%
+41,000
New +$407K
EVOP
53
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$545K 0.16%
11,900
+1,600
+16% +$53.8K
TGNA
54
DELISTED
TEGNA Inc
TGNA
$542K 0.16%
+18,900
New +$381K
COUP
55
DELISTED
Coupa Software Incorporated
COUP
$525K 0.16%
+4,900
New +$293K
FHN icon
56
First Horizon
FHN
$12.1B
$521K 0.16%
15,700
+8,300
+112% +$201K
BKI
57
DELISTED
Black Knight, Inc. Common Stock
BKI
$514K 0.15%
6,150
+2,870
+88% +$174K
KCGI
58
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$502K 0.15%
36,400
+4,300
+13% +$43.4K
BAM icon
59
Brookfield Asset Management
BAM
$84.9B
$458K 0.14%
+11,824
New +$356K
IMGO
60
DELISTED
Imago BioSciences, Inc. Common stock
IMGO
$453K 0.14%
+9,300
New +$233K
PFHD
61
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
$446K 0.13%
11,870
– –
SAVE
62
DELISTED
Spirit Airlines, Inc.
SAVE
$417K 0.12%
15,800
+3,100
+24% +$63.6K
WTMA
63
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
$400K 0.12%
28,931
+28,904
+107,052% +$291K
SMLR
64
DELISTED
Semler Scientific
SMLR
$375K 0.11%
8,400
-3,300
-28% -$114K
ATCO
65
DELISTED
Atlas Corp.
ATCO
$371K 0.11%
+17,840
New +$269K
AGFS
66
DELISTED
AgroFresh Solutions Inc
AGFS
$360K 0.11%
+89,800
New +$225K
WBD icon
67
Warner Bros
WBD
$66.2B
$347K 0.1%
27,000
-10,600
-28% -$120K
MIT
68
DELISTED
Mason Industrial Technology, Inc.
MIT
$341K 0.1%
25,180
+18,090
+255% +$180K
FCAX
69
DELISTED
Fortress Capital Acquisition Corp.
FCAX
$304K 0.09%
22,255
+4,440
+25% +$44.6K
FCRD
70
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$299K 0.09%
+51,850
New +$214K
OIIM
71
DELISTED
02Micro International
OIIM
$293K 0.09%
+48,400
New +$210K
POSH
72
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
$279K 0.08%
+11,540
New +$205K
ARIZ
73
DELISTED
Arisz Acquisition Corp. Common Stock
ARIZ
$274K 0.08%
+20,390
New +$204K
BSLK
74
DELISTED
Bolt Projects Holdings
BSLK
$264K 0.08%
+973
New +$194K
BNFT
75
DELISTED
Benefitfocus, Inc.
BNFT
$260K 0.08%
+18,350
New +$165K
1 2
3
4 5

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WHGAM
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PenderFund Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, PenderFund Capital Management held 212 positions worth $335M, up 4.9% from $320M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q4 2022, closing 72 positions and reducing 31 holdings. Its most notable exit was Ebix Inc, an estimated $2.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 21% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in Nuveen Municipal Credit Income Fund worth $4.91M.

  • PenderFund Capital Management's largest Q4 2022 buy was Nuveen Municipal Credit Income Fund: 300,000 shares worth $4.91M.
  • PenderFund Capital Management added most to Sangoma Technologies in Q4 2022, an estimated $3.77M increase.
  • PenderFund Capital Management's biggest Q4 2022 reduction was Texas Pacific Land, cutting an estimated $4.94M.
  • PenderFund Capital Management fully exited Ebix Inc in Q4 2022, selling an estimated $2.47M.
  • PenderFund Capital Management's ten largest holdings make up 44% of its $335M portfolio in Q4 2022.
  • PenderFund Capital Management opened 29 new positions and closed 72 in Q4 2022.
  • PenderFund Capital Management's portfolio value rose 4.9% quarter-over-quarter to $335M.

Based on PenderFund Capital Management's 13F filing for Q4 2022, filed 10 Feb 2023.