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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-4.81%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$320M
AUM Growth
-$42M
Cap. Flow
-$125M
Cap. Flow %
-38.95%
Top 10 Hldgs %
45.1%
Holding
220
New
41
Increased
73
Reduced
24
Closed
41

Top Buys

Rank Stock Value
1
QBTS icon
D-Wave Quantum Inc. Common Stock
QBTS
+$5.99M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$4.05M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$2.07M
4
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$1.81M
5
DCBO
Docebo
DCBO
+$1.76M

Top Sells

Rank Stock Value
1
SWIR
Sierra Wireless
SWIR
+$5.3M
2
AVNW icon
Aviat Networks
AVNW
+$2.49M
3
BUR icon
Burford Capital
BUR
+$1.68M
4
IBKR icon
Interactive Brokers
IBKR
+$1.59M
5
BIDU icon
Baidu
BIDU
+$1.3M

Sector Composition

Rank Sector Weight
1 Technology 21.29%
2 Financials 11.38%
3 Communication Services 8.41%
4 Consumer Discretionary 3.74%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOA
51
North American Construction
NOA
$393M
$615K 0.19%
46,620
+17,850
+62% +$200K
EXTN
52
DELISTED
Exterran Corporation
EXTN
$612K 0.19%
106,570
+8,770
+9% +$38K
SMLR
53
DELISTED
Semler Scientific
SMLR
$607K 0.19%
11,700
– –
WBD icon
54
Warner Bros
WBD
$66.2B
$597K 0.19%
37,600
– –
TSPQ
55
DELISTED
TCW Special Purpose Acquisition Corp.
TSPQ
$577K 0.18%
42,550
+3,530
+9% +$34.6K
TEN
56
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$562K 0.18%
23,400
+5,000
+27% +$93.9K
CYBE
57
DELISTED
Cyberoptics Corp
CYBE
$559K 0.17%
+7,520
New +$351K
STOR
58
DELISTED
STORE Capital Corporation
STOR
$551K 0.17%
+12,740
New +$362K
VIVO
59
DELISTED
Meridian Bioscience Inc
VIVO
$547K 0.17%
+12,550
New +$406K
ROG icon
60
Rogers Corp
ROG
$2.39B
$545K 0.17%
1,630
+230
+16% +$59.5K
FSV icon
61
FirstService
FSV
$6.27B
$543K 0.17%
3,300
– –
ECOM
62
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$485K 0.15%
+15,490
New +$268K
AVLR
63
DELISTED
Avalara, Inc.
AVLR
$482K 0.15%
+3,800
New +$341K
AERI
64
DELISTED
Aerie Pharmaceuticals
AERI
$480K 0.15%
+22,950
New +$267K
ONEM
65
DELISTED
1Life Healthcare
ONEM
$479K 0.15%
+20,200
New +$317K
ZY
66
DELISTED
Zymergen Inc. Common Stock
ZY
$478K 0.15%
+124,500
New +$302K
EVOP
67
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$474K 0.15%
+10,300
New +$318K
TRQ
68
DELISTED
Turquoise Hill Resources Ltd
TRQ
$465K 0.15%
+11,370
New +$309K
ABTX
69
DELISTED
Allegiance Bancshares
ABTX
$451K 0.14%
+7,850
New +$335K
KCGI
70
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$442K 0.14%
+32,100
New +$319K
TGA
71
DELISTED
Transglobe Energy Corp
TGA
$433K 0.14%
+117,300
New +$380K
IS
72
DELISTED
ironSource Ltd.
IS
$427K 0.13%
+89,881
New +$342K
PFHD
73
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
$425K 0.13%
+11,870
New +$303K
SJI
74
DELISTED
South Jersey Industries, Inc.
SJI
$419K 0.13%
9,080
+760
+9% +$25.9K
FBC
75
DELISTED
Flagstar Bancorp, Inc. New
FBC
$417K 0.13%
9,040
+740
+9% +$28.3K
1 2
3
4 5

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SCP
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SFG
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FTC
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WHGAM
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WCM
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PenderFund Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, PenderFund Capital Management held 220 positions worth $320M, down 12% from $362M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

PenderFund Capital Management withdrew a net $125M in Q3 2022, closing 41 positions and reducing 24 holdings. Its most notable exit was Points.com Inc. Common Shares, an estimated $753K position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.

Against the trend, PenderFund Capital Management opened a new position in D-Wave Quantum Inc. Common Stock worth $8.14M.

  • PenderFund Capital Management's largest Q3 2022 buy was D-Wave Quantum Inc. Common Stock: 747,838 shares worth $8.14M.
  • PenderFund Capital Management added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q3 2022, an estimated $2.07M increase.
  • PenderFund Capital Management's biggest Q3 2022 reduction was Sierra Wireless, cutting an estimated $5.3M.
  • PenderFund Capital Management fully exited Points.com Inc. Common Shares in Q3 2022, selling an estimated $753K.
  • PenderFund Capital Management's ten largest holdings make up 45% of its $320M portfolio in Q3 2022.
  • PenderFund Capital Management opened 41 new positions and closed 41 in Q3 2022.
  • PenderFund Capital Management's portfolio value fell 12% quarter-over-quarter to $320M.

Based on PenderFund Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.