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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$441M
AUM Growth
+$57.8M
Cap. Flow
-$71.1M
Cap. Flow %
-16.14%
Top 10 Hldgs %
43.25%
Holding
187
New
46
Increased
57
Reduced
17
Closed
30

Top Buys

Rank Stock Value
1
SANG
Sangoma Technologies
SANG
+$23.1M
2
PTON icon
Peloton Interactive
PTON
+$18.8M
3
SFIX
Stitch Fix
SFIX
+$17.5M
4
Z icon
Zillow
Z
+$6.42M
5
SWIR
Sierra Wireless
SWIR
+$4.91M

Top Sells

Rank Stock Value
1
CLDR
Cloudera, Inc.
CLDR
+$11.7M
2
LILA icon
Liberty Latin America Class A
LILA
+$4.92M
3
LILAK icon
Liberty Latin America Class C
LILAK
+$4.74M
4
KKR icon
KKR & Co
KKR
+$3.95M
5
AXDX
Accelerate Diagnostics
AXDX
+$3.44M

Sector Composition

Rank Sector Weight
1 Technology 24.17%
2 Financials 11.77%
3 Consumer Discretionary 10.02%
4 Communication Services 9.04%
5 Energy 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESBK
51
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$165K 0.04%
+5,700
New +$129K
CIT
52
DELISTED
CIT Group Inc.
CIT
$164K 0.04%
2,530
+1,600
+172% +$81.5K
KOR
53
DELISTED
Corvus Gold Inc. Common Shares
KOR
$162K 0.04%
+39,600
New +$127K
NPTN
54
DELISTED
NEOPHOTONICS CORP
NPTN
$161K 0.04%
+8,300
New +$109K
TSC
55
DELISTED
TriState Capital Holdings, Inc.
TSC
$161K 0.04%
+4,200
New +$119K
VRS
56
DELISTED
Verso Corporation
VRS
$161K 0.04%
+4,700
New +$106K
GCP
57
DELISTED
GCP Applied Technologies Inc.
GCP
$160K 0.04%
+4,000
New +$102K
PBCT
58
DELISTED
People's United Financial Inc
PBCT
$158K 0.04%
+7,000
New +$125K
ROG icon
59
Rogers Corp
ROG
$2.38B
$155K 0.04%
+450
New +$109K
GSKY
60
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$154K 0.04%
10,700
+6,900
+182% +$80.9K
SJR
61
DELISTED
Shaw Communications Inc.
SJR
$142K 0.03%
3,710
+3,500
+1,667% +$102K
FLOW
62
DELISTED
SPX FLOW, Inc.
FLOW
$142K 0.03%
+1,300
New +$105K
KRA
63
DELISTED
Kraton Corporation
KRA
$135K 0.03%
+2,300
New +$106K
STFC
64
DELISTED
State Auto Financial Corp
STFC
$131K 0.03%
2,000
+1,500
+300% +$77.1K
ANAT
65
DELISTED
American National Group, Inc. Common Stock
ANAT
$128K 0.03%
535
+400
+296% +$75.7K
HCNEU
66
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$126K 0.03%
10,000
– –
IPOF.WS
67
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$120K 0.03%
48,500
-1,250
-3% -$2.59K
NUAN
68
DELISTED
Nuance Communications, Inc.
NUAN
$109K 0.02%
1,557
+1,300
+506% +$71.7K
MCFE
69
DELISTED
McAfee Corp. Class A Common Stock
MCFE
$108K 0.02%
+3,300
New +$79.5K
MGLN
70
DELISTED
Magellan Health Services, Inc.
MGLN
$88K 0.02%
736
+600
+441% +$56.8K
HGAS
71
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$80K 0.02%
+6,400
New +$63.3K
LCA
72
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$80K 0.02%
+6,500
New +$63.6K
FSNB
73
DELISTED
Fusion Acquisition Corp. II
FSNB
$80K 0.02%
6,500
+5,200
+400% +$50.6K
ADER
74
DELISTED
26 Capital Acquisition Corp
ADER
$80K 0.02%
+6,400
New +$63K
CPUH
75
DELISTED
Compute Health Acquisition Corp.
CPUH
$80K 0.02%
+6,500
New +$63.5K
1 2
3
4 5

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BPC
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BIA
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KCM
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SCP
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SFG
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FTC
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WHGAM
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PenderFund Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, PenderFund Capital Management held 187 positions worth $441M, up 15% from $383M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

PenderFund Capital Management withdrew a net $71.1M in Q4 2021, closing 30 positions and reducing 17 holdings. Its most notable exit was Cloudera, Inc., an estimated $11.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 22% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, PenderFund Capital Management opened a new position in Sangoma Technologies worth $30.6M.

  • PenderFund Capital Management's largest Q4 2021 buy was Sangoma Technologies: 1,401,970 shares worth $30.6M.
  • PenderFund Capital Management added most to Stitch Fix in Q4 2021, an estimated $17.5M increase.
  • PenderFund Capital Management's biggest Q4 2021 reduction was KKR & Co, cutting an estimated $3.95M.
  • PenderFund Capital Management fully exited Cloudera, Inc. in Q4 2021, selling an estimated $11.7M.
  • PenderFund Capital Management's ten largest holdings make up 43% of its $441M portfolio in Q4 2021.
  • PenderFund Capital Management opened 46 new positions and closed 30 in Q4 2021.
  • PenderFund Capital Management's portfolio value rose 15% quarter-over-quarter to $441M.

Based on PenderFund Capital Management's 13F filing for Q4 2021, filed 16 Feb 2022.