PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+4.02%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$427M
AUM Growth
+$15.4M
Cap. Flow
-$125M
Cap. Flow %
-29.3%
Top 10 Hldgs %
36.47%
Holding
120
New
23
Increased
13
Reduced
18
Closed
27

Top Buys

1
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$7.25M
2
Z icon
Zillow
Z
$4.95M
3
SFIX icon
Stitch Fix
SFIX
$4.82M
4
CLDR
Cloudera, Inc.
CLDR
$4.13M
5
VMEO icon
Vimeo
VMEO
$3.43M

Top Sells

1
LEAF
Leaf Group Ltd.
LEAF
$4.82M
2
TPL icon
Texas Pacific Land
TPL
$4.08M
3
IAC icon
IAC Inc
IAC
$3.8M
4
AT
Atlantic Power Corporation
AT
$3.66M
5
TPB icon
Turning Point Brands
TPB
$2.93M

Sector Composition

1 Technology 24.47%
2 Communication Services 12.41%
3 Financials 12.09%
4 Consumer Discretionary 6.72%
5 Energy 3.81%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LEGA
51
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
$121K 0.03%
+10,000
New +$121K
PSTH.WS
52
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$81K 0.02%
10,332
– –
LUXAW
53
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$54K 0.01%
32,999
– –
SPFR.WS
54
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
$12K ﹤0.01%
5,000
– –
EMWP
55
DELISTED
Eros Media World PLC
EMWP
$9K ﹤0.01%
240
+85
+55% +$3.19K
SWKH icon
56
SWK Holdings
SWKH
$182M
$7K ﹤0.01%
+379
New +$7K
MTBL
57
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$7K ﹤0.01%
+5,000
New +$7K
JOBY icon
58
Joby Aviation
JOBY
$11.2B
$6K ﹤0.01%
+500
New +$6K
DISCA
59
DELISTED
Discovery, Inc. Series A Common Stock
DISCA
$6K ﹤0.01%
+160
New +$6K
LEGAW
60
DELISTED
Lead Edge Growth Opportunities, Ltd Warrant
LEGAW
$4K ﹤0.01%
+2,500
New +$4K
IPOD.WS
61
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$4K ﹤0.01%
1,250
– –
SST icon
62
System1
SST
$57.2M
$3K ﹤0.01%
25
– –
PV.WS
63
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
$3K ﹤0.01%
+2,500
New +$3K
OACB
64
DELISTED
Oaktree Acquisition Corp. II
OACB
$3K ﹤0.01%
+250
New +$3K
SSAAW
65
DELISTED
Science Strategic Acquisition Corp. Alpha Warrant
SSAAW
$2K ﹤0.01%
+1,666
New +$2K
OEPWW
66
DELISTED
One Equity Partners Open Water I Corp. Warrant
OEPWW
$2K ﹤0.01%
1,666
– –
PEARW
67
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$1K ﹤0.01%
+333
New +$1K
SJR
68
DELISTED
Shaw Communications Inc.
SJR
$1K ﹤0.01%
+50
New +$1K
DCRNW
69
DELISTED
Decarbonization Plus Acquisition Corporation II Warrant
DCRNW
$1K ﹤0.01%
+333
New +$1K
SPAQ.U
70
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
– –
-1,000
Closed -$13K
DCRNU
71
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
– –
-1,000
Closed -$13K
THMAU
72
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
– –
-1,000
Closed -$13K
CLOVW
73
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-56,741
Closed -$113K
OPENW
74
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
– –
-44,002
Closed -$565K
TPB icon
75
Turning Point Brands
TPB
$1.75B
– –
-44,700
Closed -$2.93M
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