PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+12.09%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$412M
AUM Growth
+$412M
Cap. Flow
-$10M
Cap. Flow %
-2.44%
Top 10 Hldgs %
35.24%
Holding
113
New
27
Increased
15
Reduced
17
Closed
17

Top Buys

1
TPL icon
Texas Pacific Land
TPL
$12.7M
2
BUR icon
Burford Capital
BUR
$5.83M
3
SSNC icon
SS&C Technologies
SSNC
$5.04M
4
UTI icon
Universal Technical Institute
UTI
$4.95M
5
IBKR icon
Interactive Brokers
IBKR
$4.53M

Top Sells

1
LEAF
Leaf Group Ltd.
LEAF
$5.98M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$5.53M
3
IAC icon
IAC Inc
IAC
$4.43M
4
EBIX
Ebix Inc
EBIX
$4.11M
5
HHH icon
Howard Hughes
HHH
$3.8M

Sector Composition

1 Technology 19.65%
2 Communication Services 12.52%
3 Financials 12.42%
4 Consumer Discretionary 5.08%
5 Energy 4.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FRONU
51
DELISTED
Frontier Acquisition Corp. Units
FRONU
$125K 0.03%
+10,000
New +$125K
LEGAU
52
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$125K 0.03%
+10,000
New +$125K
WPF.WS
53
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$117K 0.03%
58,032
– –
CLOVW
54
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$113K 0.03%
56,741
– –
PSTH.WS
55
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$106K 0.03%
10,332
– –
PV.U
56
DELISTED
Primavera Capital Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
PV.U
$64K 0.02%
+5,000
New +$64K
ASZ.U
57
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
$63K 0.02%
+5,000
New +$63K
OHPAU
58
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$63K 0.02%
+5,000
New +$63K
AUS.U
59
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
$63K 0.02%
+5,000
New +$63K
ESM.U
60
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$62K 0.02%
+5,000
New +$62K
SSAAU
61
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$62K 0.02%
+5,000
New +$62K
KIIIU
62
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$62K 0.02%
+5,000
New +$62K
LUXAW
63
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$62K 0.02%
+32,999
New +$62K
OEPW
64
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$61K 0.01%
+5,000
New +$61K
LUXA
65
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$40K 0.01%
+3,109
New +$40K
JWSM.U
66
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$13K ﹤0.01%
+1,000
New +$13K
GTPBU
67
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
$13K ﹤0.01%
+1,000
New +$13K
SPAQ.U
68
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$13K ﹤0.01%
+1,000
New +$13K
DCRNU
69
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
$13K ﹤0.01%
+1,000
New +$13K
THMAU
70
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
$13K ﹤0.01%
+1,000
New +$13K
SPFR.WS
71
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
$12K ﹤0.01%
+5,000
New +$12K
QDROU
72
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
$12K ﹤0.01%
+1,000
New +$12K
EMWP
73
DELISTED
Eros Media World PLC
EMWP
$7K ﹤0.01%
+3,100
New +$7K
IPOD.WS
74
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$4K ﹤0.01%
1,250
– –
SST icon
75
System1
SST
$57.2M
$3K ﹤0.01%
+250
New +$3K
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3
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