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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+12.09%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$412M
AUM Growth
+$18.4M
Cap. Flow
-$129M
Cap. Flow %
-31.25%
Top 10 Hldgs %
35.24%
Holding
109
New
27
Increased
15
Reduced
17
Closed
17

Top Buys

Rank Stock Value
1
TPL icon
Texas Pacific Land
TPL
+$7.11M
2
BUR icon
Burford Capital
BUR
+$4.52M
3
UTI icon
Universal Technical Institute
UTI
+$4.16M
4
SSNC icon
SS&C Technologies
SSNC
+$3.88M
5
IBKR icon
Interactive Brokers
IBKR
+$3.56M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.53M
2
LEAF
Leaf Group Ltd.
LEAF
+$4.4M
3
EBIX
Ebix Inc
EBIX
+$3.94M
4
PPLI
People Inc
PPLI
+$3.71M
5
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.46M

Sector Composition

Rank Sector Weight
1 Technology 19.65%
2 Communication Services 12.52%
3 Financials 12.42%
4 Consumer Discretionary 5.08%
5 Energy 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRONU
51
DELISTED
Frontier Acquisition Corp. Units
FRONU
$125K 0.03%
+10,000
New +$101K
LEGAU
52
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$125K 0.03%
+10,000
New +$99.5K
WPF.WS
53
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$117K 0.03%
58,032
– –
CLOVW
54
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$113K 0.03%
56,741
– –
PSTH.WS
55
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$106K 0.03%
10,332
– –
PV.U
56
DELISTED
Primavera Capital Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
PV.U
$64K 0.02%
+5,000
New +$53.5K
OHPAU
57
DELISTED
Orion Acquisition Corp. Unit
OHPAU
$63K 0.02%
+5,000
New +$50.1K
AUS.U
58
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
$63K 0.02%
+5,000
New +$50.8K
ASZ.U
59
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
$63K 0.02%
+5,000
New +$50.7K
ESM.U
60
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$62K 0.02%
+5,000
New +$49.8K
SSAAU
61
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$62K 0.02%
+5,000
New +$51.3K
KIIIU
62
DELISTED
Kismet Acquisition Three Corp. Unit
KIIIU
$62K 0.02%
+5,000
New +$50K
LUXAW
63
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$62K 0.02%
+32,999
New +$83.2K
OEPW
64
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$61K 0.01%
+5,000
New +$48.8K
LUXA
65
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$40K 0.01%
+3,109
New +$34.5K
JWSM.U
66
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$13K ﹤0.01%
+1,000
New +$10.5K
GTPBU
67
DELISTED
Gores Technology Partners II, Inc. Units
GTPBU
$13K ﹤0.01%
+1,000
New +$10.1K
SPAQ.U
68
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$13K ﹤0.01%
+1,000
New +$10.4K
DCRNU
69
DELISTED
Decarbonization Plus Acquisition Corporation II Unit
DCRNU
$13K ﹤0.01%
+1,000
New +$10.6K
THMAU
70
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
$13K ﹤0.01%
+1,000
New +$10.2K
SPFR.WS
71
DELISTED
Jaws Spitfire Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Cl
SPFR.WS
$12K ﹤0.01%
+5,000
New +$12.4K
QDROU
72
DELISTED
Quadro Acquisition One Corp. Unit
QDROU
$12K ﹤0.01%
+1,000
New +$10K
EMWP
73
DELISTED
Eros Media World PLC
EMWP
$7K ﹤0.01%
+155
New +$6.23K
IPOD.WS
74
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$4K ﹤0.01%
1,250
– –
SST icon
75
System1
SST
$13.6M
$3K ﹤0.01%
+25
New +$2.67K
1 2
3
4

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BPC
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BIA
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KCM
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SCP
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SFG
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FTC
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WHGAM
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PenderFund Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, PenderFund Capital Management held 109 positions worth $412M, up 4.7% from $393M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

PenderFund Capital Management withdrew a net $129M in Q1 2021, closing 17 positions and reducing 17 holdings. Its most notable exit was Western Asset Inflation-Linked Opportunities & Income Fund, an estimated $5.53M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Communication Services and Financials.

Against the trend, PenderFund Capital Management opened a new position in Texas Pacific Land worth $12.7M.

  • PenderFund Capital Management's largest Q1 2021 buy was Texas Pacific Land: 57,105 shares worth $12.7M.
  • PenderFund Capital Management added most to Burford Capital in Q1 2021, an estimated $4.52M increase.
  • PenderFund Capital Management's biggest Q1 2021 reduction was Leaf Group Ltd., cutting an estimated $4.4M.
  • PenderFund Capital Management fully exited Western Asset Inflation-Linked Opportunities & Income Fund in Q1 2021, selling an estimated $5.53M.
  • PenderFund Capital Management's ten largest holdings make up 35% of its $412M portfolio in Q1 2021.
  • PenderFund Capital Management opened 27 new positions and closed 17 in Q1 2021.
  • PenderFund Capital Management's portfolio value rose 4.7% quarter-over-quarter to $412M.

Based on PenderFund Capital Management's 13F filing for Q1 2021, filed 10 May 2021.