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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+31.15%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$393M
AUM Growth
+$33.8M
Cap. Flow
-$146M
Cap. Flow %
-37.16%
Top 10 Hldgs %
38.94%
Holding
95
New
22
Increased
5
Reduced
24
Closed
14

Top Buys

Rank Stock Value
1
BUR icon
Burford Capital
BUR
+$12.6M
2
BIDU icon
Baidu
BIDU
+$6.2M
3
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$2.26M
4
SOFI icon
SoFi Technologies
SOFI
+$2.19M
5
TPB icon
Turning Point Brands
TPB
+$2.08M

Top Sells

Rank Stock Value
1
JE
Just Energy Group Inc
JE
+$12.4M
2
TPL icon
Texas Pacific Land
TPL
+$5.41M
3
SFIX
Stitch Fix
SFIX
+$5.39M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.52M
5
HBI
Hanesbrands
HBI
+$4.4M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Communication Services 13.37%
3 Financials 11.17%
4 Consumer Discretionary 5.94%
5 Real Estate 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENOV icon
51
Enovis
ENOV
$1.53B
$697K 0.18%
8,315
– –
UUUU.WS
52
DELISTED
Energy Fuels Inc.
UUUU.WS
$524K 0.13%
200,000
– –
OPENW
53
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$442K 0.11%
+45,002
New +$328K
CLOVW
54
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$289K 0.07%
56,741
– –
SPFR.U
55
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$281K 0.07%
+20,000
New +$216K
CIGI icon
56
Colliers International
CIGI
$5.17B
$238K 0.06%
2,100
-400
-16% -$31.9K
SOFIW
57
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$218K 0.06%
+48,600
New +$134K
FSV icon
58
FirstService
FSV
$6.31B
$209K 0.05%
1,200
– –
JWS.WS
59
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
$208K 0.05%
+60,498
New +$130K
IPOF.WS
60
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$207K 0.05%
+49,750
New +$134K
WPF.WS
61
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$187K 0.05%
+58,032
New +$110K
PSTH.WS
62
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$126K 0.03%
10,332
– –
IPOD
63
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$87K 0.02%
+5,000
New +$62.1K
TMPMU
64
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
$13K ﹤0.01%
+1,000
New +$10.1K
IPOD.WS
65
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$6K ﹤0.01%
+1,250
New +$4.29K
GOGO icon
66
Gogo Inc
GOGO
$487M
$4K ﹤0.01%
300
-48,200
-99% -$477K
BHR.PRB
67
Braemar Hotels & Resorts 5.50% Series B Preferred Stock
BHR.PRB
$51.8M
– –
-101,720
Closed -$1.6M
CIEN icon
68
Ciena
CIEN
$58.1B
– –
-37,459
Closed -$1.99M
CLOV icon
69
Clover Health Investments
CLOV
$2.57B
– –
-170,224
Closed -$2.97M
EVV
70
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
– –
-300,000
Closed -$4.52M
MSFT icon
71
Microsoft
MSFT
$3.73T
– –
-10,000
Closed -$2.76M
NAD icon
72
Nuveen Quality Municipal Income Fund
NAD
$2.78B
– –
-200,000
Closed -$3.88M
NEA icon
73
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
– –
-200,000
Closed -$3.82M
NVG icon
74
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
– –
-200,000
Closed -$4.16M
OPEN icon
75
Opendoor
OPEN
$3.42B
– –
-139,509
Closed -$3.37M
1 2
3
4

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PenderFund Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, PenderFund Capital Management held 95 positions worth $393M, up 9.4% from $360M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

PenderFund Capital Management withdrew a net $146M in Q4 2020, closing 14 positions and reducing 24 holdings. Its most notable exit was Texas Pacific Land, an estimated $5.41M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Communication Services and Financials.

Against the trend, PenderFund Capital Management opened a new position in Burford Capital worth $15.9M.

  • PenderFund Capital Management's largest Q4 2020 buy was Burford Capital: 1,295,463 shares worth $15.9M.
  • PenderFund Capital Management added most to Baidu in Q4 2020, an estimated $6.2M increase.
  • PenderFund Capital Management's biggest Q4 2020 reduction was Just Energy Group Inc, cutting an estimated $12.4M.
  • PenderFund Capital Management fully exited Texas Pacific Land in Q4 2020, selling an estimated $5.41M.
  • PenderFund Capital Management's ten largest holdings make up 39% of its $393M portfolio in Q4 2020.
  • PenderFund Capital Management opened 22 new positions and closed 14 in Q4 2020.
  • PenderFund Capital Management's portfolio value rose 9.4% quarter-over-quarter to $393M.

Based on PenderFund Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.