PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+31.4%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$393M
AUM Growth
+$393M
Cap. Flow
-$30.7M
Cap. Flow %
-7.81%
Top 10 Hldgs %
38.94%
Holding
96
New
22
Increased
5
Reduced
24
Closed
14

Top Buys

1
BUR icon
Burford Capital
BUR
$15.9M
2
BIDU icon
Baidu
BIDU
$11.5M
3
FTSI
FTS International, Inc. Common Stock
FTSI
$4.93M
4
TPB icon
Turning Point Brands
TPB
$3.13M
5
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$3.12M

Top Sells

1
JE
Just Energy Group Inc
JE
$14.4M
2
SFIX icon
Stitch Fix
SFIX
$9.42M
3
EBIX
Ebix Inc
EBIX
$6.08M
4
HBI icon
Hanesbrands
HBI
$5.41M
5
TPL icon
Texas Pacific Land
TPL
$5.41M

Sector Composition

1 Technology 20.41%
2 Communication Services 13.37%
3 Financials 11.17%
4 Consumer Discretionary 5.94%
5 Real Estate 3.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ENOV icon
51
Enovis
ENOV
$1.74B
$697K 0.18%
14,312
– –
UUUU.WS
52
DELISTED
Energy Fuels Inc.
UUUU.WS
$524K 0.13%
200,000
– –
OPENW
53
DELISTED
Opendoor Technologies Inc Warrants expiring 12/18/2025
OPENW
$442K 0.11%
+45,002
New +$442K
CLOVW
54
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$289K 0.07%
56,741
– –
SPFR.U
55
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$281K 0.07%
+20,000
New +$281K
CIGI icon
56
Colliers International
CIGI
$8.16B
$238K 0.06%
2,100
-400
-16% -$45.3K
SOFIW
57
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$218K 0.06%
+48,600
New +$218K
FSV icon
58
FirstService
FSV
$9.01B
$209K 0.05%
1,200
– –
JWS.WS
59
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
$208K 0.05%
+60,498
New +$208K
IPOF.WS
60
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$207K 0.05%
+49,750
New +$207K
WPF.WS
61
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$187K 0.05%
+58,032
New +$187K
PSTH.WS
62
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$126K 0.03%
10,332
– –
IPOD
63
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$87K 0.02%
+5,000
New +$87K
TMPMU
64
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
$13K ﹤0.01%
+1,000
New +$13K
IPOD.WS
65
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$6K ﹤0.01%
+1,250
New +$6K
GOGO icon
66
Gogo Inc
GOGO
$1.44B
$4K ﹤0.01%
300
-48,200
-99% -$643K
NVG icon
67
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.53B
– –
-200,000
Closed -$4.16M
OPEN icon
68
Opendoor
OPEN
$3.81B
– –
-135,009
Closed -$3.37M
TPL icon
69
Texas Pacific Land
TPL
$21B
– –
-8,987
Closed -$5.41M
MUI
70
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-100,000
Closed -$1.87M
MODN
71
DELISTED
MODEL N, INC.
MODN
– –
-21,754
Closed -$1.04M
BHR.PRB
72
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.6M
– –
-101,720
Closed -$1.6M
CIEN icon
73
Ciena
CIEN
$13.3B
– –
-37,459
Closed -$1.99M
CLOV icon
74
Clover Health Investments
CLOV
$1.36B
– –
-170,224
Closed -$2.97M
EVV
75
Eaton Vance Limited Duration Income Fund
EVV
$1.2B
– –
-300,000
Closed -$4.52M
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