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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+5.62%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$360M
AUM Growth
-$10.4M
Cap. Flow
-$98.5M
Cap. Flow %
-27.39%
Top 10 Hldgs %
38.06%
Holding
83
New
14
Increased
7
Reduced
17
Closed
13

Top Buys

Rank Stock Value
1
JE
Just Energy Group Inc
JE
+$33.6M
2
PPLI
People Inc
PPLI
+$6.64M
3
BHC icon
Bausch Health
BHC
+$5.5M
4
UTI icon
Universal Technical Institute
UTI
+$3.46M
5
SFIX
Stitch Fix
SFIX
+$2.94M

Top Sells

Rank Stock Value
1
EGAN icon
eGain
EGAN
+$9.08M
2
ESI icon
Element Solutions
ESI
+$6.08M
3
MAXR
Maxar Technologies Inc. Common Stock
MAXR
+$6.07M
4
BB icon
BlackBerry
BB
+$5.63M
5
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$3.54M

Sector Composition

Rank Sector Weight
1 Technology 19.55%
2 Communication Services 8.86%
3 Energy 7.55%
4 Consumer Discretionary 7.32%
5 Financials 6.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCT
51
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$735K 0.2%
50,000
– –
ENOV icon
52
Enovis
ENOV
$1.53B
$598K 0.17%
8,315
-1,976
-19% -$109K
GOGO icon
53
Gogo Inc
GOGO
$491M
$597K 0.17%
+48,500
New +$265K
CLOVW
54
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
$303K 0.08%
+56,741
New +$178K
CIGI icon
55
Colliers International
CIGI
$5.19B
$222K 0.06%
2,500
+900
+56% +$54.7K
FSV icon
56
FirstService
FSV
$6.32B
$211K 0.06%
1,200
– –
UUUU.WS
57
DELISTED
Energy Fuels Inc.
UUUU.WS
$136K 0.04%
200,000
– –
PSTH.WS
58
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$97K 0.03%
+10,332
New +$74.6K
ANET icon
59
Arista Networks
ANET
$238B
– –
-126,400
Closed -$2.25M
BB icon
60
BlackBerry
BB
$5.26B
– –
-850,980
Closed -$5.63M
BBU
61
DELISTED
Brookfield Business Partners
BBU
– –
-35,647
Closed -$956K
CNQ icon
62
Canadian Natural Resources
CNQ
$94.9B
– –
-220,944
Closed -$2.55M
DESP
63
DELISTED
Despegar.com
DESP
– –
-38,100
Closed -$371K
ENB icon
64
Enbridge
ENB
$112B
– –
-18,085
Closed -$747K
ESI icon
65
Element Solutions
ESI
$9.23B
– –
-412,633
Closed -$6.08M
MHK icon
66
Mohawk Industries
MHK
$9.22B
– –
-22,100
Closed -$3.05M
SBUX icon
67
Starbucks
SBUX
$120B
– –
-2,700
Closed -$270K
SU icon
68
Suncor Energy
SU
$70.3B
– –
-47,400
Closed -$1.08M
MMX
69
DELISTED
Maverix Metals Inc. Common Shares
MMX
– –
-50,000
Closed -$301K
IPOC.U
70
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
– –
-170,224
Closed -$2.74M
IPOB.U
71
DELISTED
Social Capital Hedosophia Holdings Corp. II Units, each consisting of one Class A ordinary share and
IPOB.U
– –
-135,009
Closed -$2.3M
1 2
3

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PenderFund Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, PenderFund Capital Management held 83 positions worth $360M, down 2.8% from $370M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

PenderFund Capital Management withdrew a net $98.5M in Q3 2020, closing 13 positions and reducing 17 holdings. Its most notable exit was Element Solutions, an estimated $6.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 22% a quarter earlier, followed by Communication Services and Energy.

Against the trend, PenderFund Capital Management opened a new position in Just Energy Group Inc worth $21.8M.

  • PenderFund Capital Management's largest Q3 2020 buy was Just Energy Group Inc: 2,907,702 shares worth $21.8M.
  • PenderFund Capital Management added most to Stitch Fix in Q3 2020, an estimated $2.94M increase.
  • PenderFund Capital Management's biggest Q3 2020 reduction was eGain, cutting an estimated $9.08M.
  • PenderFund Capital Management fully exited Element Solutions in Q3 2020, selling an estimated $6.08M.
  • PenderFund Capital Management's ten largest holdings make up 38% of its $360M portfolio in Q3 2020.
  • PenderFund Capital Management opened 14 new positions and closed 13 in Q3 2020.
  • PenderFund Capital Management's portfolio value fell 2.8% quarter-over-quarter to $360M.

Based on PenderFund Capital Management's 13F filing for Q3 2020, filed 16 Nov 2020.