PCM
PenderFund Capital Management Portfolio holdings
AUM
$423M
This Quarter Return
-5.72%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$297M
AUM Growth
+$297M
(+6.1%)
Cap. Flow
-$14.2M
Cap. Flow
% of AUM
-4.77%
Top 10 Holdings %
Top 10 Hldgs %
40.55%
Holding
74
New
3
Increased
15
Reduced
17
Closed
7
Top Buys
| 1 |
CARB
Carbonite Inc
CARB
|
$6.31M |
| 2 |
BlackBerry
BB
|
$2.72M |
| 3 |
eGain
EGAN
|
$2.67M |
| 4 |
Middleby
MIDD
|
$2.64M |
| 5 |
Ascent Industries
ACNT
|
$2.22M |
Top Sells
| 1 |
KKR & Co
KKR
|
$4.03M |
| 2 |
Element Solutions
ESI
|
$3.84M |
| 3 |
MAXR
Maxar Technologies Inc. Common Stock
MAXR
|
$3.73M |
| 4 |
Asure Software
ASUR
|
$3.63M |
| 5 |
NMY
Nuveen Maryland Quality Municipal Income Fund
NMY
|
$3.53M |
Sector Composition
| 1 | Technology | 23.8% |
| 2 | Consumer Discretionary | 9.45% |
| 3 | Communication Services | 7.71% |
| 4 | Real Estate | 7.67% |
| 5 | Financials | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
|
UUUU.WS
51
DELISTED
Energy Fuels Inc.
UUUU.WS
| $149K | 0.05% |
200,000
| – | – |
|
|
MODN
52
DELISTED
MODEL N, INC.
MODN
| – | – |
-111,051
| Closed | -$2.41M |
|
|
53
Asure Software
ASUR
$220M
| – | – |
-402,696
| Closed | -$3.63M |
|
54
Anterix
ATEX
$421M
| – | – |
-50
| Closed | – |
|
55
Alphabet (Google) Class C
GOOG
$2.79T
| – | – |
-3,500
| Closed | -$220K |
|
56
Jefferies Financial Group
JEF
$13.2B
| – | – |
-16,198
| Closed | -$312K |
|
57
Nuveen New York Quality Municipal Income Fund
NAN
$338M
| – | – |
-150,000
| Closed | -$2.11M |
|
58
Visa
V
$681B
| – | – |
-1,460
| Closed | -$267K |
|