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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
-0.53%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$322M
AUM Growth
+$36.1M
Cap. Flow
+$1.3M
Cap. Flow %
0.4%
Top 10 Hldgs %
48.05%
Holding
77
New
13
Increased
11
Reduced
14
Closed
8

Top Buys

Rank Stock Value
1
JD icon
JD.com
JD
+$16M
2
LILA icon
Liberty Latin America Class A
LILA
+$13M
3
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$7.18M
4
HBI
Hanesbrands
HBI
+$6.37M
5
BIDU icon
Baidu
BIDU
+$5.9M

Top Sells

Rank Stock Value
1
SYNT
Syntel Inc
SYNT
+$11.7M
2
MATR
Mattersight Corp.
MATR
+$9.8M
3
EGC
Energy XXI Gulf Coast, Inc. Common Stock
EGC
+$7.68M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$6.99M
5
SWIR
Sierra Wireless
SWIR
+$2.82M

Sector Composition

Rank Sector Weight
1 Communication Services 18.46%
2 Technology 15.15%
3 Real Estate 11.76%
4 Consumer Discretionary 10.15%
5 Materials 5.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
51
Visa
V
$685B
$263K 0.08%
1,460
-900
-38% -$128K
BRK.B icon
52
Berkshire Hathaway Class B
BRK.B
$1.1T
$259K 0.08%
900
-850
-49% -$174K
UL icon
53
Unilever
UL
$137B
$243K 0.08%
3,111
– –
SD icon
54
SandRidge Energy
SD
$504M
$217K 0.07%
20,000
-10,049
-33% -$154K
NWL icon
55
Newell Brands
NWL
$2.79B
$175K 0.05%
7,300
– –
DAIO icon
56
Data I/O
DAIO
$29.8M
$3K ﹤0.01%
+500
New +$2.81K
SABA
57
Saba Capital Income & Opportunities Fund II
SABA
$223M
– –
-25,000
Closed -$307K
DISCK
58
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-210,600
Closed -$6.99M
EXFO
59
DELISTED
EXFO INC.
EXFO
– –
-523,100
Closed -$2.44M
MSGN
60
DELISTED
MSG Networks Inc.
MSGN
– –
-200
Closed -$6K
QTRH
61
DELISTED
Quarterhill Inc. Common Shares
QTRH
– –
-399,700
Closed -$536K
EGC
62
DELISTED
Energy XXI Gulf Coast, Inc. Common Stock
EGC
– –
-650,399
Closed -$7.68M
SYNT
63
DELISTED
Syntel Inc
SYNT
– –
-235,564
Closed -$11.7M
MATR
64
DELISTED
Mattersight Corp.
MATR
– –
-2,833,126
Closed -$9.8M
1 2
3

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KCM
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SCP
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SFG
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PenderFund Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, PenderFund Capital Management held 77 positions worth $322M, up 13% from $286M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

PenderFund Capital Management's Q3 2018 filing shows 13 new, 11 increased, 14 reduced and 8 closed positions. Its largest new stake was JD.com: 488,400 shares worth $14.6M. The largest sale was Syntel Inc, an estimated $11.7M.

By sector, the portfolio is most concentrated in Communication Services at 18% of assets, up from 13% a quarter earlier, followed by Technology and Real Estate.

  • PenderFund Capital Management's largest Q3 2018 buy was JD.com: 488,400 shares worth $14.6M.
  • PenderFund Capital Management added most to Hanesbrands in Q3 2018, an estimated $6.37M increase.
  • PenderFund Capital Management's biggest Q3 2018 reduction was Sierra Wireless, cutting an estimated $2.82M.
  • PenderFund Capital Management fully exited Syntel Inc in Q3 2018, selling an estimated $11.7M.
  • PenderFund Capital Management's ten largest holdings make up 48% of its $322M portfolio in Q3 2018.
  • PenderFund Capital Management opened 13 new positions and closed 8 in Q3 2018.
  • PenderFund Capital Management's portfolio value rose 13% quarter-over-quarter to $322M.

Based on PenderFund Capital Management's 13F filing for Q3 2018, filed 17 Oct 2018.