PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
1-Year Return 56.08%
This Quarter Return
-0.53%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$322M
AUM Growth
+$36.1M
Cap. Flow
+$8.23M
Cap. Flow %
2.55%
Top 10 Hldgs %
48.05%
Holding
77
New
13
Increased
11
Reduced
14
Closed
8

Top Buys

1
LILA icon
Liberty Latin America Class A
LILA
$18.3M
2
JD icon
JD.com
JD
$14.6M
3
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$9.48M
4
HBI icon
Hanesbrands
HBI
$7.28M
5
BIDU icon
Baidu
BIDU
$6.34M

Top Sells

1
SYNT
Syntel Inc
SYNT
$11.7M
2
MATR
Mattersight Corp.
MATR
$9.8M
3
EGC
Energy XXI Gulf Coast, Inc. Common Stock
EGC
$7.68M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
$6.99M
5
SWIR
Sierra Wireless
SWIR
$3.59M

Sector Composition

1 Communication Services 18.46%
2 Technology 15.15%
3 Real Estate 11.76%
4 Consumer Discretionary 10.15%
5 Materials 5.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
V icon
51
Visa
V
$681B
$263K 0.08%
1,460
-900
-38% -$162K
BRK.B icon
52
Berkshire Hathaway Class B
BRK.B
$1.09T
$259K 0.08%
900
-850
-49% -$245K
UL icon
53
Unilever
UL
$159B
$243K 0.08%
3,500
– –
SD icon
54
SandRidge Energy
SD
$434M
$217K 0.07%
20,000
-10,049
-33% -$109K
NWL icon
55
Newell Brands
NWL
$2.64B
$175K 0.05%
7,300
– –
DAIO icon
56
Data I/O
DAIO
$29.8M
$3K ﹤0.01%
+500
New +$3K
SABA
57
Saba Capital Income & Opportunities Fund II
SABA
$257M
– –
-25,000
Closed -$307K
DISCK
58
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-210,600
Closed -$6.99M
EXFO
59
DELISTED
EXFO INC.
EXFO
– –
-523,100
Closed -$2.44M
EGC
60
DELISTED
Energy XXI Gulf Coast, Inc. Common Stock
EGC
– –
-650,399
Closed -$7.68M
SYNT
61
DELISTED
Syntel Inc
SYNT
– –
-235,564
Closed -$11.7M
MATR
62
DELISTED
Mattersight Corp.
MATR
– –
-2,833,126
Closed -$9.8M
MSGN
63
DELISTED
MSG Networks Inc.
MSGN
– –
-200
Closed -$6K
QTRH
64
DELISTED
Quarterhill Inc. Common Shares
QTRH
– –
-399,700
Closed -$536K
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