PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+4.64%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$434M
AUM Growth
+$434M
Cap. Flow
-$182M
Cap. Flow %
-42%
Top 10 Hldgs %
61.88%
Holding
180
New
51
Increased
25
Reduced
12
Closed
43

Top Buys

1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$6.14M
2
PPLT icon
abrdn Physical Platinum Shares ETF
PPLT
$6.07M
3
ERO icon
Ero Copper
ERO
$3.68M
4
HHH icon
Howard Hughes
HHH
$1.01M
5
ENV
ENVESTNET, INC.
ENV
$999K

Top Sells

1
AVNW icon
Aviat Networks
AVNW
$5.08M
2
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$3.43M
3
IBKR icon
Interactive Brokers
IBKR
$2M
4
EVBG
Everbridge, Inc. Common Stock
EVBG
$1.24M
5
KKR icon
KKR & Co
KKR
$1.18M

Sector Composition

1 Technology 14.18%
2 Financials 6.72%
3 Energy 2.21%
4 Communication Services 2.2%
5 Industrials 2.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NOC icon
26
Northrop Grumman
NOC
$83.2B
$1,000K 0.23%
1,400
+250
+22% +$179K
ENV
27
DELISTED
ENVESTNET, INC.
ENV
$999K 0.23%
+11,800
New +$999K
RCM
28
DELISTED
R1 RCM Inc. Common Stock
RCM
$998K 0.23%
+52,100
New +$998K
PWSC
29
DELISTED
PowerSchool Holdings, Inc.
PWSC
$963K 0.22%
31,230
+16,200
+108% +$500K
ITI
30
DELISTED
Iteris, Inc.
ITI
$962K 0.22%
+99,600
New +$962K
LPAAU
31
Launch One Acquisition Corp. Unit
LPAAU
$848K 0.2%
+60,000
New +$848K
EVRI
32
DELISTED
Everi Holdings
EVRI
$801K 0.18%
+45,100
New +$801K
ARC
33
DELISTED
ARC Document Solutions, Inc.
ARC
$800K 0.18%
+174,900
New +$800K
SRCL
34
DELISTED
Stericycle Inc
SRCL
$792K 0.18%
9,600
+2,300
+32% +$190K
PRFT
35
DELISTED
Perficient Inc
PRFT
$787K 0.18%
7,713
+3,713
+93% +$379K
SBUX icon
36
Starbucks
SBUX
$99.2B
$782K 0.18%
5,930
+1,100
+23% +$145K
SWN
37
DELISTED
Southwestern Energy Company
SWN
$770K 0.18%
80,100
– –
PETQ
38
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$737K 0.17%
+17,700
New +$737K
MNTX
39
DELISTED
Manitex International, Inc.
MNTX
$732K 0.17%
+96,200
New +$732K
INST
40
DELISTED
Instructure Holdings, Inc.
INST
$723K 0.17%
+22,700
New +$723K
BALY icon
41
Bally's
BALY
$483M
$714K 0.16%
+30,600
New +$714K
WIA
42
Western Asset Inflation-Linked Income Fund
WIA
$196M
$713K 0.16%
61,666
– –
AAN
43
DELISTED
The Aaron's Company, Inc.
AAN
$667K 0.15%
49,530
+39,341
+386% +$529K
ESGR
44
DELISTED
Enstar Group
ESGR
$652K 0.15%
+1,500
New +$652K
KVAC icon
45
Keen Vision Acquisition Corp
KVAC
$611K 0.14%
42,000
– –
SHCR
46
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$607K 0.14%
316,000
+212,000
+204% +$407K
TELL
47
DELISTED
Tellurian Inc.
TELL
$601K 0.14%
+458,700
New +$601K
GAQ
48
DELISTED
Generation Asia I Acquisition Limited Class A Ordinary Shares
GAQ
$597K 0.14%
39,385
– –
SRDX icon
49
Surmodics
SRDX
$487M
$582K 0.13%
11,100
+500
+5% +$26.2K
CPTN
50
DELISTED
Cepton, Inc. Common Stock
CPTN
$567K 0.13%
+134,276
New +$567K
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