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PenderFund Capital Management Portfolio holdings

AUM $639M
1-Year Est. Return 31.05%
This Fund
S&P 500
This Quarter Est. Return
+4.64%
1 Year Est. Return
+31.05%
3 Year Est. Return
+130.01%
5 Year Est. Return
+118.66%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$70.3M
Cap. Flow
-$191M
Cap. Flow %
-44.05%
Top 10 Hldgs %
61.88%
Holding
180
New
51
Increased
25
Reduced
12
Closed
43

Top Buys

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.43M
2
PPLT
abrdn Physical Platinum Shares ETF
PPLT
+$4.41M
3
ERO icon
Ero Copper
ERO
+$2.49M
4
ENV
ENVESTNET, INC.
ENV
+$736K
5
RCM
R1 RCM Inc. Common Stock
RCM
+$708K

Top Sells

Rank Stock Value
1
AVNW icon
Aviat Networks
AVNW
+$5.08M
2
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$2.46M
3
IBKR icon
Interactive Brokers
IBKR
+$1.31M
4
EVBG
Everbridge, Inc. Common Stock
EVBG
+$1.24M
5
DPSI
DecisionPoint Systems, Inc.
DPSI
+$896K

Sector Composition

Rank Sector Weight
1 Technology 14.18%
2 Financials 6.72%
3 Energy 2.21%
4 Communication Services 2.2%
5 Industrials 2.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
26
Northrop Grumman
NOC
$79.2B
$1,000K 0.23%
1,400
+250
+22% +$122K
ENV
27
DELISTED
ENVESTNET, INC.
ENV
$999K 0.23%
+11,800
New +$736K
RCM
28
DELISTED
R1 RCM Inc. Common Stock
RCM
$998K 0.23%
+52,100
New +$708K
PWSC
29
DELISTED
PowerSchool Holdings, Inc.
PWSC
$963K 0.22%
31,230
+16,200
+108% +$366K
ITI
30
DELISTED
Iteris, Inc.
ITI
$962K 0.22%
+99,600
New +$595K
LPAAU
31
Launch One Acquisition Corp Unit
LPAAU
$222M
$848K 0.2%
+60,000
New +$599K
EVRI
32
DELISTED
Everi Holdings
EVRI
$801K 0.18%
+45,100
New +$532K
ARC
33
DELISTED
ARC Document Solutions, Inc.
ARC
$800K 0.18%
+174,900
New +$548K
SRCL
34
DELISTED
Stericycle Inc
SRCL
$792K 0.18%
9,600
+2,300
+32% +$137K
PRFT
35
DELISTED
Perficient Inc
PRFT
$787K 0.18%
7,713
+3,713
+93% +$279K
SBUX icon
36
Starbucks
SBUX
$121B
$782K 0.18%
5,930
+1,100
+23% +$94.4K
SWN
37
DELISTED
Southwestern Energy Company
SWN
$770K 0.18%
80,100
– –
PETQ
38
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
$737K 0.17%
+17,700
New +$479K
MNTX
39
DELISTED
Manitex International, Inc.
MNTX
$732K 0.17%
+96,200
New +$440K
INST
40
DELISTED
Instructure Holdings, Inc.
INST
$723K 0.17%
+22,700
New +$536K
BALY icon
41
Bally's
BALY
$686M
$714K 0.16%
+30,600
New +$490K
WIA
42
Western Asset Inflation-Linked Income Fund
WIA
$186M
$713K 0.16%
61,666
– –
AAN
43
DELISTED
The Aaron's Company Inc
AAN
$667K 0.15%
49,530
+39,341
+386% +$394K
ESGR
44
DELISTED
Enstar Group
ESGR
$652K 0.15%
+1,500
New +$486K
KVAC
45
DELISTED
Keen Vision Acquisition Corp
KVAC
$611K 0.14%
42,000
– –
SHCR
46
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$607K 0.14%
316,000
+212,000
+204% +$294K
TELL
47
DELISTED
Tellurian Inc.
TELL
$601K 0.14%
+458,700
New +$396K
GAQ
48
DELISTED
Generation Asia I Acquisition Limited Class A Ordinary Shares
GAQ
$597K 0.14%
39,385
– –
SRDX
49
DELISTED
Surmodics
SRDX
$582K 0.13%
11,100
+500
+5% +$20.2K
CPTN
50
DELISTED
Cepton, Inc. Common Stock
CPTN
$567K 0.13%
+134,276
New +$390K
1
2
3 4 5

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SJIC
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BPC
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BIA
Bell Investment Advisors Oakland, California $639M AUM 13.28% 1-Year Est. Return
KCM
Kultura Capital Management Park City, Utah $638M AUM
SCP
Stamos Capital Partners Menlo Park, California $640M AUM 15.65% 1-Year Est. Return
SFG
SevenBridge Financial Group Harrisburg, Pennsylvania $640M AUM 27.29% 1-Year Est. Return
FTC
Farmers Trust Company Youngstown, Ohio $637M AUM 23.14% 1-Year Est. Return
WHGAM
Wealth High Governance Asset Management Sao Paulo $641M AUM

PenderFund Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, PenderFund Capital Management held 180 positions worth $434M, up 19% from $364M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

PenderFund Capital Management withdrew a net $191M in Q3 2024, closing 43 positions and reducing 12 holdings. Its most notable exit was Aviat Networks, an estimated $5.08M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Financials and Energy.

Against the trend, PenderFund Capital Management opened a new position in ENVESTNET, INC. worth $999K.

  • PenderFund Capital Management's largest Q3 2024 buy was ENVESTNET, INC.: 11,800 shares worth $999K.
  • PenderFund Capital Management added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q3 2024, an estimated $4.43M increase.
  • PenderFund Capital Management's biggest Q3 2024 reduction was Morgan Stanley Emerging Markets Domestic Debt Fund, cutting an estimated $2.46M.
  • PenderFund Capital Management fully exited Aviat Networks in Q3 2024, selling an estimated $5.08M.
  • PenderFund Capital Management's ten largest holdings make up 62% of its $434M portfolio in Q3 2024.
  • PenderFund Capital Management opened 51 new positions and closed 43 in Q3 2024.
  • PenderFund Capital Management's portfolio value rose 19% quarter-over-quarter to $434M.

Based on PenderFund Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.