PCM

PenderFund Capital Management Portfolio holdings

AUM $423M
This Quarter Return
+5.49%
1 Year Return
+56.08%
3 Year Return
+113.56%
5 Year Return
+177.22%
10 Year Return
–
AUM
$378M
AUM Growth
+$378M
Cap. Flow
-$1.78B
Cap. Flow %
-471.22%
Top 10 Hldgs %
61.38%
Holding
152
New
40
Increased
13
Reduced
19
Closed
35

Top Buys

1
PPLT icon
abrdn Physical Platinum Shares ETF
PPLT
$2.83M
2
KW icon
Kennedy-Wilson Holdings
KW
$2.26M
3
TAST
Carrols Restaurant Group, Inc.
TAST
$1.41M
4
TCN
Tricon Residential Inc.
TCN
$1.38M
5
KAMN
Kaman Corp
KAMN
$1.16M

Top Sells

1
EMD
Western Asset Emerging Markets Debt Fund
EMD
$1.77B
2
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$7.97M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$7.04M
4
SSNC icon
SS&C Technologies
SSNC
$3.51M
5
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$3.1M

Sector Composition

1 Technology 15.88%
2 Financials 9.22%
3 Energy 3.11%
4 Consumer Discretionary 1.91%
5 Communication Services 1.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DSKE
26
DELISTED
Daseke, Inc. Common Stock
DSKE
$1.06M 0.28%
94,100
+50,956
+118% +$573K
VERY
27
DELISTED
Vericity, Inc. Common Stock
VERY
$1.04M 0.27%
67,385
-2,600
-4% -$40K
MDC
28
DELISTED
M.D.C. Holdings, Inc.
MDC
$1.03M 0.27%
+12,105
New +$1.03M
HAYN
29
DELISTED
Haynes International, Inc.
HAYN
$1.03M 0.27%
+12,600
New +$1.03M
TGAN
30
DELISTED
Transphorm, Inc. Common Stock
TGAN
$964K 0.26%
+145,000
New +$964K
CERE
31
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$962K 0.25%
16,800
+7,400
+79% +$424K
DOOR
32
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$926K 0.24%
+5,200
New +$926K
SBUX icon
33
Starbucks
SBUX
$99.2B
$883K 0.23%
7,130
+1,900
+36% +$235K
MCHP icon
34
Microchip Technology
MCHP
$34.2B
$870K 0.23%
7,160
– –
BIDU icon
35
Baidu
BIDU
$33.1B
$827K 0.22%
5,800
+900
+18% +$128K
CLVT icon
36
Clarivate
CLVT
$2.79B
$764K 0.2%
+75,900
New +$764K
IAC icon
37
IAC Inc
IAC
$2.91B
$759K 0.2%
+10,500
New +$759K
PXD
38
DELISTED
Pioneer Natural Resource Co.
PXD
$747K 0.2%
+2,100
New +$747K
NOC icon
39
Northrop Grumman
NOC
$83.2B
$746K 0.2%
1,150
+400
+53% +$259K
NOA
40
North American Construction
NOA
$390M
$734K 0.19%
24,380
– –
TARO
41
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$734K 0.19%
12,800
+10,600
+482% +$608K
FREE
42
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$728K 0.19%
+111,300
New +$728K
HRT
43
DELISTED
HireRight Holdings Corporation
HRT
$723K 0.19%
+37,400
New +$723K
CCLP
44
DELISTED
CSI Compressco LP
CCLP
$721K 0.19%
228,400
+145,494
+175% +$459K
AEL
45
DELISTED
American Equity Investment Life Holding Company
AEL
$720K 0.19%
9,460
-6,700
-41% -$510K
EGLE
46
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$717K 0.19%
8,476
+5,576
+192% +$472K
SSYS icon
47
Stratasys
SSYS
$863M
$643K 0.17%
40,840
– –
AMNB
48
DELISTED
American National Bankshares Inc
AMNB
$640K 0.17%
9,887
-1,883
-16% -$122K
FSV icon
49
FirstService
FSV
$9.05B
$610K 0.16%
2,720
– –
TDCX
50
DELISTED
TDCX Inc. American Depositary Shares, each representing one Class A ordinary share
TDCX
$601K 0.16%
+61,898
New +$601K
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